Comments on BATS Rulemaking

Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt Rule 8.17 to Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 to Prohibit Disruptive Quoting and Trading Activity

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Date Received
Date Letter Type Commenter Name
Public Comment R.T. Leuchtkafer
Public Comment Anders Franzon, SVP, Associate General Counsel, BATS Exchange, Inc., Lenexa, Kansas
Public Comment G.T. Spaulding, Big Boy Pants Trading
Public Comment Samuel F. Lek, Chief Executive Officer Lek Securities Corporation, New York, New York
Meeting with SEC Officials Memorandum regarding Recommendation of the Investor Advocate
Public Comment R.T. Leuchtkafer

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-BATS-2015-101
Release Number
34-76470
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