Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-20, on Gifts, Gratuities and Non-Cash Compensation, and Rule G-8, on Books and Records to be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors, and the Deletion of Prior Interpretive Guidance

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Date Received
Date Letter Type Commenter Name
Public Comment Michael Post, General Counsel - Regulatory Affairs, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Terri Heaton, President, National Association of Municipal Advisors, St. Paul, Minnesota
Public Comment Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2015-09
Release Number
34-75932
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