|
|
 |
Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 6191(a) to Implement the Quoting and Trading Requirements of the Regulation NMS Plan to Implement A Tick Size Pilot Program
(Release No. 34-76484; File No. SR-FINRA-2015-048)
|
|
|
| Feb. 12, 2016 | Andrew Madar, Associate General Counsel, FINRA, Washington, District of Columbia |
| Jan. 25, 2016 | Mary Lou Von Kaenel, Managing Director, Financial Information Forum |
| Dec. 16, 2015 | Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters, Chicago, Illinois |
| Dec. 16, 2015 | Mary Lou Von Kaenel, Managing Director, Financial Information Forum |
http://www.sec.gov/comments/sr-finra-2015-048/finra2015048.shtml
|
