Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 6191(a) to Implement the Quoting and Trading Requirements of the Regulation NMS Plan to Implement A Tick Size Pilot Program

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Date Received
Date Letter Type Commenter Name
Public Comment Andrew Madar, Associate General Counsel, FINRA, and Chris Solgan, Assistant General Counsel, BATS
Public Comment Mary Lou Von Kaenel, Managing Director, Financial Information Forum
Public Comment Brendon J. Weiss, Co-Head, Government Affairs, Intercontinental Exchange, Inc., and John K. Kerin, CEO, Chicago Stock Exchange, Inc.
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Public Comment Mary Lou Von Kaenel, Managing Director, Financial Information Forum
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a December 4, 2015, meeting with representatives of The NASDAQ Stock Market LLC
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a November 24, 2015, meeting with representatives of Intercontinental Exchange (ICE)

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2015-047
Release Number
34-76483
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