Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 4530 (Reporting Requirements)

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Date Received
Date Letter Type Commenter Name
Public Comment Joan Hinchman, Executive Director, President and CEO, National Society of Compliance Professionals
File Number
SR-FINRA-2013-006
Release Number
34-68701
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