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Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 4530 (Reporting Requirements)

(Release No. 34-68701; File No. SR-FINRA-2013-006)


Feb. 14, 2013 Joan Hinchman, Executive Director, President and CEO, National Society of Compliance Professionals

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2013-006/finra2013006.shtml

Modified: 10/16/2014