34-76224
Oct. 22, 2015
SR-NYSEArca-2015-94
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings Comments Due: Federal Register version (80 FR 66085)
34-76229
Oct. 22, 2015
SR-NYSE-2015-46
Notice of Filing of Proposed Rule Change Establishing Rules To Comply With the Requirements of the Plan To Implement a Tick Size Pilot Plan Submitted to the Commission Pursuant to Rule 608 of Regulation NMS Under the Act Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-76551 , Rel. No. 34-76971 , Rel. No. 34-77703 Federal Register version (80 FR 66065)
34-76227
Oct. 22, 2015
SR-BX-2015-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obvious Error Pilot Program Comments Due: Exhibit 5 Federal Register version (80 FR 66058)
34-76226
Oct. 22, 2015
SR-NASDAQ-2015-125
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obvious Error Pilot Program Comments Due: Exhibit 5 Federal Register version (80 FR 66092)
34-76237
Oct. 22, 2015
SR-MIAX-2015-60
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Applicable to Rule 521 and Rule 530 Relating To Limit Up/Limit Down Comments Due: Exhibit 5 Federal Register version (80 FR 66100)
34-76232
Oct. 22, 2015
SR-ISE-2015-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Limit Up-Limit Down Obvious Error Pilot Comments Due: Exhibit 5 Federal Register version (80 FR 66063)
34-76238
Oct. 22, 2015
SR-FINRA-2015-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Establish Fees for Funding Portals Comments Due: Federal Register version (80 FR 66341)
34-76239
Oct. 22, 2015
SR-FINRA-2015-040
Notice of Filing of a Proposed Rule Change To Adopt the Funding Portal Rules and Related Forms and FINRA Rule 4518 Comments Due: View Received Comments Exhibit 2a , Exhibit 2b , Exhibit 2c , Exhibit 3a , Exhibit 3b , Exhibit 3c , Exhibit 3d , Exhibit 5 , Rel. No. 34-76970 Federal Register version (80 FR 66348)
34-76223
Oct. 22, 2015
SR-CBOE-2015-097
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.25 Comments Due: Exhibit 5 Federal Register version (80 FR 66102)
34-76235
Oct. 22, 2015
SR-CBOE-2015-095
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Revisions to the Registered Options Principal Examination Comments Due: Federal Register version (80 FR 66072)
34-76221
Oct. 22, 2015
SR-C2-2015-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15 Comments Due: Exhibit 5 Federal Register version (80 FR 66089)
34-76233
Oct. 22, 2015
SR-BOX-2015-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretive Material 1 to Rule 7170 To Extend the Pilot Program That Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange Comments Due: Exhibit 5 Federal Register version (80 FR 66087)
34-76211
Oct. 21, 2015
SR-EDGX-2015-41
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 Rel. No. 34-75834 Federal Register version (80 FR 65823)
34-76212
Oct. 21, 2015
SR-EDGX-2015-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers Comments Due: Exhibit 5 Federal Register version (80 FR 65836)
34-76204
Oct. 21, 2015
SR-BATS-2015-69
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(r), 11.1(a), 11.23, 14.6, 14.11, and 14.12 and Adopt Rule 11.1(a)(1) Rel. No. 34-75832 Federal Register version (80 FR 65832)
34-76205
Oct. 21, 2015
SR-BATS-2015-90
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.25, Retail Order Attribution Program Comments Due: Exhibit 5 Federal Register version (80 FR 67820)
34-76206
Oct. 21, 2015
SR-BYX-2015-38
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(r) and 11.1 and Adopt New Rule 11.1(a)(1) Rel. No. 34-75831 Federal Register version (80 FR 65823)
34-76207
Oct. 21, 2015
SR-BYX-2015-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24, Retail Price Improvement Program Comments Due: Exhibit 5 Federal Register version (80 FR 65824)
34-76210
Oct. 21, 2015
SR-EDGA-2015-36
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 Comments Due: Rel. No. 34-75835 Federal Register version (80 FR 65835)
34-76214
Oct. 21, 2015
SR-ISEGemini-2015-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 65830)
34-76208
Oct. 21, 2015
SR-NYSEMKT-2015-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Related to the Amex Customer Engagement Program Comments Due: Exhibit 5 Federal Register version (80 FR 65833)
34-76215
Oct. 21, 2015
SR-NYSEMKT-2015-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 65826)
34-76213
Oct. 21, 2015
SR-FINRA-2015-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Reporting of OTC Transactions in Exchange-Traded Managed Fund Shares (NextShares) to FINRA Comments Due: Federal Register version (80 FR 65838)
34-76209
Oct. 21, 2015
SR-CBOE-2015-090
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 65841)
34-76200
Oct. 20, 2015
SR-EDGX-2015-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 To Allow the Listing of Certain Options Based on International Indexes Comments Due: Exhibit 5 Federal Register version (80 FR 65263)
34-76197
Oct. 20, 2015
SR-BATS-2015-87
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing Comments Due: Exhibit 5 Federal Register version (80 FR 65279)
34-76202
Oct. 20, 2015
SR-NYSEArca-2015-77
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the First Trust Heitman Global Prime Real Estate ETF Under NYSE Arca Equities Rule 8.600 Comments Due: View Received Comments Rel. No. 34-75901 Federal Register version (80 FR 65266)
34-76199
Oct. 20, 2015
SR-BX-2015-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement An Order Exposure Alert To Be Disseminated by the Exchange Comments Due: Exhibit 5 Federal Register version (80 FR 65271)
34-76201
Oct. 20, 2015
SR-MIAX-2015-59
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404 Comments Due: Exhibit 5 Federal Register version (80 FR 65277)
34-76196
Oct. 20, 2015
SR-ICEEU-2015-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clearing Services for European Natural Gas Spot Contracts Comments Due: Federal Register version (80 FR 65269)
34-76203
Oct. 20, 2015
SR-CBOE-2015-088
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Disaster Recovery Comments Due: Exhibit 5 Federal Register version (80 FR 65258)
34-76187
Oct. 19, 2015
SR-Phlx-2015-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Floor Broker Management System Comments Due: Federal Register version (80 FR 64462)
34-76191
Oct. 19, 2015
SR-PHLX-2015-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options Comments Due: Exhibit 5 Federal Register version (80 FR 64464)
34-76186
Oct. 19, 2015
SR-NYSEArca-2015-02
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares Comments Due: View Received Comments Rel. No. 34-74433 , Rel. No. 34-74755 , Rel. No. 34-75115 , Rel. No. 34-75813 Federal Register version (80 FR 64461)
34-76188
Oct. 19, 2015
SR-FINRA-2015-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Trader Qualification Examination (Series 57) Comments Due: Federal Register version (80 FR 64456)
34-76189
Oct. 19, 2015
SR-FINRA-2015-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 27 Examination Program Comments Due: Federal Register version (80 FR 64465)
34-76190
Oct. 19, 2015
SR-FINRA-2015-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 28 Examination Program Comments Due: Federal Register version (80 FR 64458)
34-76192
Oct. 19, 2015
SR-CBOE-2015-091
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 64469)
34-76172
Oct. 16, 2015
SR-ISE-Gemini-2015-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 64033)
34-76180
Oct. 16, 2015
SR-ISEGemini-2015-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 64046)
34-76174
Oct. 16, 2015
SR-NYSEArca-2015-74
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding a Change to the Reference Index of the Market Vectors Short High Yield Municipal Index ETF Comments Due: Rel. No. 34-75888 , Rel. No. 34-76645 Federal Register version (80 FR 64027)
34-76173
Oct. 16, 2015
SR-ISE-2015-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 64037)
34-76177
Oct. 16, 2015
SR-ISE-2015-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 64041)
34-76181
Oct. 16, 2015
SR-ISE-2015-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (80 FR 64042)
34-76176
Oct. 16, 2015
SR-FINRA-2015-026
Notice of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Require an Indicator When a TRACE Report Does Not Reflect a Commission or Mark-up/Mark-down Comments Due: Rel. No. 34-75875 , Rel. No. 34-75588 Federal Register version (80 FR 64039)
34-76159
Oct. 15, 2015
SR-EDGX-2015-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 3.20, Influencing or Rewarding Employees of Others, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient Comments Due: Exhibit 5 Federal Register version (80 FR 63601)
34-76164
Oct. 15, 2015
SR-EDGX-2015-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems Comments Due: Exhibit 5 Federal Register version (80 FR 63857)
34-76158
Oct. 15, 2015
SR-BATS-2015-79
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule "Influencing or Rewarding Employees of Others" Comments Due: Exhibit 5 Federal Register version (80 FR 63632)
34-76162
Oct. 15, 2015
SR-BATS-2015-86
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems Comments Due: Exhibit 5 Federal Register version (80 FR 63849)
34-76156
Oct. 15, 2015
SR-BYX-2015-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule "Influencing or Rewarding Employees of Others" Comments Due: Exhibit 5 Federal Register version (80 FR 67827)
34-76163
Oct. 15, 2015
SR-BYX-2015-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems Comments Due: Exhibit 5 Federal Register version (80 FR 63855)
34-76157
Oct. 15, 2015
SR-EDGA-2015-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 3.20, Influencing or Rewarding Employees of Others, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient Comments Due: Exhibit 5 Federal Register version (80 FR 63629)
34-76165
Oct. 15, 2015
SR-EDGA-2015-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems Comments Due: Exhibit 5 Federal Register version (80 FR 63859)
34-76161
Oct. 15, 2015
SR-NYSEArca-2015-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Representations Regarding the Names and Principal Investments of Certain WBI SMID Funds Currently Listed and Traded on the Exchange Under NYSE Arca Equities Rule 8.600 Comments Due: Federal Register version (80 FR 63852)
34-76147
Oct. 14, 2015
SR-BATS-2015-89
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 63621)
34-76139
Oct. 14, 2015
SR-NASDAQ-2015-116
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options Comments Due: Exhibit 5 Federal Register version (80 FR 63627)
34-76146
Oct. 14, 2015
SR-MSRB-2015-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Web-Based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements Pursuant to Rule G-3(i)(i) Comments Due: View Received Comments Exhibit 5 Federal Register version (80 FR 63595)
34-76148
Oct. 14, 2015
SR-FINRA-2015-036
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirements for the TBA Market Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-78081 , Rel. No. 34-76908 , Rel. No. 34-77579 Federal Register version (80 FR 63603)
34-76149
Oct. 14, 2015
SR-CBOE-2015-085
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to End of Week/End of Month Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (80 FR 63598)
34-76150
Oct. 14, 2015
SR-C2-2015-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 63593)
34-76130
Oct. 13, 2015
SR-BATS-2015-85
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 63257)
34-76128
Oct. 13, 2015
SR-OCC-2015-016
Notice of Filing of Proposed Rule Change To Modify the Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility Comments Due: Rel. No. 34-76781 , Rel. No. 34-76496 , Rel. No. 34-76781 , Rel. No. 34-76496 Federal Register version (80 FR 63264)
34-76135
Oct. 13, 2015
SR-BX-2015-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options Comments Due: Exhibit 5 Federal Register version (80 FR 63267)
34-76131
Oct. 13, 2015
SR-NASDAQ-2015-113
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Chapter XV, Entitled "Options Pricing," at Section 2 Governing Pricing for NASDAQ Members Comments Due: Exhibit 5 Federal Register version (80 FR 63261)
34-76120
Oct. 9, 2015
SR-BATS-2015-83
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 62588)
34-76124
Oct. 9, 2015
SR-NYSEArca-2015-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Amending the Exchange's Fee Schedule To Eliminate the Sponsor Fee In Connection With Listing a New Derivative Securities Product on the Exchange Comments Due: View Received Comments Exhibit 5 Federal Register version (80 FR 62590)
34-76122
Oct. 9, 2015
SR-ICC-2015-015
Notice of Filing of Proposed Rule Change Related to the ICC Rule Enforcement Process for Missed Submissions Comments Due: Rel. No. 34-76479 Federal Register version (80 FR 62593)
34-76121
Oct. 9, 2015
SR-FINRA-2015-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the TRACE Pilot Program in FINRA Rule 6730(e)(4) Comments Due: Federal Register version (80 FR 62578)
34-76113
Oct. 8, 2015
SR-BATS-2015-80
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Issuer Incentive Program Applicable to Securities Listed on BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 62142)
34-76108
Oct. 8, 2015
SR-OCC-2015-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Requirement for Clearing Members To Participate in Operation Testing Comments Due: Federal Register version (80 FR 62129)
34-76114
Oct. 8, 2015
SR-NYSEArca-2015-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments Due: Exhibit 5 Federal Register version (80 FR 62131)
34-76110
Oct. 8, 2015
SR-NYSE-2015-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 902.03, 902.04, 902.05 and 902.06 of the Listed Company Manual To Increase Certain of the Fees Set Forth Therein Comments Due: Exhibit 5 Federal Register version (80 FR 62145)
34-76112
Oct. 8, 2015
SR-NSCC-2015-005
Notice of Filing of Proposed Rule Change To Permit Trades in Eligible Fixed Income Securities Scheduled To Settle on Day After Trade Date To Be Processed for Settlement at National Securities Clearing Corporation Comments Due: Rel. No. 34-76458 , Exhibit 5 Federal Register version (80 FR 62121)
34-76106
Oct. 8, 2015
SR-CBOE-2015-081
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders Comments Due: Federal Register version (80 FR 62125)
34-76107
Oct. 8, 2015
SR-CBOE-2015-084
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delivery of the Regulatory Element of the Exchange's Continuing Education Program Comments Due: Exhibit 5 Federal Register version (80 FR 62139)
34-76115
Oct. 8, 2015
SR-BOX-2015-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility Comments Due: Exhibit 5 Federal Register version (80 FR 62132)
34-76091
Oct. 7, 2015
SR-EDGX-2015-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payments Involving Publications that Influence the Market Price of a Security) Comments Due: Federal Register version (80 FR 61879)
34-76092
Oct. 7, 2015
SR-BATS-2015-77
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payment Designed To Influence Market Prices, Other Than Paid Advertising) Comments Due: Federal Register version (80 FR 61855)
34-76095
Oct. 7, 2015
SR-BYX-2015-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payment Designed To Influence Market Prices, Other than Paid Advertising) Comments Due: Federal Register version (80 FR 61853)
34-76093
Oct. 7, 2015
SR-EDGA-2015-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payments Involving Publications That Influence the Market Price of a Security) Comments Due: Federal Register version (80 FR 61863)
34-76094
Oct. 7, 2015
SR-NYSEArca-2015-90
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.89 To Update a Cross-Reference to Exchange's Recently Revised Rule Regarding Obvious Errors Comments Due: Exhibit 5 Federal Register version (80 FR 61865)
34-76088
Oct. 7, 2015
SR-NYSE-2015-35
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Certain Exchange Disciplinary Rules To Facilitate the Reintegration of Certain Regulatory Functions From Financial Industry Regulatory Authority, Inc. Comments Due: View Received Comments Rel. No. 34-76436 , Rel. No. 34-75721 Federal Register version (80 FR 61857)
34-76099
Oct. 7, 2015
SR-NSCC-2015-004
Notice of Filing of Proposed Rule Change to Require Real-Time Trade Submission and to Prohibit Pre-Netting Practices through NSCC's Correspondent Clearing Service Comments Due: Exhibit 5 Federal Register version (80 FR 61860)
34-76098
Oct. 7, 2015
SR-MIAX-2015-58
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (80 FR 61866)
34-76083
Oct. 6, 2015
SR-Phlx-2015-79
Notice of Filing of Proposed Rule Change Relating to Active Specialized Quote Feed Port Fee Comments Due: Rel. No. 34-76513 Federal Register version (80 FR 61537)
34-76084
Oct. 6, 2015
SR-NYSEARCA-2015-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments Due: Exhibit 5 Federal Register version (80 FR 61529)
34-76085
Oct. 6, 2015
SR-NYSEARCA-2015-86
Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Auctions for Pillar, the Exchange's New Trading Technology Platform Comments Due: View Received Comments Rel. No. 34-76869 , Rel. No. 34-76493 , Rel. No. 34-76493 Federal Register version (80 FR 61513)
34-76082
Oct. 6, 2015
SR-FINRA-2015-034
Notice of Filing of a Proposed Rule Change To Merge FINRA Dispute Resolution, Inc. Into and With FINRA Regulation, Inc. Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-76670 , Rel. No. 34-76444 Federal Register version (80 FR 61545)
34-76086
Oct. 6, 2015
SR-BOX-2015-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7270 (Block Trades) Comments Due: Exhibit 5 Federal Register version (80 FR 61527)
34-76070
Oct. 5, 2015
SR-BATS-2015-82
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (80 FR 61253)
34-76071
Oct. 5, 2015
SR-NYSEMKT-2015-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Change the Monthly Fees for the Use of Certain Ports Comments Due: Exhibit 5 Federal Register version (80 FR 61260)
34-76072
Oct. 5, 2015
SR-NYSE-2015-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Change the Monthly Fees for the Use of Certain Ports Comments Due: Exhibit 5 Federal Register version (80 FR 61258)
34-76075
Oct. 5, 2015
SR-NSCC-2015-803
Notice of No Objection to Advance Notice Filing to Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members Comments Due: Rel. No. 34-75899 Federal Register version (80 FR 61244)
34-76069
Oct. 2, 2015
SR-ICEEU-2015-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clearance of New Natural Gas Futures Contracts Comments Due: Federal Register version (80 FR 60944)
34-76068
Oct. 2, 2015
SR-CBOE-2015-077
Notice of Filing of a Proposed Rule Change Relating To Margin Requirements Comments Due: Federal Register version (80 FR 60941)
34-76062
Oct. 1, 2015
SR-OCC-2015-803
Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal to Enter a New Credit Facility Agreement Comments Due: Federal Register version (80 FR 64028)
34-76064
Oct. 1, 2015
SR-NYSEMKT-2015-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Several Rules To Address Certain Order Handling Obligations on the Part of Its Floor Brokers Comments Due: Exhibit 5 Federal Register version (80 FR 60724)
34-76063A
Oct. 1, 2015
SR-NYSEARCA-2015-81
Notice of Filing of Proposed Rule Change Amending Several Rules To Address Certain Order Handling Obligations on the Part of Its Floor Brokers Comments Due: Exhibit 5 Federal Register version (80 FR 62592)
34-76054
Sept. 30, 2015
SR-BATS-2015-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 2.13, Fidelity Bonds Comments Due: Exhibit 5 Federal Register version (80 FR 60419)
34-76053
Sept. 30, 2015
SR-BYX-2015-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 2.13, Fidelity Bonds Comments Due: Federal Register version (80 FR 60424)
