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Release Number	SEC Issue Date	File Number	Details
34-76059	Sept. 30, 2015	SR-FINRA-2015-033	Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 0150 to Apply FINRA Rule 2121 and its Supplementary Material .01 and .02 to Transactions in Exempted Securities That Are Government Securities *Comments Due:* October 27, 2015 See Also - Exhibit 2 Federal Register version (80 FR 60416)
34-76061	Sept. 30, 2015	SR-FINRA-2015-035	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Submission of "Clearing-Only, Non-Regulatory Reports" to the FINRA Equity Trade Reporting Facilities *Comments Due:* October 27, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60421)
34-76056	Sept. 30, 2015	4-618	Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., BOX Options Exchange LLC, Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. *Comments Due:* October 27, 2015 View Received Comments See Also - Rel. No. 34-76311 Submit a Comment on 4-618 Federal Register version (80 FR 60426)
34-76018	Sept. 29, 2015	SR-EDGX-2015-42	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.15, Clearly Erroneous Executions *Comments Due:* October 26, 2015 Federal Register version (80 FR 60216)
34-76015	Sept. 29, 2015	SR-BATS-2015-76	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Restructure and Amend Rule 11.17, Clearly Erroneous Executions *Comments Due:* October 26, 2015 Federal Register version (80 FR 60210)
34-76019	Sept. 29, 2015	SR-BATS-2015-56	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc. *Comments Due:* December 7, 2015 See Also - Rel. No. 34-76394, Rel. No. 34-75664 Federal Register version (80 FR 60204)
34-76016	Sept. 29, 2015	SR-BYX-2015-40	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Restructure and Amend Rule 11.17, Clearly Erroneous Executions *Comments Due:* October 26, 2015 Federal Register version (80 FR 60193)
34-76017	Sept. 29, 2015	SR-EDGA-2015-37	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.15, Clearly Erroneous Executions *Comments Due:* October 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60204)
34-76009	Sept. 29, 2015	SR-NYSEMKT-2015-67	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Definitions Applicable to Certain Co-location Services and Modifying the Fee for Users That Host Their Customers at the Exchange's Data Center *Comments Due:* October 26, 2015 See Also - Exhibit 5 Submit a Comment on SR-NYSEMKT-2015-67 Federal Register version (80 FR 60213)
34-76022	Sept. 29, 2015	SR-NYSEMKT-2015-68	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Certain Proprietary Options Data Products *Comments Due:* October 26, 2015 See Also - Exhibit 5 Submit a Comment on SR-NYSEMKT-2015-68 Federal Register version (80 FR 60201)
34-76010	Sept. 29, 2015	SR-NYSEArca-2015-82	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Definitions Applicable to Co-Location Services to the NYSE Arca Options Fee Schedule and, the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and Modifying the Fee for Users That Host Their Customers at the Exchange's Data Center *Comments Due:* October 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60197)
34-76023	Sept. 29, 2015	SR-NYSEARCA-2015-83	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Certain Proprietary Options Data Products *Comments Due:* October 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60208)
34-76008	Sept. 29, 2015	SR-NYSE-2015-40	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Definitions Applicable to Certain Co-Location Services to the Exchange's Price List and Modifying the Fee for Users That Host Their Customers at the Exchange's Data Center *Comments Due:* October 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60190)
34-76024	Sept. 29, 2015	SR-CBOE-2015-080	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Bandwidth *Comments Due:* October 26, 2015 See Also - Exhibit 5 Federal Register version (80 FR 60195)
34-75995	Sept. 28, 2015	SR-NYSEMKT-2015-69	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program Until March 31, 2016 *Comments Due:* October 23, 2015 See Also - Exhibit 5 Submit a Comment on SR-NYSEMKT-2015-69 Federal Register version (80 FR 59836)
34-75994	Sept. 28, 2015	SR-NYSEARCA-2015-84	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program Until March 31, 2016 *Comments Due:* October 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 59834)
34-75993	Sept. 28, 2015	SR-NYSE-2015-41	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program Until March 31, 2016 *Comments Due:* October 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 59844)
34-75984	Sept. 25, 2015	SR-NYSEMKT-2015-71	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding to the Rules of the Exchange the Third Amended and Restated Certificate of Incorporation of NYSE Market, Inc., and the Eighth Amended and Restated Operating Agreement of New York Stock Exchange LLC *Comments Due:* October 22, 2015 See Also - Exhibit 5a, Exhibit 5b Submit a Comment on SR-NYSEMKT-2015-71 Federal Register version (80 FR 59213)
34-75987	Sept. 25, 2015	SR-NASDAQ-2015-112	Notice of Filing of Proposed Rule Change To Amend Rule 4758 *Comments Due:* October 22, 2015 View Received Comments See Also - Exhibit 5, Rel. No. 34-76718, Rel. No. 34-76335 Federal Register version (80 FR 59210)
34-75986	Sept. 25, 2015	SR-MIAX-2015-55	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule *Comments Due:* October 22, 2015 See Also - Exhibit 5 Federal Register version (80 FR 59204)
34-75988	Sept. 25, 2015	SR-FINRA-2015-032	Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Reduce the Waiting Period for the Release of Information Reported on Form U5 *Comments Due:* October 22, 2015 View Received Comments See Also - Exhibit 5, Rel. No. 34-76359 Federal Register version (80 FR 59215)
34-75978	Sept. 24, 2015	SR-NYSEArca-2015-79	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund *Comments Due:* October 21, 2015 Federal Register version (80 FR 58794)
34-75979	Sept. 24, 2015	SR-NYSEArca-2015-80	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change to the Secondary Benchmark Index Applicable to Shares of the PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund *Comments Due:* October 21, 2015 Federal Register version (80 FR 58797)
34-75970	Sept. 23, 2015	SR-BATS-2015-57	Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc. See Also - Rel. No. 34-76393, Rel. No. 34-75693 Federal Register version (80 FR 58527)
34-75959	Sept. 22, 2015	SR-ISE-Gemini-2015-16	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* October 19, 2015 See Also - Exhibit 5 Federal Register version (80 FR 58321)
34-75966	Sept. 22, 2015	SR-NYSE-2015-39	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Supplementary Material .20 to Rule 103 To Permit Member Organizations That Operate as Designated Market Maker Units on the Exchange and Also Operate DMM Units on the NYSE MKT LLC To Make an Adjustment to Excess Net Capital *Comments Due:* October 19, 2015 Federal Register version (80 FR 58318)
34-75962	Sept. 22, 2015	SR-MIAX-2015-57	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503 *Comments Due:* October 19, 2015 See Also - Exhibit 5 Federal Register version (80 FR 58323)
34-75952	Sept. 18, 2015	SR-NYSEMKT-2015-64	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Rules of the New Market Model Pilot, the Supplemental Liquidity Providers Pilot, and the Pilot Program Allowing "UTP Securities" To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges *Comments Due:* October 15, 2015 See Also - Exhibit 5 Submit a Comment on SR-NYSEMKT-2015-64 Federal Register version (80 FR 57645)
34-75945	Sept. 18, 2015	SR-NYSEArca-2015-68	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares Euro Trust and the CurrencyShares Japanese Yen Trust *Comments Due:* September 10, 2015 View Received Comments See Also - Rel. No. 34-77352, Rel. No. 34-75698, Rel. No. 34-76472, Rel. No. 34-77126 Federal Register version (80 FR 57645)
34-75934	Sept. 17, 2015	SR-MSRB-2015-10	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Effective Date of New Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals, and Rule D-15, on the Definition of Sophisticated Municipal Market Professional *Comments Due:* October 14, 2015 View Received Comments Submit a Comment on SR-MSRB-2015-10 Federal Register version (80 FR 57410)
34-75943	Sept. 17, 2015	SR-CBOE-2015-078	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* October 14, 2015 See Also - Exhibit 5 Federal Register version (80 FR 57412)
34-75930	Sept. 16, 2015	SR-NYSEArca-2015-73	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Guggenheim Total Return Bond ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* October 13, 2015 View Received Comments See Also - Rel. No. 34-76719, Rel. No. 34-76362 Submit a Comment on SR-NYSEArca-2015-73 Federal Register version (80 FR 57251)
34-75931	Sept. 16, 2015	SR-NASDAQ-2015-109	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XV, Section 2 Entitled "NASDAQ Options Market-Fees and Rebates" *Comments Due:* October 13, 2015 See Also - Exhibit 5 Federal Register version (80 FR 57262)
34-75932	Sept. 16, 2015	SR-MSRB-2015-09	Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-20, on Gifts, Gratuities and Non-Cash Compensation, and Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors, and the Deletion of Prior Interpretive Guidance *Comments Due:* October 13, 2015 View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-76381 Federal Register version (80 FR 57240)
34-75923	Sept. 15, 2015	SR-CBOE-2015-075	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* October 13, 2015 See Also - Exhibit 3, Exhibit 5 Federal Register version (80 FR 57026)
34-75915	Sept. 14, 2015	SR-BATS-2015-71	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* October 9, 2015 See Also - Exhibit 5 Federal Register version (80 FR 56508)
34-75917	Sept. 14, 2015	4-631	Notice of Filing of the Ninth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. *Comments Due:* October 9, 2015 View Received Comments See Also - Exhibit A, Rel. No. 34-76244 Submit a Comment on 4-631 Federal Register version (80 FR 56515)
34-75910	Sept. 14, 2015	SR-NASDAQ-2015-102	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees at Chapter XV, Section 2 Entitled "NASDAQ Options Market-Fees and Rebates" *Comments Due:* October 9, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (80 FR 56511)
34-75911	Sept. 14, 2015	SR-ISE-2015-29	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* October 9, 2015 Federal Register version (80 FR 56530)
34-75912	Sept. 14, 2015	SR-ISE-2015-27	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* October 9, 2015 Federal Register version (80 FR 56517)
34-75908	Sept. 14, 2015	SR-CBOE-2015-026	Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Rules 6.74A and 6.74B *Comments Due:* April 13, 2015 View Received Comments See Also - Rel. No. 34-76351, Rel. No. 34-74519, Rel. No. 34-74862, Rel. No. 34-75245 Federal Register version (80 FR 56525)
34-75913	Sept. 14, 2015	SR-CBOE-2015-076	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* October 9, 2015 See Also - Exhibit 5 Federal Register version (80 FR 56525)
34-75914	Sept. 14, 2015	SR-CBOE-2015-079	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List Two Additional Products During Extended Trading Hours *Comments Due:* October 9, 2015 Federal Register version (80 FR 56522)
34-75916	Sept. 14, 2015	SR-BOX-2015-31	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market Makers *Comments Due:* October 9, 2015 See Also - Exhibit 5 Federal Register version (80 FR 56503)
34-75902	Sept. 11, 2015	SR-BATS-2015-74	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees To Adopt a Tape B Volume Tier *Comments Due:* October 8, 2015 See Also - Exhibit 5 Federal Register version (80 FR 55882)
34-75900	Sept. 11, 2015	SR-NYSEArca-2015-76	Notice of Filing of Proposed Rule Change To List and Trade Shares of the Global Currency Gold Fund Under NYSE Arca Equities Rule 8.201 *Comments Due:* November 24, 2015 View Received Comments See Also - Amendment No. 1, Rel. No. 34-76291, Rel. No. 34-76630, Rel. No. 34-77337 Submit a Comment on SR-NYSEArca-2015-76 Federal Register version (80 FR 55674)
34-75901	Sept. 11, 2015	SR-NYSEArca-2015-77	Notice of Filing of Proposed Rule Change To List and Trade Shares of the Following Under NYSE Arca Equities Rule 8.600: First Trust Heitman Global Prime Real Estate ETF *Comments Due:* October 8, 2015 View Received Comments See Also - Amendment No. 1, Rel. No. 34-76202 Federal Register version (80 FR 55892)
34-75899	Sept. 11, 2015	SR-NSCC-2015-803	Notice of Filing of Advance Notice to Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members *Comments Due:* October 8, 2015 See Also - Exhibit 5, Rel. No. 34-76075 Federal Register version (80 FR 55883)
34-75904	Sept. 11, 2015	SR-BX-2015-056	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 7018 *Comments Due:* October 8, 2015 See Also - Exhibit 5 Federal Register version (80 FR 55888)
34-75903	Sept. 11, 2015	SR-C2-2015-023	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule *Comments Due:* October 8, 2015 See Also - Exhibit 5 Federal Register version (80 FR 55887)
34-75889	Sept. 10, 2015	SR-Phlx-2015-78	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share *Comments Due:* October 7, 2015 See Also - Exhibit 5 Federal Register version (80 FR 55667)
34-75890	Sept. 10, 2015	SR-Phlx-2015-76	Notice of Filing of and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus *Comments Due:* October 7, 2015 See Also - Exhibit 5 Federal Register version (80 FR 55692)
34-75881	Sept. 10, 2015	SR-NYSEArca-2015-75	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule *Comments Due:* October 7, 2015 See Also - Exhibit 5 Federal Register version (80 FR 55665)
34-75888	Sept. 10, 2015	SR-NYSEArca-2015-74	Notice of Filing of Proposed Rule Regarding a Change to the Reference Index Relating to the Market Vectors Short High Yield Municipal Index ETF *Comments Due:* October 7, 2015 See Also - Rel. No. 34-76174, Rel. No. 34-76645 Submit a Comment on SR-NYSEArca-2015-74 Federal Register version (80 FR 55701)
34-75876	Sept. 10, 2015	SR-NASDAQ-2015-105	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rules 7014 and 7018, Pertaining to Credits, Rebates, and Fee Caps *Comments Due:* October 7, 2015 See Also - Exhibit 5 Federal Register version (80 FR 55661)
34-75882	Sept. 10, 2015	SR-NASDAQ-2015-110	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 7015(b) and (g) to Modify Port Fees *Comments Due:* October 7, 2015 Federal Register version (80 FR 55698)
34-75874	Sept. 10, 2015	SR-ISE-2015-25	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* October 7, 2015 See Also - Exhibit 5 Federal Register version (80 FR 55669)
34-75887	Sept. 10, 2015	SR-ICC-2015-009	Notice of Filing of Amendments No. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Revise the ICC Risk Management Framework *Comments Due:* October 7, 2015 See Also - 34-75529, Rel. No. 34-75119 Submit a Comment on SR-ICC-2015-009 Federal Register version (80 FR 55672)
34-75875	Sept. 10, 2015	SR-FINRA-2015-026	Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Require an Indicator When a TRACE Report Does Not Reflect a Commission or Mark-Up/Mark-Down *Comments Due:* November 12, 2015 See Also - Rel. No. 34-76176, Rel. No. 34-75588 Federal Register version (80 FR 55671)
34-75866	Sept. 9, 2015	SR-Phlx-2015-75	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Phlx Pricing Schedule *Comments Due:* October 6, 2015 See Also - Exhibit 5 Federal Register version (80 FR 55397)
34-75865	Sept. 9, 2015	SR-FINRA-2015-031	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Administration and Delivery Fee for the Municipal Advisor Representative Examination ("Series 50 Examination") *Comments Due:* October 6, 2015 Federal Register version (80 FR 55407)
34-75856	Sept. 8, 2015	SR-MIAX-2015-53	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule *Comments Due:* October 5, 2015 See Also - Exhibit 5 Federal Register version (80 FR 55158)
34-75846	Sept. 4, 2015	SR-NYSEArca-2015-78	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 3 of NYSE Arca Equities Rule 8 To Extend the Effectiveness of the ETP Incentive Program for Additional One-Year Pilot Period, Ending September 4, 2016 *Comments Due:* October 1, 2015 Federal Register version (80 FR 54646)
34-75824	Sept. 3, 2015	SR-EDGX-2015-40	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.21(d), Relating to the Routing of Retail Orders *Comments Due:* October 1, 2015 See Also - Exhibit 5 Federal Register version (80 FR 54638)
34-75834	Sept. 3, 2015	SR-EDGX-2015-41	Notice of Filing of a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 *Comments Due:* October 1, 2015 See Also - Exhibit 5, Rel. No. 34-76211 Federal Register version (80 FR 54617)
34-75832	Sept. 3, 2015	SR-BATS-2015-69	Notice of Filing of Proposed Rule Change To Amend Rules 1.5(r), 11.1(a), 11.23, 14.6, 14.11, and 14.12 and Adopt Rule 11.1(a)(1) *Comments Due:* October 1, 2015 See Also - Exhibit 5, Rel. No. 34-76204 Federal Register version (80 FR 54614)
34-75831	Sept. 3, 2015	SR-BYX-2015-38	Notice of Filing of Proposed Rule Change To Amend Rules 1.5(r) and 11.1 and Adopt New Rule 11.1(a)(1) *Comments Due:* October 1, 2015 See Also - Exhibit 5 Federal Register version (80 FR 54631)
34-75835	Sept. 3, 2015	SR-EDGA-2015-36	Notice of Filing of a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 *Comments Due:* October 1, 2015 See Also - Exhibit 5, Rel. No. 34-76210 Submit a Comment on SR-EDGA-2015-36 Federal Register version (80 FR 54635)
34-75825	Sept. 3, 2015	SR-OCC-2015-014	Notice of Filing of a Proposed Rule Change To Amend The Options Clearing Corporation's Schedule of Fees To Allow a Clearing Fee Waiver for Exchange New Products *Comments Due:* October 1, 2015 Submit a Comment on SR-OCC-2015-014 Federal Register version (80 FR 54628)
34-75827	Sept. 3, 2015	SR-BX-2015-032	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish a New Auction, BX PRISM *Comments Due:* October 1, 2015 See Also - Exhibit 5 Federal Register version (80 FR 54601)
34-75830	Sept. 3, 2015	SR-BX-2015-054	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus *Comments Due:* October 1, 2015 See Also - Exhibit 5 Federal Register version (80 FR 54640)
34-75836	Sept. 3, 2015	SR-ICC-2015-013	Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names *Comments Due:* August 11, 2015 See Also - Rel. No. 34-76111, Rel. No. 34-75456 Federal Register version (80 FR 54627)
34-75826	Sept. 3, 2015	SR-BOX-2015-29	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility *Comments Due:* October 1, 2015 See Also - Exhibit 5 Federal Register version (80 FR 54621)
34-75828	Sept. 3, 2015	SR-BOX-2015-30	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility *Comments Due:* October 1, 2015 See Also - Exhibit 5 Federal Register version (80 FR 54625)
34-75816	Sept. 2, 2015	SR-CHX-2015-03	Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Implement CHX SNAPSM *Comments Due:* September 24, 2015 View Received Comments See Also - Exhibit 5, Rel. No. 34-75630, Rel. No. 34-75346, Rel. No. 34-76087 Submit a Comment on SR-CHX-2015-03 Federal Register version (80 FR 54331)
34-75811	Sept. 2, 2015	SR-NYSEArca-2015-01	Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes *Comments Due:* September 21, 2015 See Also - Rel. No. 34-75569, Rel. No. 34-74863, Rel. No. 34-74534, Rel. No. 34-74175, Exhibit 5 Submit a Comment on SR-NYSEArca-2015-01 Federal Register version (80 FR 54357)
34-75813	Sept. 2, 2015	SR-NYSEArca-2015-02	Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, As Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares *Comments Due:* March 31, 2015 View Received Comments See Also - Rel. No. 34-76186, Rel. No. 34-75115, Rel. No. 34-74755, Rel. No. 34-74433 Federal Register version (80 FR 54330)
34-75809	Sept. 2, 2015	SR-NYSE-2015-38	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 202.06 of the NYSE Listed Company Manual *Comments Due:* September 30, 2015 View Received Comments See Also - Exhibit 5 Federal Register version (80 FR 54362)
34-75815	Sept. 2, 2015	SR-NASDAQ-2015-103	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 5745 *Comments Due:* September 30, 2015 See Also - Exhibit 5 Federal Register version (80 FR 54349)
34-75817	Sept. 2, 2015	SR-NASDAQ-2015-075	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV *Comments Due:* August 10, 2015 View Received Comments See Also - Rel. No. 34-76076, Rel. No. 34-75447 Federal Register version (80 FR 54351)
34-75804	Sept. 1, 2015	SR-ISE-Gemini-2015-14	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 810 *Comments Due:* September 29, 2015 See Also - Exhibit 5 Federal Register version (80 FR 53906)
34-75800	Sept. 1, 2015	SR-NYSEARCA-2015-58	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform *Comments Due:* August 12, 2015 View Received Comments See Also - Rel. No.34-76198, Rel. No. 34-75467, Federal Register Correction, Conforming Order Federal Register version (80 FR 53911)
34-75801	Sept. 1, 2015	SR-NYSEARCA-2015-56	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform *Comments Due:* August 18, 2015 View Received Comments See Also - Rel. No. 34-76267, Rel. No. 34-75497 Federal Register version (80 FR 53905)
34-75794	Aug. 31, 2015	SR-Phlx-2015-74	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding FLEX No Minimum Value Pilot *Comments Due:* September 25, 2015 Federal Register version (80 FR 53606)
34-75793	Aug. 31, 2015	SR-NYSE-2015-37	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Raise the NYSE Crossing Session II Fee Cap *Comments Due:* September 25, 2015 Federal Register version (80 FR 53600)
34-75792	Aug. 31, 2015	SR-ISE-2015-26	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material, Non-Public Information by Market Makers by Deleting Rule 810 *Comments Due:* September 25, 2015 See Also - Exhibit 5 Federal Register version (80 FR 53601)
34-75788	Aug. 28, 2015	SR-EDGX-2015-38	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as EDGX Book Viewer *Comments Due:* September 24, 2015 See Also - Exhibit 5 Federal Register version (80 FR 53364)
34-75785	Aug. 28, 2015	SR-BATS-2015-64	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as BZX Book Viewer *Comments Due:* September 24, 2015 See Also - Exhibit 5 Federal Register version (80 FR 53360)
34-75786	Aug. 28, 2015	SR-BYX-2015-36	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees a Market Data Product Known as BYX Book Viewer *Comments Due:* September 24, 2015 See Also - Exhibit 5 Federal Register version (80 FR 53353)
34-75781	Aug. 28, 2015	SR-CME-2015-016	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Minimum IRS Guaranty Fund Contribution of IRS Clearing Members *Comments Due:* September 24, 2015 View Received Comments Federal Register version (80 FR 53358)
34-75787	Aug. 28, 2015	SR-EDGA-2015-34	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as EDGA Book Viewer *Comments Due:* September 24, 2015 See Also - Exhibit 5 Federal Register version (80 FR 53370)
34-75772	Aug. 27, 2015	SR-EDGX-2015-39	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.4 Relating to the Reactivation of NSX *Comments Due:* September 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 53206)
34-75769	Aug. 27, 2015	SR-BATS-2015-65	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.26 Relating to the Reactivation of NSX *Comments Due:* September 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 53207)
34-75770	Aug. 27, 2015	SR-BYX-2015-37	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.26 Relating to the Reactivation of NSX *Comments Due:* September 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 53216)
34-75771	Aug. 27, 2015	SR-EDGA-2015-35	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.4 Relating to the Reactivation of NSX *Comments Due:* September 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 53209)
34-75773	Aug. 27, 2015	SR-Phlx-2015-73	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Manipulative Operations *Comments Due:* September 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 53211)
34-75768	Aug. 27, 2015	SR-NSCC-2015-003	Notice of Filing of Proposed Rule Change To Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members *Comments Due:* September 23, 2015 See Also - Exhibit 5, Rel. No. 34-76077 Federal Register version (80 FR 53219)
34-75767	Aug. 27, 2015	SR-CBOE-2015-074	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* September 23, 2015 See Also - Exhibit 5 Federal Register version (80 FR 53218)
34-75763	Aug. 26, 2015	SR-Phlx-2015-72	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus *Comments Due:* September 22, 2015 See Also - Exhibit 5 Federal Register version (80 FR 52817)
34-75754	Aug. 25, 2015	SR-BATS-2015-63	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* September 21, 2015 See Also - Exhibit 5 Federal Register version (80 FR 52532)