Comments on Proposed Rule Personal Investment Activities of Investment Company Personnel and Codes of Ethics of Investment Companies and Their Investment Advisers and Principal Underwriters (Rule 17j-1)


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Stan Livingston
Public Comment Michele Matuszewski
Public Comment Ajay Vora
Public Comment Ralph Wilson
Public Comment Gregory J. Marye
Public Comment Jamie Gertsch
Public Comment Bob Goodman
Public Comment Bob Brown
Public Comment Finlay Corbin
Public Comment Bruce Tatum
Public Comment Norman Brady
Public Comment Ravi Sharma
Public Comment Robert C. Palmer, Sr
Public Comment John Hentsch, Glendora, Calif.
Public Comment Randy Samplawski
Public Comment William Whitehouse, Steubenville, Ohio
Public Comment anonymous
Public Comment Rodger B. Davis
Public Comment Adam Zielinski
Public Comment Jeff Schwarz
Public Comment Michael Hammack
Public Comment Richard J. Walsh
Public Comment Theodore C. Wagenaar, Oxford, Ohio
Public Comment Tom Schubert
Public Comment David Mackovjak

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-25-95
Release Number
33-7212