Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records to be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors

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Date Received
Date Letter Type Commenter Name
Public Comment Michael L. Post, General Counsel, Regulatory Affairs, Municipal Securities Rulemaking Board, Washington, District of Columbia
Public Comment T. Spencer Wright, Santa Fe, New Mexico
Public Comment Terri Heaton, President, National Association of Municipal Advisors, St. Paul, Minnesota
Public Comment David T. Bellaire Esq., Executive Vice President and General Counsel, Financial Services Institute
Public Comment Dustin McDonald, Director, Federal Liaison Center, Government Finance Officers Association
Public Comment Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment Tamara K. Salmon, Associate General Counsel, Investment Company Institute
Public Comment Michael L. Post, General Counsel - Regulatory Affairs, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding an October 15, 2015, meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding an October 5, 2015, meeting with representatives of the Bond Dealers of America
Public Comment Dustin McDonald, Director, Federal Liaison Center, Government Finance Officers Association
Public Comment David T. Bellaire Esq., Executive Vice President and General Counsel, Financial Services Institute
Public Comment John C. Melton, Sr., Executive Vice President, Coastal Securities, Houston, Texas
Public Comment Joy A. Howard, WM Financial Strategies, St. Louis, Missouri
Public Comment Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA
Public Comment Lindsey K. Bell, Millar Jiles, LLP
Public Comment Michael Nicholas, CEO, Bond Dealers of America, Washington, District of Columbia
Public Comment Tamara K. Salmon, Associate General Counsel, Investment Company Institute
Public Comment Terri Heaton, President, National Association of Municipal Advisors, St. Paul, Minnesota
Public Comment Jeff White, Principal, Columbia Capital Management, LLC, Overland Park, Kansas
Public Comment W. David Hemingway, Executive Vice President, Zions First National Bank, Salt Lake City, Utah
Public Comment Joshua Cooperman, Cooperman Associates, Burlingame, California
Public Comment Michael L. Post, General Counsel, Regulatory Affairs, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Michael L. Post, General Counsel, Regulatory Affairs, Municipal Securities Rulemaking Board, Alexandria, Virginia
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a June 17, 2015, meeting with representatives of the Bond Dealers of America
Public Comment Dustin T. McDonald, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a June 3, 2015, meeting with representatives of the National Association of Municipal Advisors
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a May 21, 2015, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2015-03
Release Number
34-74860
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