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Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-20, on Gifts, Gratuities and Non-Cash Compensation, and Rule G-8, on Books and Records to be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors, and the Deletion of Prior Interpretive Guidance

[Release No. 34-75932; File No. SR-MSRB-2015-09]

Nov. 2, 2015 Michael Post, General Counsel - Regulatory Affairs, Municipal Securities Rulemaking Board, Alexandria, Virginia
Oct. 16, 2015 Terri Heaton, President, National Association of Municipal Advisors, St. Paul, Minnesota
Oct. 13, 2015 Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York
Sep. 25, 2015 Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute




Modified: 11/03/2015