34-68657
Jan. 15, 2013
SR-CHX-2012-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter Fee Schedule Relating to Port Charges Comments Due: Exhibit 5 Federal Register version (78 FR 4180)
34-68658
Jan. 15, 2013
SR-NYSE-2013-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program That Provides an Exception to NYSE Rule 2B by Permitting the Exchange's Equity Ownership Interest in BIDS Holdings L.P. Comments Due: Federal Register version (78 FR 4524)
34-68655
Jan. 15, 2013
SR-OPRA-2012-07
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Section 3.5 of the OPRA Plan Comments Due: Rel. No. 34-69453 Federal Register version (78 FR 4505)
34-68654
Jan. 15, 2013
SR-NASDAQ-2013-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Operative Date of Recent Changes Made to Rules 4613(a)(2)(F) and (G), and Rule 4751(f)(15) Comments Due: Federal Register version (78 FR 4536)
34-68656
Jan. 15, 2013
SR-CBOE-2013-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of Certain Securities Comments Due: Exhibit 5 Federal Register version (78 FR 4526)
34-68652
Jan. 14, 2013
SR-CME-2012-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Acquisition of the Kansas City Board of Trade Clearing Corporation Comments Due: Federal Register version (78 FR 4188)
34-68647
Jan. 14, 2013
SR-CHX-2013-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Amending Its Price With Respect to Regulatory Fees Related to the Continuing Education Regulatory Element, Certain Examinations and Central Registration Depository, Which Are Collected By the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 4506)
34-68653
Jan. 14, 2013
SR-CHX-2012-13
Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval for Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3, To Amend the Listing Rules for Compensation Committees To Comply With Securities Exchange Act Rule 10-C-1 and Make Other Related Changes Comments Due: Exhibit 5 , Rel. No. 34-68311 , Rel. No. 34-68033 Federal Register version (78 FR 4936)
34-68648
Jan. 14, 2013
SR-Phlx-2013-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Fees Assessed for Certain Co-location Services Comments Due: Exhibit 5 Federal Register version (78 FR 4184)
34-68645
Jan. 14, 2013
SR-MIAX-2012-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 4175)
34-68650
Jan. 14, 2013
SR-FINRA-2013-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Cross-References and Make Other Non-Substantive Changes Within FINRA Rules and By-Laws Comments Due: Federal Register version (78 FR 4182)
34-68643
Jan. 11, 2013
SR-BATS-2012-039
Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3, To Amend the Listing Rules for Compensation Committees To Comply With Securities Exchange Act Rule 10C-1 and Make Other Related Changes Comments Due: Rel. No. 34-68313 , Rel. No. 34-68022 Federal Register version (78 FR 4494)
34-68634
Jan. 11, 2013
SR-CFE-2013-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Minor Rule Violations Comments Due: Exhibit 5 Federal Register version (78 FR 3949)
34-68630
Jan. 11, 2013
SR-NYSEMKT-2013-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 3947)
34-68637
Jan. 11, 2013
SR-NYSEMKT-2012-48
Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval for Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To Amend the Listing Rules for Compensation Committees To Comply With Securities Exchange Act Rule 10C-1 and Make Other Related Changes Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-68313 , Rel. No. 34-68007 Federal Register version (78 FR 4537)
34-68638
Jan. 11, 2013
SR-NYSEArca-2012-105
Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval for Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Listing Rules for Compensation Comply With Securities Exchange Act Rule 10C-1 and Make Other Related Change Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-68313 , Rel. No. 34-68006 Federal Register version (78 FR 4508)
34-68639
Jan. 11, 2013
SR-NYSE-2012-49
Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval for Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To Amend the Listing Rules for Compensation Committees To Comply With Securities Exchange Act Rule 10C-1 and Make Other Related Changes Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-68313 , Rel. No. 34-68011 Federal Register version (78 FR 4570)
34-68625
Jan. 11, 2013
SR-BX-2013-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Fees Assessed for Certain Co-Location Services Comments Due: Exhibit 5 Federal Register version (78 FR 3924)
34-68641
Jan. 11, 2013
SR-BX-2012-063
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Listing Rules for Compensation Committees To Comply With Rule 10C-1 Under the Act and Make Other Related Changes Comments Due: Rel. No. 34-68313 , Rel. No. 34-68018 Federal Register version (78 FR 4482)
34-68624
Jan. 11, 2013
SR-NASDAQ-2013-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Co-Location Services Comments Due: Exhibit 5 Federal Register version (78 FR 3945)
34-68626
Jan. 11, 2013
SR-NASDAQ-2012-149
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify NASDAQ's Order Execution Rebates and Investor Support Program Comments Due: Exhibit 5 Federal Register version (78 FR 3931)
34-68636
Jan. 11, 2013
SR-NASDAQ-2013-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify an Optional Historical Research and Administrative Report Fee and Related NASDAQ Rule 7022 Revisions Comments Due: Federal Register version (78 FR 3940)
34-68640
Jan. 11, 2013
SR-NASDAQ-2012-109
Notice of Filing of Amendment Nos. 1 and 2, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Amend the Listing Rules for Compensation Committees To Comply With Rule 10C-1 Under the Act and Make Other Related Changes Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-68313 , Rel. No. 34-68013 Federal Register version (78 FR 4554)
34-68627
Jan. 11, 2013
SR-ISE-2013-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (78 FR 3934)
34-68631
Jan. 11, 2013
SR-ISE-2013-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (78 FR 3952)
34-68632
Jan. 11, 2013
SR-FINRA-2013-003
Notice of Filing of Proposed Rule Change Relating to Amendments to the Customer and Industry Codes of Arbitration Procedure To Revise the Public Arbitrator Definition Comments Due: View Received Comments Rel. No. 34-69297 Federal Register version (78 FR 3925)
34-68633
Jan. 11, 2013
SR-FINRA-2013-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Interim Form for Funding Portals Under the Jumpstart Our Business Startups Act Comments Due: Federal Register version (78 FR 4186)
34-68620
Jan. 10, 2013
SR-CHX-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter Exchange Rules and Fee Schedule Relating to Annual Listing Maintenance Fees Comments Due: Exhibit 5 Federal Register version (78 FR 3485)
34-68618
Jan. 10, 2013
SR-OCC-2012-801
Notice of Filing of Advance Notice, as Modified by Amendment No. 1 Thereto, in Connection with a Proposed Change to Enter into an Unsecured, Committed Credit Agreement Comments Due: Rel. No. 34-68935 Federal Register version (78 FR 3483)
34-68616
Jan. 10, 2013
SR-NYSEArca-2012-37
Notice of Withdrawal of Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc. Comments Due: View Received Comments Rel. No. 34-67962 , Rel. No. 34-67411 , Rel. No. 34-67222 , Rel. No. 34-66966 Federal Register version (78 FR 3482)
34-68621
Jan. 10, 2013
SR-NSCC-2012-810
Notice of Filing of AdvanceNotice To Eliminate the Offset of Its Obligations With Institutional Delivery Transactions That Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures Comments Due: View Received Comments Rel. No. 34-69301 Federal Register version (78 FR 3960)
34-68617
Jan. 10, 2013
SR-NASDAQ-2013-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Latency Optics Add-on Service to QView Comments Due: Federal Register version (78 FR 3480)
34-68615
Jan. 10, 2013
SR-CBOE-2012-133
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Codify in the CBOE Stock Exchange Rules a Cross Order Type Tied to a Related Derivative Component Comments Due: Federal Register version (78 FR 3486)
34-68612
Jan. 9, 2013
SR-NSX-2012-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee and Rebate Schedule Comments Due: Federal Register version (78 FR 3058)
34-68607
Jan. 9, 2013
SR-NYSE-2012-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Fees Paid by Participants in the Exchange's Medallion Signature Program From $1,000 per Year to $1,300 per Year Comments Due: Exhibit 5 Federal Register version (78 FR 3064)
34-68608
Jan. 9, 2013
SR-BX-2013-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Routing Fee Comments Due: Exhibit 5 Federal Register version (78 FR 3053)
34-68609
Jan. 9, 2013
SR-NASDAQ-2013-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees Comments Due: Exhibit 5 Federal Register version (78 FR 3055)
34-68613
Jan. 9, 2013
SR-NASDAQ-2012-141
The NASDAQ Stock Market LLC Notice; of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Options Comments Due: Exhibit 5 Federal Register version (78 FR 3060)
34-68606
Jan. 9, 2013
SR-CBOE-2012-131
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 5.5.04 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions Comments Due: Exhibit 5 Federal Register version (78 FR 3065)
34-68596
Jan. 7, 2013
SR-EDGX-2012-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.5(c) (NBBO Offset Peg Order) Comments Due: Exhibit 5 Federal Register version (78 FR 2477)
34-68595
Jan. 7, 2013
SR-EDGA-2012-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.5(c) (NBBO Offset Peg Order) Comments Due: Exhibit 5 Federal Register version (78 FR 2475)
34-68594
Jan. 7, 2013
SR-DTC-2012-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule With Respect to Settlement and Asset Services Comments Due: Federal Register version (78 FR 2469)
34-68582
Jan. 4, 2013
SR-Phlx-2012-146
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Caps Comments Due: Federal Register version (78 FR 2310)
34-68589
Jan. 4, 2013
SR-NYSEMKT-2012-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 2465)
34-68588
Jan. 4, 2013
SR-NYSEARCA-2012-143
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 2473)
34-68590
Jan. 4, 2013
SR-NYSEARCA-2012-145
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 2470)
34-68579
Jan. 4, 2013
SR-NYSE-2012-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating Certain Credits Within the New York Stock Exchange LLC Price List Comments Due: Exhibit 5 Federal Register version (78 FR 2306)
34-68580
Jan. 4, 2013
SR-NYSE-2012-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Adopt a Trading License Fee for Calendar Year 2013 Comments Due: Exhibit 5 Federal Register version (78 FR 2312)
34-68587
Jan. 4, 2013
SR-NYSE-2012-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (78 FR 2467)
34-68581
Jan. 4, 2013
SR-NASDAQ-2012-147
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust High Yield Long/Short ETF of First Trust Exchange-Traded Fund IV Comments Due: Rel. No. 34-68972 Federal Register version (78 FR 2295)
34-68576
Jan. 3, 2013
SR-Phlx-2012-145
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule for the Following Direct Data Feed Products: Top of Phlx Options Data Feed, the Top of Phlx Options Plus Orders Data Feed, the PHLX Orders Data Feed and the PHLX Depth of Market Data Feed Comments Due: Federal Register version (78 FR 1886)
34-68577
Jan. 3, 2013
SR-Phlx-2012-141
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Professional Options Transaction Charges Comments Due: Exhibit 5 Federal Register version (78 FR 1898)
34-68569
Jan. 3, 2013
SR-NYSEArca-2012-140
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Options on the Nasdaq-100 Index (NDX) and the Reduced-Value Nasdaq-100 Index (MNX) and To Amend NYSE Arca Rule 5.15(a)(1) To Provide That There Are No Position Limits for Options on NDX and MNX Comments Due: Exhibit 5 Federal Register version (78 FR 1894)
34-68568
Jan. 3, 2013
SR-NASDAQ-2012-145
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale Comments Due: View Received Comments Federal Register version (78 FR 1910)
34-68570
Jan. 3, 2013
SR-ISE-2012-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Substantive, Technical Corrections to ISE Rules Comments Due: Exhibit 5
34-68572
Jan. 3, 2013
SR-CBOE-2012-132
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 1903)
34-68571
Jan. 3, 2013
SR-C2-2012-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (78 FR 1904)
34-68573
Jan. 3, 2013
SR-C2-2011-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt a HAL System Comments Due: Exhibit 5 Federal Register version (78 FR 1889)
34-68575
Jan. 3, 2013
SR-BOX-2012-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX Comments Due: Exhibit 5 Federal Register version (78 FR 1892)
34-68578
Jan. 3, 2013
SR-BOX-2012-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX Comments Due: Exhibit 5 Federal Register version (78 FR 1907)
34-68557
Jan. 2, 2013
SR-NYSEMKT-2012-85
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot (Rule 107B-Equities) Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2013 Comments Due: Exhibit 5 Federal Register version (78 FR 1284)
34-68561
Jan. 2, 2013
SR-NYSEMKT-2012-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market ("Nasdaq") Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Comments Due: Exhibit 5 Federal Register version (78 FR 1290)
34-68559
Jan. 2, 2013
SR-NYSEMKT-2012-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2013 Comments Due: Exhibit 5 Federal Register version (78 FR 1286)
34-68558
Jan. 2, 2013
SR-NYSE-2012-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2013 Comments Due: Exhibit 5 Federal Register version (78 FR 1288)
34-68560
Jan. 2, 2013
SR-NYSE-2012-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of its Supplemental Liquidity Providers Pilot (Rule 107B) Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2013 Comments Due: Exhibit 5 Federal Register version (78 FR 1280)
34-68562
Jan. 2, 2013
SR-NSCC-2012-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Fee Structure as It Relates to Certain Insurance and Retirement Processing Services and To Remove Reference to and the Fees Related to FundSPEED, a Discontinued Service Comments Due: Federal Register version (78 FR 1292)
34-68556
Jan. 2, 2013
SR-BX-2012-074
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Penny Pilot Options Fees Comments Due: Exhibit 5 Federal Register version (78 FR 1293)
34-68563
Jan. 2, 2013
SR-ICEEU-2012-11
Notice of Filing of Proposed Rule Change Relating to Enhanced Margin Methodology Comments Due: View Received Comments Rel. No. 34-68955 Federal Register version (78 FR 1281)
34-68554
Dec. 31, 2012
SR-EDGX-2012-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (78 FR 966)
34-68551
Dec. 31, 2012
SR-MIAX-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (78 FR 973)
34-68553
Dec. 31, 2012
SR-FICC-2012-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the Fee Related to the DTCC GCF Repo Index From the Fee Structure of the Government Securities Division Comments Due: Federal Register version (78 FR 970)
34-68550
Dec. 31, 2012
SR-CBOE-2012-127
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange Penny Pilot Program Comments Due: Federal Register version (78 FR 971)
34-68552
Dec. 31, 2012
SR-C2-2012-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange Penny Pilot Program Comments Due: Federal Register version (78 FR 974)
34-68549
Dec. 28, 2012
SR-NSCC-2012-10
Notice of Filing of Proposed Rule Change To Eliminate the Offset of Its Obligations With Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures Comments Due: View Received Comments Rel. No. 34-69302 , Rel. No. 34-68829 Federal Register version (78 FR 792)
34-68548
Dec. 28, 2012
SR-DTC-2012-10
Notice of Filing of Proposed Rule Change To Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments Comments Due: View Received Comments Rel. No. 34-68834 Federal Register version (78 FR 795)
34-68538
Dec. 27, 2012
SR-NYSE-2012-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Price List To Waive Certain Fees for Floor Brokers for November and December 2012 Comments Due: Federal Register version (78 FR 335)
34-68540
Dec. 27, 2012
SR-ICEEU-2012-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SPAN Margin Parameters for ICE OTC Natural Gas Liquids Contracts Comments Due: Federal Register version (78 FR 330)
34-68541
Dec. 27, 2012
SR-ICEEU-2012-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Delivery Margin Rates for Physically Deliverable Contracts for Energy Clearing Members Comments Due: Federal Register version (78 FR 333)
34-68542
Dec. 27, 2012
SR-ICEEU-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SPAN Margin Methodology Enhancements to Inter-Contract Credits and Average Option Pricing Model for Energy Clearing Members Comments Due: Federal Register version (78 FR 332)
34-68539
Dec. 27, 2012
SR-CBOE-2012-125
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Credit Option Margin Pilot Program Comments Due: Federal Register version (78 FR 138)
34-68536
Dec. 26, 2012
SR-SCCP-2012-02
Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of Its Parent Corporation, The NASDAQ OMX Group, Inc. Comments Due: Rel. No. 34-68823 Federal Register version (78 FR 3482)
34-68537
Dec. 26, 2012
SR-BSECC-2012-002
Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of Its Parent Corporation, The NASDAQ OMX Group, Inc. Comments Due: Rel. No. 34-68823 Federal Register version (78 FR 132)
34-68535
Dec. 26, 2012
SR-OCC-2012-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Its By-Laws and Rules Consistent With Recent System Changes to the Stock Loan/Hedge Program and Market Loan Program and Delete Certain Terms and Provisions No Longer Applicable Comments Due: Federal Register version (78 FR 3479)
34-68516
Dec. 21, 2012
SR-BATS-2012-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Federal Register version (77 FR 77176)
34-68529
Dec. 21, 2012
SR-CME-2012-34
Notice of Filing of Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology Comments Due: Rel. No. 34-69254 , Rel. No. 34-68929 Federal Register version (77 FR 77160)
34-68513
Dec. 21, 2012
SR-Phlx-2012-142
Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. Comments Due: Exhibit 5 , Rel. No. 34-68823 Federal Register version (77 FR 77129)
34-68517
Dec. 21, 2012
SR-Phlx-2012-136
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Distribution of Auction Messages Comments Due: Exhibit 5 Federal Register version (77 FR 77134)
34-68534
Dec. 21, 2012
SR-Phlx-2012-143
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted Comments Due: Federal Register version (77 FR 77174)
34-68531
Dec. 21, 2012
SR-OCC-2012-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretative Guidance Relating to the Adjustment of Stock Options and Single Stock Futures for Cash Dividends and Distributions on Underlying Securities Comments Due: Federal Register version (77 FR 77157)
34-68532
Dec. 21, 2012
SR-OCC-2012-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule of Fees, Effective January 2, 2013, to Charge Non-Clearing Member Subscribers of Certain Non-Proprietary Data an Additional Monthly Fee to Accommodate Request for Such Data on a Real-Time Basis Comments Due: Federal Register version (77 FR 77133)
34-68520
Dec. 21, 2012
SR-NYSEMKT-2012-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 953NY-Trading Halts and Suspensions Comments Due: Exhibit 5 Federal Register version (77 FR 77154)
34-68521
Dec. 21, 2012
SR-NYSEMKT-2012-58
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting NYSE MKT Rules 95(c) and (d)-Equities and Related Supplementary Material Comments Due: Rel. No. 34-69983 , Rel. No. 34-69575 , Rel. No. 34-68923 , Rel. No. 34-68186 Federal Register version (77 FR 77152)
34-68527
Dec. 21, 2012
SR-NYSEMKT-2012-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT LLC Price List To Specify Pricing that is Currently Applicable to Certain Executions on the Exchange But That Is Not Currently Included in the Price List Comments Due: Exhibit 5 Federal Register version (77 FR 77172)
34-68511
Dec. 21, 2012
SR-NYSEArca-2012-66
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-67616 , Rel. No. 34-67237 , Rel. No. 34-68973 Federal Register version (77 FR 77151)
34-68522
Dec. 21, 2012
SR-NYSE-2012-57
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting NYSE Rules 95(c) and (d) and Related Supplementary Material Comments Due: Rel. No. 34-69983 , Rel. No. 34-69575 , Rel. No. 34-68923 , Rel. No. 34-68185 Federal Register version (77 FR 77160)
34-68533
Dec. 21, 2012
SR-NYSE-2012-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Bond Trading License and the Bond Liquidity Provider Pilot Program Comments Due: Exhibit 5 Federal Register version (78 FR 1278)
34-68514
Dec. 21, 2012
SR-BX-2012-075
Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. Comments Due: Exhibit 5 , Rel. No. 34-68823 Federal Register version (77 FR 77137)
34-68518
Dec. 21, 2012
SR-BX-2012-076
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program Comments Due: Federal Register version (77 FR 77152)
34-68512
Dec. 21, 2012
SR-NASDAQ-2012-142
Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. Comments Due: Exhibit 5 Federal Register version (77 FR 77168)
34-68515
Dec. 21, 2012
SR-NASDAQ-2012-137
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Establish the Market Quality Program Comments Due: Exhibit 5 Federal Register version (77 FR 77141)
