Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted To The Retail Liquidity Program Will Qualify As "Retail Orders"

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Date Received
Date Letter Type Commenter Name
Public Comment Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Euronext
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2013-08
Release Number
34-68747
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