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Comments on MSRB Rulemaking
Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-20, on Gifts, Gratuities and Non-Cash Compensation, and Rule G-8, on Books and Records to be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors, and the Deletion of Prior Interpretive Guidance
[Release No. 34-75932; File No. SR-MSRB-2015-09]
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| Nov. 2, 2015 | Michael Post, General Counsel - Regulatory Affairs, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Oct. 16, 2015 | Terri Heaton, President, National Association of Municipal Advisors, St. Paul, Minnesota |
| Oct. 13, 2015 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York |
| Sep. 25, 2015 | Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute |
http://www.sec.gov/comments/sr-msrb-2015-09/msrb201509.shtml
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