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Self-Regulatory Organization Rulemaking

April 6, 2023

We invite comments on filings submitted by the following SROs during the comment period. Each SRO name below is linked to an index page with listings of specific filings and corresponding SEC releases. For detailed instructions, please read How to Submit a Comment. We strongly encourage you to send your comments electronically. All comments will be posted on this website.

Joint Industry Plans

National Securities Exchanges

Registered Securities Associations

Notice Registered Security Futures Product Exchanges

Securities Futures Associations

Registered Clearing Agencies

Proposed Rule Change Filings

Advance Notice Filings

Other Self-Regulatory Organizations

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