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Release Number	SEC Issue Date	File Number	Details
34-68814	Feb. 1, 2013	SR-EDGX-2013-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Pursuant to Rule 11.13 Until September 30, 2013 *Comments Due:* February 28, 2013 See Also - Exhibit 5 Federal Register version (78 FR 9086)
34-68806	Feb. 1, 2013	SR-EDGA-2013-05	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility *Comments Due:* February 27, 2013 Federal Register version (78 FR 8670)
34-68813	Feb. 1, 2013	SR-EDGA-2013-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Pursuant to Rule 11.13 Until September 30, 2013 *Comments Due:* February 28, 2013 See Also - Exhibit 5 Federal Register version (78 FR 9073)
34-68803	Feb. 1, 2013	SR-NSX-2013-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.19 To Extend a Pilot Program Regarding Clearly Erroneous Executions *Comments Due:* February 28, 2013 See Also - Exhibit 5 Federal Register version (78 FR 9078)
34-68807	Feb. 1, 2013	SR-NSX-2013-02	Notice of Filing of a Proposed Rule Change To Adopt a New Order Type Called the "Auto-Ex Only" Order *Comments Due:* February 28, 2013 View Received Comments See Also - Exhibit 5, Rel. No. 34-69519, Rel. No. 34-69183 Federal Register version (78 FR 9094)
34-68802	Feb. 1, 2013	SR-CHX-2013-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending CHX Article 20, Rule 10 To Extend the Effective Date of Certain Clearly Erroneous Transactions Provisions Operating Under a Pilot Until September 30, 2013 and To Establish Guidelines for the Handling of Clearly Erroneous Transactions in Connection With the Plan To Address Extraordinary Market Volatility *Comments Due:* February 28, 2013 See Also - Exhibit 5 Federal Register version (78 FR 9092)
34-68816	Feb. 1, 2013	SR-PHLX-2013-11	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to [sic] Proposes To Delay the Operative Date of a Rule Change to Exchange Rule 133 *Comments Due:* March 4, 2013 Federal Register version (78 FR 9760)
34-68820	Feb. 1, 2013	SR-PHLX-2013-12	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Related to Rule 3312, Entitled "Clearly Erroneous Transactions" *Comments Due:* March 1, 2013 See Also - Exhibit 5 Federal Register version (78 FR 9436)
34-68801	Feb. 1, 2013	SR-NYSEMKT-2013-11	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 128-Equities, Which Governs Clearly Erroneous Executions, Extending the Effective Date of the Pilot Until September 30, 2013 and Adopting New Paragraph (i) to Rule 128-Equities in Connection With the Upcoming Operation of the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS Under the Act *Comments Due:* February 27, 2013 See Also - Exhibit 5 Federal Register version (78 FR 8630)
34-68809	Feb. 1, 2013	SR-NYSEArca-2013-12	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10, Which Governs Clearly Erroneous Executions, Extending the Effective Date of the Pilot Until September 30, 2013 and Adopting New Paragraph (i) to NYSE Arca Equities Rule 7.10 In Connection With the Upcoming Operation of the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS Under the Act *Comments Due:* February 28, 2013 See Also - Exhibit 5 Federal Register version (78 FR 9081)
34-68804	Feb. 1, 2013	SR-NYSE-2013-11	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 128, Which Governs Clearly Erroneous Executions, Extending the Effective Date of the Pilot Until September 30, 2013 and Adopting New Paragraph (i) to NYSE Rule 128 in Connection With the Upcoming Operation of the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS Under the Act *Comments Due:* February 27, 2013 See Also - Exhibit 5 Federal Register version (78 FR 8677)
34-68815	Feb. 1, 2013	SR-BX-2013-009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating [sic] to Delay the Operative Date of a Rule Change to Exchange Rule 4121 *Comments Due:* March 4, 2013 Federal Register version (78 FR 9752)
34-68818	Feb. 1, 2013	SR-BX-2013-010	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program Related to Rule 11890, entitled "Clearly Erroneous Transactions" *Comments Due:* February 28, 2013 See Also - Exhibit 5 Federal Register version (78 FR 9100)
34-68799	Feb. 1, 2013	SR-NASDAQ-2013-015	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Rule 4120 *Comments Due:* February 28, 2013 See Also - Exhibit 5 Federal Register version (78 FR 9090)
34-68819	Feb. 1, 2013	SR-NASDAQ-2013-022	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program Related to Rule 11890, Entitled "Clearly Erroneous Transactions" *Comments Due:* March 1, 2013 See Also - Exhibit 5 Federal Register version (78 FR 9438)
34-68817	Feb. 1, 2013	SR-MIAX-2013-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Options Fee Schedule *Comments Due:* February 28, 2013 See Also - Exhibit 5 Federal Register version (78 FR 9098)
34-68808	Feb. 1, 2013	SR-FINRA-2013-012	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Period and To Adopt a New Provision in Connection With the Limit Up-Limit Down Plan *Comments Due:* February 28, 2013 Federal Register version (78 FR 9083)
34-68800	Feb. 1, 2013	SR-CBOE-2013-012	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend CBSX Rule 52.4 Relating to the Clearly Erroneous Policy *Comments Due:* February 28, 2013 Federal Register version (78 FR 9076)
34-68782	Jan. 31, 2013	SR-EDGX-2013-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGX Rule 13.9 *Comments Due:* February 27, 2013 See Also - Exhibit 5 Federal Register version (78 FR 8650)
34-68780	Jan. 31, 2013	SR-BATS-2013-010	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility *Comments Due:* February 27, 2013 Federal Register version (78 FR 8680)
34-68789	Jan. 31, 2013	SR-BATS-2013-005	Notice of Filing of Proposed Rule Change To Modify the Competitive Liquidity Provider Program to, Among Other Things, Modify the Calculation of Size Event Tests *Comments Due:* February 27, 2013 See Also - Exhibit 5, Rel. No. 34-69190 Federal Register version (78 FR 8655)
34-68791	Jan. 31, 2013	SR-BATS-2013-007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules Related to Price Sliding Functionality *Comments Due:* February 27, 2013 See Also - Exhibit 5 Federal Register version (78 FR 8617)
34-68797	Jan. 31, 2013	SR-BATS-2013-008	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.17, Entitled "Clearly Erroneous Executions" *Comments Due:* February 27, 2013 See Also - Exhibit 5 Federal Register version (78 FR 8635)
34-68790	Jan. 31, 2013	SR-BYX-2013-003	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BYX Rules Related to Price Sliding Functionality *Comments Due:* February 27, 2013 See Also - Exhibit 5 Federal Register version (78 FR 8652)
34-68795	Jan. 31, 2013	SR-BYX-2013-007	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility *Comments Due:* February 27, 2013 Federal Register version (78 FR 8659)
34-68798	Jan. 31, 2013	SR-BYX-2013-005	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.17, Entitled "Clearly Erroneous Executions" *Comments Due:* February 27, 2013 See Also - Exhibit 5 Federal Register version (78 FR 8628)
34-68783	Jan. 31, 2013	SR-EDGA-2013-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGA Rule 13.9 *Comments Due:* February 27, 2013 See Also - Exhibit 5 Federal Register version (78 FR 11935)
34-68779	Jan. 31, 2013	SR-NSX-2013-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Operative Date of Rule 11.20A Regarding Market-Wide Circuit Breakers Due to Extraordinary Market Volatility *Comments Due:* February 27, 2013 Federal Register version (78 FR 8638)
34-68777	Jan. 31, 2013	SR-CHX-2013-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of a Rule Change to CHX Article 20, Rule 2, Which Provides, Among Other Things, Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility From the Date of February 4, 2013 Until April 8, 2013 *Comments Due:* February 27, 2013 Federal Register version (78 FR 8673)
34-68793	Jan. 31, 2013	SR-Phlx-2013-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Clarification to the Exchange's Pricing Schedule to Clarify When an Order is Adding or Removing Liquidity *Comments Due:* February 27, 2013 See Also - Exhibit 5 Federal Register version (78 FR 8633)
34-68787	Jan. 31, 2013	SR-NYSEMKT-2013-08	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of A Rule Change to Exchange Rule 80B-Equities, Which Provides for Methodology for Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility, From the Date of February 4, 2013, Until April 8, 2013 *Comments Due:* February 27, 2013 Federal Register version (78 FR 8615)
34-68776	Jan. 31, 2013	SR-NYSEArca-2013-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Change the Monthly Cost for Option Trading Permits *Comments Due:* February 27, 2013 See Also - Exhibit 5 Federal Register version (78 FR 8642)
34-68785	Jan. 31, 2013	SR-NYSEArca-2013-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of a Rule Change to Exchange Rule 7.12, Which Provides for Methodology for Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility, From the Date of February 4, 2013, Until April 8, 2013 *Comments Due:* February 27, 2013 Federal Register version (78 FR 8646)
34-68784	Jan. 31, 2013	SR-NYSE-2013-10	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of A Rule Change to NYSE Rule 80B, Which Provides for Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility, From the Date of February 4, 2013, Until April 8, 2013 *Comments Due:* February 27, 2013 Federal Register version (78 FR 8662)
34-68786	Jan. 31, 2013	SR-NASDAQ-2013-021	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Operative Date of a Rule Change to NASDAQ Rule 4121 *Comments Due:* February 27, 2013 Federal Register version (78 FR 8666)
34-68794	Jan. 31, 2013	SR-ISE-2013-09	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend ISE Rule 2102 to Extend the Market-Wide Circuit Breaker Pilot Program *Comments Due:* February 27, 2013 Federal Register version (78 FR 8675)
34-68775	Jan. 31, 2013	SR-FINRA-2013-008	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities *Comments Due:* February 27, 2013 Federal Register version (78 FR 8664)
34-68778	Jan. 31, 2013	SR-FINRA-2013-011	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Operative Date of FINRA Rule 6121.02 (Market-wide Circuit Breakers in NMS Stocks) *Comments Due:* February 27, 2013 Federal Register version (78 FR 8668)
34-68792	Jan. 31, 2013	SR-C2-2013-004	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* February 27, 2013 See Also - Exhibit 5 Federal Register version (78 FR 8621)
34-68781	Jan. 31, 2013	SR-BOX-2013-03	Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 5050(c) to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions *Comments Due:* February 27, 2013 Federal Register version (78 FR 8644)
34-68765	Jan. 30, 2013	SR-CFE-2013-002	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Market-Wide Trading Halts *Comments Due:* February 26, 2013 See Also - Exhibit 4 Federal Register version (78 FR 8207)
34-68768	Jan. 30, 2013	SR-FINRA-2012-052	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require Members To Report to TRACE the "Factor" in Limited Instances Involving Asset-Backed Security Transactions See Also - Rel. No. 34-69037, Rel. No. 34-68414 Federal Register version (78 FR 8216)
34-68770	Jan. 30, 2013	SR-CBOE-2013-011	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Delay the Operative Date of a Rule Change To Exchange Rule 6.3B *Comments Due:* February 26, 2013 Federal Register version (78 FR 8211)
34-68769	Jan. 30, 2013	SR-C2-2013-006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Operative Date of a Rule Change to Exchange Rule 6.32.03 *Comments Due:* February 26, 2013 Federal Register version (78 FR 8213)
34-68771	Jan. 30, 2013	SR-BOX-2013-07	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of Certain Securities *Comments Due:* February 26, 2013 See Also - Exhibit 5 Federal Register version (78 FR 8208)
34-68752	Jan. 29, 2013	SR-BATS-2013-003	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules in Connection With the Elimination of Discretionary Orders for BATS Options *Comments Due:* February 25, 2013 See Also - Exhibit 5 Federal Register version (78 FR 7826)
34-68758	Jan. 29, 2013	SR-NYSEArca-2013-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Revise Qualification Thresholds for Tiered Customer Posting Credits *Comments Due:* February 25, 2013 See Also - Exhibit 5 Federal Register version (78 FR 7828)
34-68761	Jan. 29, 2013	SR-NASDAQ-2013-013	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Chapter XV, Section 2 of the Rules Governing the NASDAQ Options Market, NASDAQ's Facility for Executing and Routing Standardized Equity and Index Options *Comments Due:* February 26, 2013 See Also - Exhibit 5 Federal Register version (78 FR 8205)
34-68762	Jan. 29, 2013	SR-NASDAQ-2013-012	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 4756 and Rule 4763 Regarding Modification of Previously Entered Orders *Comments Due:* February 25, 2013 Federal Register version (78 FR 7831)
34-68760	Jan. 29, 2013	SR-ISE-2013-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Market Maker Fees *Comments Due:* February 25, 2013 View Received Comments See Also - Exhibit 5 Federal Register version (78 FR 7844)
34-68757	Jan. 29, 2013	SR-ICEEU-2012-08	Notice of Withdrawal of Proposed Rule Change To Clear Western European Sovereign CDS Contracts View Received Comments See Also - Rel. No. 34-68437, Rel. No. 34-68119 Federal Register version (78 FR 7844)
34-68751	Jan. 29, 2013	SR-C2-2013-005	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fees Schedule *Comments Due:* February 25, 2013 Federal Register version (78 FR 7837)
34-68759	Jan. 29, 2013	SR-BOX-2013-06	Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund *Comments Due:* February 25, 2013 View Received Comments See Also - Exhibit 5, Rel. No. 34-69511, Rel. No. 34-69193 Federal Register version (78 FR 7835)
34-68744	Jan. 28, 2013	SR-NYSEMKT-2013-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 80C-Equities, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan To Address Extraordinary Market Volatility or February 4, 2014 *Comments Due:* February 25, 2013 See Also - Exhibit 5 Federal Register version (78 FR 7833)
34-68746	Jan. 28, 2013	SR-NYSEMKT-2013-07	Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C-Equities To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted to the Retail Liquidity Program Will Qualify as "Retail Orders" *Comments Due:* February 25, 2013 View Received Comments See Also - Exhibit 5, Rel. No. 34-69513, Rel. No. 34-69187 Federal Register version (78 FR 7842)
34-68748	Jan. 28, 2013	SR-NYSEARCA-2013-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan To Address Extraordinary Market Volatility or February 4, 2014 *Comments Due:* February 25, 2013 See Also - Exhibit 5 Federal Register version (78 FR 7822)
34-68745	Jan. 28, 2013	SR-NYSE-2013-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, Which Provides For Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan To Address Extraordinary Market Volatility or February 4, 2014 *Comments Due:* February 25, 2013 See Also - Exhibit 5 Federal Register version (78 FR 7840)
34-68747	Jan. 28, 2013	SR-NYSE-2013-08	Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted To The Retail Liquidity Program Will Qualify As "Retail Orders" *Comments Due:* February 25, 2013 View Received Comments See Also - Exhibit 5, Rel. No. 34-69513, Rel. No. 34-69187 Federal Register version (78 FR 7824)
34-68740	Jan. 28, 2013	SR-ISE-2013-07	Notice of Filing of Proposed Rule Change To Amend the International Securities Exchange, LLC Amended and Restated Constitution *Comments Due:* February 22, 2013 See Also - Exhibit 5, Rel. No. 34-69164 Federal Register version (78 FR 7470)
34-68742	Jan. 28, 2013	SR-CBOE-2013-006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information *Comments Due:* February 22, 2013 Federal Register version (78 FR 7472)
34-68743	Jan. 28, 2013	SR-CBOE-2013-009	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Minimum Volume Orders *Comments Due:* February 22, 2013 Federal Register version (78 FR 7467)
34-68741	Jan. 28, 2013	SR-C2-2013-002	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information *Comments Due:* February 22, 2013 Federal Register version (78 FR 7474)
34-68734	Jan. 25, 2013	SR-ICEEU-2013-01	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend Member Liability for Payment Obligations to the Clearing House *Comments Due:* February 20, 2013 Federal Register version (78 FR 6371)
34-68724	Jan. 24, 2013	SR-NYSE-2013-03	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 440B To Provide How the Trigger Price Will Be Calculated if Trading Is Interrupted Because of a Systems or Technical Issue and Is Not Restored During the Trading Day *Comments Due:* February 20, 2013 Federal Register version (78 FR 6389)
34-68717	Jan. 24, 2013	SR-BX-2013-005	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Routing Fees *Comments Due:* February 20, 2013 See Also - Exhibit 5 Federal Register version (78 FR 6368)
34-68718	Jan. 24, 2013	SR-NASDAQ-2013-010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees *Comments Due:* February 20, 2013 See Also - Exhibit 5 Federal Register version (78 FR 6386)
34-68720	Jan. 24, 2013	SR-NASDAQ-2013-011	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options *Comments Due:* February 20, 2013 See Also - Exhibit 5 Federal Register version (78 FR 6382)
34-68721	Jan. 24, 2013	SR-NASDAQ-2013-008	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5710 *Comments Due:* February 20, 2013 See Also - Exhibit 5 Federal Register version (78 FR 6379)
34-68723	Jan. 24, 2013	SR-MIAX-2013-02	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt MIAX Rule 319 Relating to Proxy Voting *Comments Due:* February 20, 2013 See Also - Exhibit 5 Federal Register version (78 FR 6365)
34-68713	Jan. 23, 2013	SR-EDGX-2013-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM *Comments Due:* February 20, 2013 See Also - Exhibit 5 Federal Register version (78 FR 6373)
34-68714	Jan. 23, 2013	SR-EDGA-2013-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM *Comments Due:* February 20, 2013 See Also - Exhibit 5 Federal Register version (78 FR 6394)
34-68710	Jan. 23, 2013	SR-NYSEMKT-2013-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C-Equities To Allow Retail Liquidity Providers To Enter Retail Price Improvement Orders in a Non-RLP Capacity for Securities to Which the RLP Is Not Assigned *Comments Due:* February 19, 2013 See Also - Exhibit 5 Federal Register version (78 FR 6152)
34-68709	Jan. 23, 2013	SR-NYSE-2013-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 107C To Allow Retail Liquidity Providers To Enter Retail Price Improvement Orders in a Non-RLP Capacity for Securities to Which the RLP Is Not Assigned *Comments Due:* February 19, 2013 See Also - Exhibit 5 Federal Register version (78 FR 6160)
34-68719	Jan. 23, 2013	SR-BX-2013-006	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options *Comments Due:* February 20, 2013 See Also - Exhibit 5 Federal Register version (78 FR 6391)
34-68707	Jan. 23, 2013	SR-NASDAQ-2012-090	Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 4626-Limitation of Liability *Comments Due:* August 22, 2012 View Received Comments See Also - Rel. No. 34-69216, Rel. No. 34-68115, Rel. No. 34-67842, Rel. No. 34-67507 Federal Register version (78 FR 6154)
34-68711	Jan. 23, 2013	SR-MIAX-2013-01	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule *Comments Due:* February 19, 2013 See Also - Exhibit 5 Federal Register version (78 FR 6155)
34-68705	Jan. 22, 2013	SR-NYSEMKT-2013-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, February 15, 2013 *Comments Due:* February 19, 2013 Federal Register version (78 FR 5848)
34-68704	Jan. 22, 2013	SR-NYSE-2013-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, February 15, 2013 *Comments Due:* February 19, 2013 Federal Register version (78 FR 5851)
34-68689	Jan. 18, 2013	SR-Phlx-2013-03	Notice of Filing of Proposed Rule Change To Amend Exchange Rules 507 and 1014 To Establish Remote Streaming Quote Trader Organizations *Comments Due:* February 15, 2013 See Also - Rel. No. 34-69417 Federal Register version (78 FR 5518)
34-68698	Jan. 18, 2013	SR-Phlx-2013-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees *Comments Due:* February 15, 2013 See Also - Exhibit 5 Federal Register version (78 FR 5530)
34-68694	Jan. 18, 2013	SR-NASDAQ-2012-129	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Establish the Retail Price Improvement Program on a Pilot Basis Until 12 Months From the Date of Implementation *Comments Due:* December 28, 2012 See Also - Rel. No. 34-71827, Rel. No. 34-68937, Rel. No. 34-68336 Submit a Comment on SR-NASDAQ-2012-129 Federal Register version (78 FR 5529)
34-68693	Jan. 18, 2013	SR-ISE-2013-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Obvious and Catastrophic Error Rule *Comments Due:* February 15, 2013 Federal Register version (78 FR 5525)
34-68692	Jan. 18, 2013	SR-FINRA-2013-004	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Date of FINRA Rule 5350 (Stop Orders) *Comments Due:* February 15, 2013 Federal Register version (78 FR 5522)
34-68700	Jan. 18, 2013	SR-FINRA-2013-002	Notice of Filing of Proposed Rule Change To Amend FINRA Rule 2267 (Investor Education and Protection) *Comments Due:* February 15, 2013 View Received Comments See Also - Rel. No. 34-69440, Rel. No. 34-69063 Federal Register version (78 FR 5542)
34-68701	Jan. 18, 2013	SR-FINRA-2013-006	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 4530 (Reporting Requirements) *Comments Due:* February 15, 2013 View Received Comments See Also - Exhibit 5 Federal Register version (78 FR 5532)
34-68690	Jan. 18, 2013	SR-DTC-2012-810	Notice of Filing Advance Notice to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments *Comments Due:* February 15, 2013 See Also - Rel. No. 34-68982 Federal Register version (78 FR 5516)
34-68691	Jan. 18, 2013	SR-CBOE-2013-008	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Preferred Market-Makers' Continuous Quoting Obligation *Comments Due:* February 15, 2013 Federal Register version (78 FR 5544)
34-68695	Jan. 18, 2013	SR-CBOE-2013-004	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* 21 days after publication in the Federal Register See Also - Exhibit 5 Federal Register version (78 FR 5535)
34-68696	Jan. 18, 2013	SR-CBOE-2013-005	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for CBOE Listed Options and a BBO Data Feed for Flexible Exchange Options *Comments Due:* February 15, 2013 Federal Register version (78 FR 5527)
34-68699	Jan. 18, 2013	SR-CBOE-2013-003	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* February 15, 2013 See Also - Exhibit 5 Federal Register version (78 FR 5538)
34-68702	Jan. 18, 2013	SR-CBOE-2013-002	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* February 15, 2013 See Also - Exhibit 5 Federal Register version (78 FR 5548)
34-68697	Jan. 18, 2013	SR-C2-2013-001	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for C2 Listed Options *Comments Due:* February 15, 2013 Federal Register version (78 FR 5523)
34-68684	Jan. 17, 2013	SR-NSX-2013-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide for the Payment of Exchange Fees Through an Integrated Billing Process *Comments Due:* February 14, 2013 See Also - Exhibit 5 Federal Register version (78 FR 5236)
34-68665	Jan. 16, 2013	SR-BYX-2013-001	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. *Comments Due:* February 13, 2013 See Also - Exhibit 5 Federal Register version (78 FR 4946)
34-68674	Jan. 16, 2013	SR-Phlx-2013-01	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Pricing Schedule *Comments Due:* February 13, 2013 See Also - Exhibit 5 Federal Register version (78 FR 4926)
34-68666	Jan. 16, 2013	SR-NYSEArca-2013-01	Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the Newfleet Multi-Sector Income ETF Under NYSE Arca Equities Rule 8.600 See Also - Rel. No. 34-69061 Federal Register version (78 FR 4960)
34-68678	Jan. 16, 2013	SR-NYSE-2013-02	Notice of Filing of Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules That Are Modeled on the Rules of the Financial Industry Regulatory Authority and To Make Certain Conforming and Technical Changes *Comments Due:* February 14, 2013 See Also - Exhibit 3, Exhibit 5, Rel. No. 34-69045 Federal Register version (78 FR 5213)
34-68676	Jan. 16, 2013	SR-NASDAQ-2013-004	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Review of Delisting Determinations and Appeal of Panel Decisions *Comments Due:* February 13, 2013 Federal Register version (78 FR 4914)
34-68677	Jan. 16, 2013	SR-NASDAQ-2013-003	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Record-Keeping and Substitution Listing Fees Payable by Companies Listed on Nasdaq *Comments Due:* February 13, 2013 Federal Register version (78 FR 4908)
34-68659	Jan. 15, 2013	SR-BATS-2013-002	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* February 12, 2013 See Also - Exhibit 5 Federal Register version (78 FR 4502)