Small Business Capital Formation Advisory Committee

Meeting Materials

February 7, 2023

• Sunshine Act Notice

October 13, 2022

• Sunshine Act Notice
• Press Release
• Agenda
• Transcript of Meeting
• Entrepreneurial Ecosystems - Maryann Feldman, Arizona State University
• IPO Overview - Matthew Toole, Refinitive
• Webcast Archive (Part 1)
• Webcast Archive (Part 2)

August 2, 2022

• Sunshine Act Notice
• Press Release
• Agenda
• Transcript of Meeting
• Presentation on Secondary Market from Ryan Feit
• Webcast Archive

May 6, 2022

• Sunshine Act Notice
• Press Release
• Agenda
• Transcript of Meeting
• Presentation on SPACs from Anna Pinedo
• Webcast Archive (Part 1)
• Webcast Archive (Part 2)

February 10, 2022

• Sunshine Act Notice
• Press Release
• Agenda
• Transcript of Meeting
• Overview of SEC Small Business Advocacy Office’s FY 2021 Annual Report
• Accredited Investor in Context
• Webcast Archive (Part 1)
• Webcast Archive (Part 2)

November 16, 2021

• Meeting Notice
• Sunshine Act Notice
• Press Release
• Agenda
• Transcript of Meeting
• Alicia Robb Report on Rural Entrepreneurship
• Elevate Ventures (from speaker Phil Lodato)
• State Small Business Credit Initiative Presentation
• Webcast Archive

September 27, 2021

• Meeting Notice
• Sunshine Act Notice
• Agenda
• Transcript of Meeting
• PitchBook Presentation – Crossing Over into Venture
• Comparison Chart for Different Pathways to Going Public
• Michael Klausner Presentation  – SPACs 
• Webcast Archive - Part 1
• Webcast Archive - Part 2

April 30, 2021

• Meeting Notice
• Sunshine Act Notice
• Press Release
• Agenda
• Transcript of Meeting
• Webcast Archive
• Video: Investing in the Underrepresented: Excerpts from 2020 Small Business Advisory Committee meetings
• Presentation:  Office of the Advocate for Small Business Capital Formation – Data on Capital Access for Underrepresented Founders
• Small and Emerging Fund Terminology “Cheat Sheet”

January 29, 2021

• Meeting Notice
• Sunshine Act Notice
• Press Release
• Agenda
• Webcast Archive
• Transcript of Meeting
• Presentation: Office of the Advocate for Small Business Capital Formation - Overview of FY 2020 Annual Report
• Presentation: Cass Sanford, OTC Markets Group, on Pulse of the Public Markets
• FY 2020 Annual Report of the Office of the Advocate for Small Business Capital Formation

November 9, 2020

• Meeting Notice
• Sunshine Act Notice
• Press Release
• Agenda
• Webcast Archive
• Transcript of Meeting

August 4, 2020

• Meeting Notice
• Sunshine Act Notice
• Press Release
• Agenda
• Investing in Underrepresented Founders – What we can Learn from the Data
• Webcast Archive
• Transcript of Meeting

May 8, 2020

• Meeting Notice
• Sunshine Act Notice
• Agenda
• Presentation: William Manger, U.S. Small Business Administration, Paycheck Protection Program (PPP) Report: Second Round
• Presentation: Office of the Advocate for Small Business Capital Formation - Overview of SEC’s COVID-19 Crowdfunding Relief and Capital Formation Proposal
• Webcast Archive
• Transcript of Meeting

April 2, 2020 (video conference)

• Sunshine Act Notice
• Press Release
• Webcast Archive
• Transcript of Meeting

February 4, 2020

• Meeting Notice
• Sunshine Act Notice
• Press Release
• Agenda
• Presentation: Office of the Advocate for Small Business Capital Formation - Overview of FY 2019 Annual Report
• Presentation: PitchBook - The Venture Climate
• Presentation: PitchBook - NVCA Venture Monitor Datagraphic
• Presentation: PitchBook - Private Markets Guide
• Presentation: Mojo by Darnell Smith
• Presentation: KCRise Fund by Darcy Howe
• Presentation: Allos Ventures by John McIlwraith
• Presentation: VC Fund Definition - Submission from Committee Members Sapna Mehta and Jason Seats
• Webcast Archive
• Transcript of Meeting

December 11, 2019, 11:00 a.m. (Telephone Meeting)

• Press Release
• Meeting Notice
• Agenda
• Webcast Archive

November 12, 2019

• Press Release
• Meeting Notice
• Sunshine Act Notice
• Agenda
• Presentation: Kauffman Foundation: Access to Capital for Entrepreneurs
• Presentation: John Finley, Blackstone - Retail Access to Private Markets
• Additional Materials Circulated: Federal Reserve of New York - Small Business Credit Survey
• Webcast Archive
• Transcript of Meeting

August 13, 2019

• Press Release
• Meeting Notice
• Sunshine Act Notice
• Agenda
• Presentation: Matt Swartz, Pillsbury Winthrop Shaw Pittman, LLP - Middle Market M&A: Proposed Changes to Reg S-X Rule 3-05
• Presentation: Bill Korn, MTBC - Comments on Proposal to Amend Rules 3-05 and 8-04
• Presentation: Background on Proposed Amendments to the Accelerated Filer and Large Accelerated Filer Definitions Proposing Release
• Presentation: Charles Crain, National Association of Manufacturers - Proposed Amendments to the Accelerated Filer and Large Accelerated Filer Definitions Proposing Release
• Presentation: Mike Raab, Ardelyx, Inc. - Small Public Biotechs and Costs of Compliance with Sarbanes-Oxley Section 404(b)
• Webcast Archive
• Transcript of Meeting

May 6, 2019

• Meeting Notice
• Agenda
• Sunshine Act Notice
• Webcast Archive
• Transcript of Meeting (PDF) (text version)