Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend FINRA Rule 8210 to Require Information Provided via Portable Media Device be Encrypted

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Date Received
Date Letter Type Commenter Name
Public Comment Stan Macel, Assistant General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia
Public Comment Howard Spindel, Senior Managing Director, Integrated Management Solutions USA LLC
Public Comment S. Kendrick Dunn, Assistant Vice President, Pacific Select Distributors, Inc.
Public Comment Byron "Pat" Treat, President/CEO, Great Nation Investment Corporation
Public Comment Eric Segall, Sr. V.P., Business Conduct, and Edward W. Wedbush, President, Wedbush Securities Inc., Los Angeles, California
Public Comment Raymond C Holland, Vice-Chairman, Triad Securities Corporation
Public Comment Sis DeMarco, Director of Compliance, Triad Securities Corporation
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute, Washington, District of Columbia
Public Comment Chris Charles, President, Wulff, Hansen & Co.
Public Comment Lisa Roth, Member Advocacy Committee Chair, National Association of Independent Brokers-Dealers, Inc.
Public Comment Larry Taunt, Chief Executive Officer, Regal Financial Group, Kentwood, Michigan
Public Comment David M. Sobel, Esq., EVP / CCO, Abel/Noser Corp., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2010-021
Release Number
34-62318
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