34-62237
June 7, 2010
SR-NYSEArca-2010-44
Notice of Filing of Proposed Rule Change Relating to the United States Commodity Index Fund Comments Due: Rel. No. 34-62527 Federal Register version (75 FR 33861)
34-62236
June 7, 2010
SR-FICC-2010-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications to the Rules of the Government Securities Division Comments Due: Federal Register version (75 FR 33871)
34-62224
June 4, 2010
SR-NYSEAmex-2010-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting Rules 352(e)-(g)-NYSE Amex Equities and Adopting New Rule 3240-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Federal Register version (75 FR 32975)
34-62223
June 4, 2010
SR-NYSE-2010-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting NYSE Rules 352(e)-(g) and Adopting New Rule 3240 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Federal Register version (75 FR 32978)
34-62231
June 4, 2010
SR-NYSE-2010-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 2010 Comments Due: Exhibit 5 Federal Register version (75 FR 33872)
34-62229
June 4, 2010
SR-ISE-2010-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated References in the Exchange's Schedule of Fees Comments Due: Exhibit 5 Federal Register version (75 FR 33874)
34-62230
June 4, 2010
SR-ISE-2010-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Temporary Rule 1903 Comments Due: Federal Register version (75 FR 33867)
34-62227
June 4, 2010
SR-CBOE-2010-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (75 FR 33374)
34-62214
June 3, 2010
SR-CHX-2010-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Amount of Its Trading Permit Cancellation Fee Comments Due: Federal Register version (75 FR 32832)
34-62215
June 3, 2010
SR-CHX-2010-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change Its Transaction Fees and Rebates to Exchange Participants for SRO Fees and DEA Examinations Comments Due: Federal Register version (75 FR 32831)
34-62209
June 3, 2010
SR-NYSEArca-2010-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.82 Comments Due: Federal Register version (75 FR 32529)
34-62216
June 3, 2010
SR-ISE-2010-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Listing Options Series That Are Restricted to Closing Transactions if Such Series Are Listed and Restricted to Closing Transactions on Another National Securities Exchange and to Permit Opening Transactions by Market Makers To Accommodate Closing Transactions of Other Market Participants in Option Series Where the Underlying Security Does Not Meet the Then Current Requirements for Continuance of Such Approval Comments Due: Federal Register version (75 FR 32977)
34-62206
June 2, 2010
SR-ISE-2010-56
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members Comments Due: Federal Register version (75 FR 32528)
34-62207
June 2, 2010
SR-ISE-2010-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule Comments Due: Federal Register version (75 FR 32526)
34-62205
June 2, 2010
SR-FINRA-2010-024
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4210 (Margin Requirements), FINRA Rule 4220 (Daily Record of Required Margin) and FINRA Rule 4230 (Required Submissions for Requests for Extensions of Time Under Regulation T and SEC Rule 15c3-3) in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-62482 Federal Register version (75 FR 32519)
34-62204
June 2, 2010
SR-CBOE-2010-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Eligible Order Types Comments Due: Exhibit 5 Federal Register version (75 FR 32523)
34-62196
June 1, 2010
SR-Phlx-2010-73
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 32826)
34-62199
June 1, 2010
SR-FINRA-2010-026
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5121 (Public Offerings of Securities With Conflicts of Interest) in the Consolidated FINRA Rulebook Comments Due: View Received Comments Rel. No. 34-62702 Federal Register version (75 FR 31825)
34-62195
May 28, 2010
SR-ISE-2010-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Exhibit 5 Federal Register version (75 FR 32531)
34-62192
May 28, 2010
SR-CBOE-2010-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 Comments Due: Federal Register version (75 FR 31828)
34-62193
May 28, 2010
SR-CBOE-2010-043
Notice of Filing of Proposed Rule Change To Enable the Listing and Trading of Options on the Sprott Physical Gold Trust Comments Due: Rel. No. 34-62463 Federal Register version (75 FR 31823)
34-62177
May 26, 2010
SR-BATS-2010-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 19.5, entitled "Minimum Participation Requirement for Opening Trading of Option Series" Comments Due: Federal Register version (75 FR 31491)
34-62179
May 26, 2010
SR-Phlx-2010-77
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reformatting the Fee Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 31499)
34-62176
May 26, 2010
SR-NASDAQ-2010-063
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees Comments Due: Federal Register version (75 FR 30887)
34-62175
May 26, 2010
SR-MSRB-2010-03
Notice of Filing of Proposed Rule Change Relating to Amendments to the Continuing Disclosure Service of the MSRB's Electronic Municipal Market Access System (EMMA) Comments Due: View Received Comments Rel. No. 34-63086 Federal Register version (75 FR 30892)
34-62183
May 26, 2010
SR-MSRB-2009-10
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Additional Voluntary Submissions by Issuers to the MSRB's Electronic Municipal Market Access System (EMMA) Comments Due: View Received Comments Federal Register version (75 FR 30876)
34-62168
May 25, 2010
SR-NYSEAmex-2010-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Violations of its Communications and Give-up Policies to its MRVP Comments Due: Federal Register version (75 FR 31482)
34-62169
May 25, 2010
SR-NYSEAmex-2010-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Reporting Requirements Punishable Under its MRVP Comments Due: Federal Register version (75 FR 31494)
34-62167
May 25, 2010
SR-NYSE-2010-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Violations of Its Communications and Give-Up Policies to Its MRVP Comments Due: Federal Register version (75 FR 31496)
34-62170
May 25, 2010
SR-CBOE-2010-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit CBOE To Open Short Term Option Series on Thursdays Comments Due: Federal Register version (75 FR 30889)
34-62155
May 24, 2010
SR-Phlx-2010-67
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Risk Management Interface Comments Due: Federal Register version (75 FR 30081)
34-62159
May 24, 2010
SR-NYSE-2010-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List Comments Due: Exhibit 5 Federal Register version (75 FR 30890)
34-62160
May 24, 2010
SR-FINRA-2010-027
Notice of Filing of Proposed Rule Change Relating to the Restated Certificate of Incorporation of Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 , Rel. No. 34-62441 Federal Register version (75 FR 30457)
34-62158
May 24, 2010
SR-CBOE-2008-88
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Demutualization of Chicago Board Options Exchange, Incorporated Comments Due: Federal Register version (75 FR 30082)
34-62151
May 21, 2010
SR-Phlx-2010-72
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Make Changes to Expand the $1 Strike Program Comments Due: Rel. No. 34-62420 Federal Register version (75 FR 30078)
34-62152
May 21, 2010
SR-ISE-2010-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Customer Fees Comments Due: Exhibit 5 Federal Register version (75 FR 30095)
34-62148
May 21, 2010
SR-CBOE-2010-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Post-Demutualization Trading Permit Application Fee Comments Due: Exhibit 5 Federal Register version (75 FR 30452)
34-62143
May 20, 2010
SR-NYSEAMEX-2010-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Deleting Rule 413-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 29790)
34-62140
May 20, 2010
SR-Phlx-2010-69
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Applicability of Fees Comments Due: Federal Register version (75 FR 29788)
34-62142
May 20, 2010
SR-NYSE-2010-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 413 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 29795)
34-62146
May 20, 2010
SR-FINRA-2010-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make a Non-Substantive Technical Change to a FINRA Rule Comments Due: Exhibit 5 Federal Register version (75 FR 29793)
34-62123
May 19, 2010
SR-EDGX-2010-01
Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14, Entitled "Trading Halts Due to Extraordinary Market Volatility" Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28844)
34-62121
May 19, 2010
SR-BATS-2010-014
Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled "Trading Halts Due to Extraordinary Market Volatility" Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28834)
34-62122
May 19, 2010
SR-EDGA-2010-01
Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.14, Entitled "Trading Halts Due to Extraordinary Market Volatility" Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28833)
34-62131
May 19, 2010
SR-NSX-2010-05
Notice of Filing of a Proposed Rule Change To Establish a Trading Halt for Individual Stocks Contained in the Standard & Poor's 500 Index That Experience a 10 Percent Price Change of 10% or More During a Five-Minute Period Pursuant to Exchange Rule 11.20 Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28845)
34-62127
May 19, 2010
SR-NYSEAmex-2010-46
Notice of Filing of a Proposed Rule Change Adding NYSE Amex Equities Rule 80C To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62252 Federal Register version (75 FR 28837)
34-62130
May 19, 2010
SR-CHX-2010-10
Notice of Filing of Proposed Rule Change To Establish a Trading Halt for Individual Stocks Contained in the Standard & Poor's 500 Index Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28842)
34-62128
May 19, 2010
SR-NYSEArca-2010-41
Notice of Filing of a Proposed Rule Change Adding NYSE Arca Equities Rule 7.11 To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62252 Federal Register version (75 FR 28830)
34-62126
May 19, 2010
SR-NYSE-2010-39
Notice of Filing of a Proposed Rule Change Adding Rule 80C To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62252 Federal Register version (75 FR 28831)
34-62124
May 19, 2010
SR-BX-2010-037
Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. To Adopt Rule 4120(a)(11) Concerning Individual Stock Trading Pauses and To Adopt Related IM-4120-3 Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28828)
34-62129
May 19, 2010
SR-NASDAQ-2010-061
Notice of Filing of a Proposed Rule Change To Establish a Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index That Experience a Price Change of 10% or More During a Five-Minute Period Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28839)
34-62135
May 19, 2010
SR-NASDAQ-2010-060
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require Companies To Provide Notification to Nasdaq of Any Noncompliance With the Corporate Governance Requirements Comments Due: Federal Register version (75 FR 29592)
34-62138
May 19, 2010
SR-NASDAQ-2010-059
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center Comments Due: Federal Register version (75 FR 29596)
34-62125
May 19, 2010
SR-ISE-2010-48
Notice of Filing of Proposed Rule Change by International Securities Exchange LLC To Amend ISE Rule 2102 To Provide for a Trading Pause for Individual Securities When the Price Moves Ten Percent or More Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28836)
34-62133
May 19, 2010
SR-FINRA-2010-025
Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) Comments Due: View Received Comments Rel. No. 34-62251 Federal Register version (75 FR 28841)
34-62134
May 19, 2010
SR-FINRA-2010-022
Notice of Filing of Proposed Rule Change Relating to Amending the Codes of Arbitration Procedure to Increase the Number of Arbitrators on Lists Generated by the Neutral List Selection System Comments Due: View Received Comments Rel. No. 34-62480 Federal Register version (75 FR 29594)
34-62132
May 19, 2010
SR-CBOE-2010-047
Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility Comments Due: View Received Comments Rel. No. 34-62252 Federal Register version (75 FR 28847)
34-62117
May 18, 2010
SR-ISE-2010-34
Notice of Filing of Proposed Rule Change Relating to Fees for the ISE Order Feed Comments Due: Exhibit 5 , Rel. No. 34-62399 Federal Register version (75 FR 29381)
34-62118
May 18, 2010
SR-C2-2010-002
Notice of Filing of a Proposed Rule Change Relating to Corporate Structure Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Rel. No. 34-62323 Federal Register version (75 FR 29375)
34-62112
May 14, 2010
SR-NASDAQ-2010-052
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish a New Service and Related Fees Comments Due: Rel. No. 34-62380 Federal Register version (75 FR 29371)
34-62102
May 13, 2010
SR-BATS-2010-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled "Orders and Modifiers" Comments Due: Exhibit 5 Federal Register version (75 FR 28670)
34-62105
May 13, 2010
SR-Phlx-2010-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Routing Fees Comments Due: Federal Register version (75 FR 28669)
34-62094
May 13, 2010
SR-OCC-2010-07
Notice of Filing of Proposed Rule Change Relating to Clearing Options on the CBOE Gold ETF Volatility Index Comments Due: Rel. No. 34-62290 , Rel. No. 34-62290 Federal Register version (75 FR 28085)
34-62103
May 13, 2010
SR-BX-2010-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Required Number of Market Makers Appointed in a Particular Class for the Opening of Trading Comments Due: Exhibit 5 Federal Register version (75 FR 28088)
34-62101
May 13, 2010
SR-ISE-2010-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 502(k) Comments Due: Federal Register version (75 FR 28314)
34-62095
May 13, 2010
SR-CBOE-2010-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Suspension of Seat Market Comments Due: Federal Register version (75 FR 28086)
34-62084
May 12, 2010
SR-NYSEAmex-2010-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Extending the Maximum Term of FLEX Index and FLEX Equity Options and To Establish a New Pilot Program Comments Due: Exhibit 5 Federal Register version (75 FR 28091)
34-62085
May 12, 2010
SR-CHX-2010-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Fixed Provide Credit for CHX-Registered Institutional Brokers Comments Due: Federal Register version (75 FR 28083)
34-62087
May 12, 2010
SR-CHX-2010-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Decrease the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar Comments Due: Federal Register version (75 FR 28090)
34-62083
May 12, 2010
SR-CBOE-2010-038
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Hybrid Matching Algorithms Comments Due: Rel. No. 34-62317 Federal Register version (75 FR 27850)
34-62074
May 11, 2010
SR-BATS-2010-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 27847)
34-62071
May 11, 2010
SR-NYSEArca-2010-40
Notice of Filing and Immediate Effectiveness of Rule Change Amending Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 27609)
34-62082
May 11, 2010
SR-NYSE-2010-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List Comments Due: Exhibit 5 Federal Register version (75 FR 27848)
34-62080
May 11, 2010
SR-BX-2010-035
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System Comments Due: Exhibit 5 Federal Register version (75 FR 28093)
34-62081
May 11, 2010
SR-NASDAQ-2010-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center Comments Due: Exhibit 5 Federal Register version (75 FR 28082)
34-62067
May 10, 2010
SR-NYSEAmex-2010-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index Linked Securities Comments Due: Exhibit 5 Federal Register version (75 FR 27603)
34-62069
May 10, 2010
SR-Phlx-2010-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees Comments Due: Exhibit 5 Federal Register version (75 FR 27611)
34-62066
May 10, 2010
SR-NYSEArca-2010-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index Linked Securities Comments Due: Exhibit 5 Federal Register version (75 FR 27608)
34-62064
May 10, 2010
SR-FINRA-2010-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trade Reporting Facility Limited Liability Company Agreements Comments Due: Exhibit 5 Federal Register version (75 FR 27606)
34-62060
May 7, 2010
SR-Phlx-2010-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to One Cent Strike Price Intervals of Foreign Currency Options Comments Due: Federal Register version (75 FR 27605)
34-62052
May 6, 2010
SR-NYSEArca-2010-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Clarify, Eliminate, Revise, or Delete Certain Out-Dated or Obsolete Rules Comments Due: Federal Register version (75 FR 26832)
34-62054
May 6, 2010
SR-NYSEArca-2010-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Commentary .02 to Rule 5.32, Terms of FLEX Options, to Establish a Pilot Program To Permit FLEX Options to Trade With no Minimum Size Requirement Comments Due: Exhibit 5 Federal Register version (75 FR 27381)
34-62056
May 6, 2010
SR-NASDAQ-2010-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Option Orders Routed to Away Markets and Execution Pricing for Certain Options Comments Due: Federal Register version (75 FR 27031)
34-62048
May 6, 2010
SR-ISE-2010-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 26830)
34-62050
May 6, 2010
SR-ISE-2010-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule Comments Due: Federal Register version (75 FR 27029)
34-62051
May 6, 2010
SR-ISE-2010-38
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members Comments Due: Federal Register version (75 FR 27034)
34-62053
May 6, 2010
SR-ISE-2010-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Waiver for Its PrecISE Terminals Comments Due: Federal Register version (75 FR 27033)
34-62041
May 5, 2010
SR-NYSEAmex-2010-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 26312)
34-62039
May 5, 2010
SR-BX-2010-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add 75 Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 26313)
34-62043
May 5, 2010
SR-BX-2010-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (75 FR 26309)
34-62044
May 5, 2010
SR-NASDAQ-2010-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9552, 9554 and 9559 To Conform NASDAQ's Rules to Recent Changes to the Rules of FINRA Comments Due: Federal Register version (75 FR 26823)
34-62042
May 5, 2010
SR-ISE-2010-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add 75 Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 26310)
34-62040
May 5, 2010
SR-CBOE-2010-040
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 26828)
34-62033
May 4, 2010
SR-BATS-2010-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 26301)
34-62028
May 4, 2010
SR-Phlx-2010-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Add Seventy-Five Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 25890)
34-62026
May 4, 2010
SR-NYSEArca-2010-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Amending Rule 4, Capital Requirements, Financial Reports, Margins Comments Due: Federal Register version (75 FR 25887)
34-62031
May 4, 2010
SR-NYSEArca-2010-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adding 75 Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 26299)
34-62032
May 4, 2010
SR-NYSEArca-2010-31
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Rule 3.3(a) and Section 401(a) of the Exchange's Bylaws to Eliminate the Exchange's Audit Committee, Compensation Committee, and Regulatory Oversight Committee Comments Due: Exhibit 5 , Rel. No. 34-62304 Federal Register version (75 FR 26304)
34-62029
May 4, 2010
SR-NASDAQ-2010-053
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the NASDAQ Stock Market LLC to Add Seventy-Five Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 25895)
34-62027
May 4, 2010
SR-ISE-2010-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Stopped Orders Comments Due: Federal Register version (75 FR 25897)
