The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104740 | Jan 29, 2026 | SR-DTC-2025-019 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change to Modify the DTC Settlement Service Guide and DTC Rules as They Relate to the DTC Net Debit Cap |
| 34-104680 | Jan 23, 2026 | SR-DTC-2026-001 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Accessibility to DTC’s Participant Terminal System Comments Due: February 18, 2026 See Also - Exhibit 5 Submit a Comment on SR-DTC-2026-001
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| 34-104537 | Jan 5, 2026 | SR-DTC-2025-020 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Guide to the DTC Fee Schedule and Operational Arrangements Relating to Rapid Issuance Comments Due: January 29, 2026 See Also - Exhibit 5, Exhibit 3 |
| 34-104484 | Dec 22, 2025 | SR-DTC-2025-019 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Modify the DTC Settlement Service Guide and DTC Rules as They Relate to the DTC Net Debit Cap Comments Due: January 20, 2026 See Also - Exhibit 3, Exhibit 5 |
| 34-104315 | Dec 4, 2025 | SR-DTC-2025-017 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Annual Testing of the Recovery and Wind-down Plan Comments Due: December 30, 2025 See Also - Exhibit 5 |
| 34-104296 | Dec 3, 2025 | SR-DTC-2025-018 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Decommission the DTax Service Comments Due: December 29, 2025 See Also - Exhibit 5 |
| 34-104248 | Nov 24, 2025 | SR-DTC-2025-016 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Rules to Align with Exchange Act Rule 17ad-26 Comments Due: December 19, 2025 See Also - Exhibit 5 |
| 34-104183 | Nov 17, 2025 | SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to a Participant System Disruption View Received Comments |
| 34-104095 | Sep 26, 2025 | SR-DTC-2025-015 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Underwriting Service Guide and Operational Arrangements Comments Due: October 21, 2025 See Also - Exhibit 5 |
| 34-104096 | Sep 26, 2025 | SR-DTC-2025-013 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Amend DTC Rule 18 (Waiver or Suspension of Rules and Procedures) Comments Due: October 21, 2025 See Also - Exhibit 5 |