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Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted To The Retail Liquidity Program Will Qualify As "Retail Orders"

(Release No. 34-68747; File No. SR-NYSE-2013-08)

Apr. 2, 2013 Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Euronext
Mar. 11, 2013 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA





Modified: 04/03/2013