Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Representation of Parties in Arbitration and Mediation

Filter comments


Date Sort descending	Letter Type	Commenter Name
Oct. 19, 2007	Public Comment	Carl J. Carlson, Carlson & Dennett, P.S, Seattle, Washington
Sept. 17, 2007	Public Comment	Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution
May 4, 2007	Public Comment	Jill I. Gross, Esquire, Pace University School of Law, Professor of Law - Director of Pace Investors Rights Project, White Plains, New York
May 4, 2007	Public Comment	Tim Canning, Law Offices of Timothy A. Canning, Arcata, California
May 4, 2007	Public Comment	Vincent DiCarlo
May 3, 2007	Public Comment	Irwin G. Stein, Esq., Novato, California
May 3, 2007	Public Comment	Richard Sacks, Investors Recovery Service, Novato, California

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2006-109

Release Number

34-55604