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Small Business Capital Formation Advisory Committee

Meeting Materials

February 7, 2023

  • Sunshine Act Notice

October 13, 2022

  • Sunshine Act Notice
  • Press Release
  • Agenda
  • Transcript of Meeting
  • Entrepreneurial Ecosystems - Maryann Feldman, Arizona State University
  • IPO Overview - Matthew Toole, Refinitive
  • Webcast Archive (Part 1)
  • Webcast Archive (Part 2)

August 2, 2022

  • Sunshine Act Notice
  • Press Release
  • Agenda
  • Transcript of Meeting
  • Presentation on Secondary Market from Ryan Feit
  • Webcast Archive

May 6, 2022

  • Sunshine Act Notice
  • Press Release
  • Agenda
  • Transcript of Meeting
  • Presentation on SPACs from Anna Pinedo
  • Webcast Archive (Part 1)
  • Webcast Archive (Part 2)

February 10, 2022

  • Sunshine Act Notice
  • Press Release
  • Agenda
  • Transcript of Meeting
  • Overview of SEC Small Business Advocacy Office’s FY 2021 Annual Report
  • Accredited Investor in Context
  • Webcast Archive (Part 1)
  • Webcast Archive (Part 2)

November 16, 2021

  • Meeting Notice
  • Sunshine Act Notice
  • Press Release
  • Agenda
  • Transcript of Meeting
  • Alicia Robb Report on Rural Entrepreneurship
  • Elevate Ventures (from speaker Phil Lodato)
  • State Small Business Credit Initiative Presentation
  • Webcast Archive

September 27, 2021

  • Meeting Notice
  • Sunshine Act Notice
  • Agenda
  • Transcript of Meeting
  • PitchBook Presentation – Crossing Over into Venture
  • Comparison Chart for Different Pathways to Going Public
  • Michael Klausner Presentation  – SPACs 
  • Webcast Archive - Part 1
  • Webcast Archive - Part 2

April 30, 2021

  • Meeting Notice
  • Sunshine Act Notice
  • Press Release
  • Agenda
  • Transcript of Meeting
  • Webcast Archive
  • Video: Investing in the Underrepresented: Excerpts from 2020 Small Business Advisory Committee meetings
  • Presentation:  Office of the Advocate for Small Business Capital Formation – Data on Capital Access for Underrepresented Founders
  • Small and Emerging Fund Terminology “Cheat Sheet”

January 29, 2021

  • Meeting Notice
  • Sunshine Act Notice
  • Press Release
  • Agenda
  • Webcast Archive
  • Transcript of Meeting
  • Presentation: Office of the Advocate for Small Business Capital Formation - Overview of FY 2020 Annual Report
  • Presentation: Cass Sanford, OTC Markets Group, on Pulse of the Public Markets
  • FY 2020 Annual Report of the Office of the Advocate for Small Business Capital Formation

November 9, 2020

  • Meeting Notice
  • Sunshine Act Notice
  • Press Release
  • Agenda
  • Webcast Archive
  • Transcript of Meeting

August 4, 2020

  • Meeting Notice
  • Sunshine Act Notice
  • Press Release
  • Agenda
  • Investing in Underrepresented Founders – What we can Learn from the Data
  • Webcast Archive
  • Transcript of Meeting

May 8, 2020

  • Meeting Notice
  • Sunshine Act Notice
  • Agenda
  • Presentation: William Manger, U.S. Small Business Administration, Paycheck Protection Program (PPP) Report: Second Round
  • Presentation: Office of the Advocate for Small Business Capital Formation - Overview of SEC’s COVID-19 Crowdfunding Relief and Capital Formation Proposal
  • Webcast Archive
  • Transcript of Meeting

April 2, 2020 (video conference)

  • Sunshine Act Notice
  • Press Release
  • Webcast Archive
  • Transcript of Meeting

February 4, 2020

  • Meeting Notice
  • Sunshine Act Notice
  • Press Release
  • Agenda
  • Presentation: Office of the Advocate for Small Business Capital Formation - Overview of FY 2019 Annual Report
  • Presentation: PitchBook - The Venture Climate
  • Presentation: PitchBook - NVCA Venture Monitor Datagraphic
  • Presentation: PitchBook - Private Markets Guide
  • Presentation: Mojo by Darnell Smith
  • Presentation: KCRise Fund by Darcy Howe
  • Presentation: Allos Ventures by John McIlwraith
  • Presentation: VC Fund Definition - Submission from Committee Members Sapna Mehta and Jason Seats
  • Webcast Archive
  • Transcript of Meeting

December 11, 2019, 11:00 a.m. (Telephone Meeting)

  • Press Release
  • Meeting Notice
  • Agenda
  • Webcast Archive

November 12, 2019

  • Press Release
  • Meeting Notice
  • Sunshine Act Notice
  • Agenda
  • Presentation: Kauffman Foundation: Access to Capital for Entrepreneurs
  • Presentation: John Finley, Blackstone - Retail Access to Private Markets
  • Additional Materials Circulated: Federal Reserve of New York - Small Business Credit Survey
  • Webcast Archive
  • Transcript of Meeting

August 13, 2019

  • Press Release
  • Meeting Notice
  • Sunshine Act Notice
  • Agenda
  • Presentation: Matt Swartz, Pillsbury Winthrop Shaw Pittman, LLP - Middle Market M&A: Proposed Changes to Reg S-X Rule 3-05
  • Presentation: Bill Korn, MTBC - Comments on Proposal to Amend Rules 3-05 and 8-04
  • Presentation: Background on Proposed Amendments to the Accelerated Filer and Large Accelerated Filer Definitions Proposing Release
  • Presentation: Charles Crain, National Association of Manufacturers - Proposed Amendments to the Accelerated Filer and Large Accelerated Filer Definitions Proposing Release
  • Presentation: Mike Raab, Ardelyx, Inc. - Small Public Biotechs and Costs of Compliance with Sarbanes-Oxley Section 404(b)
  • Webcast Archive
  • Transcript of Meeting

May 6, 2019

  • Meeting Notice
  • Agenda
  • Sunshine Act Notice
  • Webcast Archive
  • Transcript of Meeting (PDF) (text version)

Modified: Jan. 23, 2023

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