Hurricane Sandy Information

Note: This page has been archived and is no longer being updated. It may include obsolete or out-of-date information.

  • Investor Alert

    Investor Alert: Beware of scams related to Hurricane Sandy, as natural disasters often give rise to investment fraud. (Learn more...)

  • Information for All Filers

    To address compliance issues arising from Hurricane Sandy and its aftermath, the SEC issued an order that provides regulatory relief to publicly traded companies, investment companies, accountants, transfer agents, and others. (More . . . )

    Because we understand that some filers may currently be unable to submit their filings, the SEC is preparing to extend filing deadlines for those affected by Hurricane Sandy and its aftermath. (More . . .)

  • Regulation SHO

    Regulation SHO FAQ Regarding Hurricane Sandy
  • General Information and Assistance

    Hurricane Sandy |