Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Amendments to the Discovery Guide and Rules 12506 and 12508 of the Code of Arbitration Procedure for Customer Disputes

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Date Received
Date Letter Type Commenter Name
Public Comment Margo A. Hassan, Assistant Chief Counsel, FINRA Dispute Resolution
Public Comment Charles Giger, M.D., Elmhurst, Illinois
Public Comment Kathy A. Besmer, Las Vegas, Nevada
Public Comment Matthew Farley, Drinker Biddle & Reath LLP
Public Comment Scott C. Ilgenfritz, Johnson, Pope, Bokor, Ruppel & Burns, LLP
Public Comment Gail E. Boliver, Attorney, Marshalltown, Iowa
Public Comment Patricia Cowart, Chair, SIFMA Arbitration Committee
Public Comment Keith L. Griffin, Esq., Griffin Law Firm, LLC, Indianapolis, Indiana
Public Comment Royal B. Lea, Esquire, San Antonio, Texas
Public Comment Richard M. Layne, Portland, Oregon
Public Comment Eliot Goldstein, Esq., Law Offices of Eliot Goldstein, LLP, Cabin John, Maryland
Public Comment John Cronin, Vermont Securities Director and Chair, NASAA Arbitration Project Group, Montpelier, Vermont
Public Comment Theodore M. Davis, Esq., Attorney, Long Island City, New York
Public Comment Alan S. Brodherson, Esquire, New York, New York
Public Comment Barry D. Estell, Esq., Attorney Representing Customers in FINRA Arbitration, Mission, Kansas
Public Comment Bradford D. Kaufman, Esq., Greenberg Traurig, West Palm Beach, Florida
Public Comment Brian N. Smiley, Smiley Bishop & Porter, LLP, Atlanta, Guam
Public Comment Carrie L. Chelko, Esquire, Deputy General Counsel, Janney Montgomery Scott LLC
Public Comment Dominick F. Evangelista; Bressler, Amery & Ross, P.C.
Public Comment Frances Ruby, Austin, Texas
Public Comment G. Kirk Ellis, Retiured Corporate and Securities Lawyer, California
Public Comment Jason R. Doss, Esquire, Attorney, Marietta, Georgia
Public Comment Jenice L. Malecki, Esq., Malecki Law, New York, New York
Public Comment Jonathan Kord Lagemann, Attorney
Public Comment Joseph Terry, Richardson, Texas
Public Comment Kelly J. Moynihan, Keesal, Young & Logan
Public Comment Lee H. Schillinger, Hollywood, Florida
Public Comment Mark James, Dallas, Texas
Public Comment Michael N. Ungar, Kenneth A. Bravo, Joseph S. Simms, and Jill Y. Coen, Ulmer & Berne LLP
Public Comment Michael S. Edmiston, Law Offices of Jonathan W. Evans & Associates, Studio City, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2010-035
Release Number
34-62584
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