17d-2 Plans for Allocation of Regulatory Responsibilities Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-105358 | May 4, 2026 | 4-566 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., NYSE Texas, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, |
| 34-105349 | May 1, 2026 | SR-CTA-CQ-2026-02 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing and Immediate Effectiveness of the Forty-First Amendment to the Second Restatement of the CTA Plan and Thirty-Second Amendment to the Restated CQ Plan Comments Due: 21 days after date of publication in the Federal Register. Submit a Comment on SR-CTA-CQ-2026-02
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| 34-105332 | Apr 28, 2026 | 4-700 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Investors Exchange LLC |
| 34-105055 | Mar 20, 2026 | 4-762 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., MEMX LLC, and MX2 LLC |
| 34-104918 | Mar 3, 2026 | 4-880 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Texas Stock Exchange LLC |
| 34-104883 | Feb 24, 2026 | 4-762 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., MEMX LLC, and MX2 LLC |
| 34-104718 | Jan 28, 2026 | 4-880 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Texas Stock Exchange LLC Comments Due: 21 days after date of publication in the Federal Register. |
| 34-104232 | Nov 20, 2025 | 4-618 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc.... Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-103913 | Sep 9, 2025 | 4-566 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., NYSE Texas, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX... |
| 34-103497A | Aug 5, 2025 | 4-858 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Green |