National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102882 | Apr 17, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-102665 | Mar 13, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Proposed Customer and Account Information System Amendment Comments Due: April 9, 2025 View Received Comments |
| 34-102404 | Feb 12, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-102386 | Feb 10, 2025 | 4-698 | National Market System Plans (NMS) | Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) and Rule 608(e) of the Securities Exchange Act of 1934, from Certain Provisions of Section 6.4(d)(ii)(C) and Appendix D, Sections 9.1, 9.2 and 9.4 of the National Market System Plan Governing t View Received Comments |
| 34-101901 | Dec 12, 2024 | 4-698 | National Market System Plans (NMS) | Order Approving Amendments to the National Market System Plan Governing the Consolidated Audit Trail Designed to Implement Cost Savings Measures View Received Comments |
| 34-101672 | Nov 20, 2024 | 4-757 | National Market System Plans (NMS) | Order Approving, as Modified, a National Market System Plan Regarding Consolidated Equity Market Data View Received Comments |
| 34-101648 | Nov 18, 2024 | 4-698 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Reporting of Certain Verbal Activity, Floor and Upstairs Activity View Received Comments |
| 34-101640 | Nov 15, 2024 | 4-443 | National Market System Plans (NMS) | (WITHDRAWN on 2/19/25) Notice of Filing of Proposed Amendment to Add Paragraph (c) to Section 6 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options Authorizing... Comments Due: December 12, 2024 View Received Comments Submit a Comment on 4-443
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| 34-101625 | Nov 14, 2024 | 4-820 | National Market System Plans (NMS) | Order Disapproving a Proposed Amendment to Modify the OPRA Plan Relating to Dissemination of Exchange Proprietary Market Data Information View Received Comments |
| 34-101524 | Nov 6, 2024 | 4-443 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Make Technical Conforming Changes Comments Due: December 4, 2024 View Received Comments |