The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-105522 | May 19, 2026 | SR-DTC-2026-007 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services) Comments Due: June 12, 2026 See Also - Exhibit 5 Submit a Comment on SR-DTC-2026-007
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| 34-105414 | May 7, 2026 | SR-DTC-2026-006 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Align the Notice Period for Missed Transfer Adjustments in the Distributions Service Guide Comments Due: June 2, 2026 See Also - Exhibit 5 |
| 34-105373 | May 5, 2026 | SR-DTC-2026-005 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the DTC Rules to Align a Provision with Rule 17ad-22(e)(19) under the Securities Exchange Act of 1934 Comments Due: May 29, 2026 View Received Comments See Also - Exhibit 5 |
| 34-105164 | Apr 7, 2026 | SR-DTC-2026-004 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Corrections, Clarifications and Certain Other Changes to the DTC Rules and Procedures Comments Due: May 1, 2026 See Also - exhibit 5 |
| 34-104999 | Mar 16, 2026 | SR-DTC-2026-003 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Reorganizations Service Guide to Provide for the Segregation of a Participant’s Shares on which Dissenters’ or Appraisal Rights are Asserted Comments Due: April 9, 2026 See Also - Exhibit 5 |
| 34-104922 | Mar 4, 2026 | SR-DTC-2026-002 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Stress Testing Framework Comments Due: March 30, 2026 See Also - Exhibit 5 |
| 34-104740 | Jan 29, 2026 | SR-DTC-2025-019 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change to Modify the DTC Settlement Service Guide and DTC Rules as They Relate to the DTC Net Debit Cap |
| 34-104680 | Jan 23, 2026 | SR-DTC-2026-001 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Accessibility to DTC’s Participant Terminal System Comments Due: February 18, 2026 See Also - Exhibit 5 |
| 34-104537 | Jan 5, 2026 | SR-DTC-2025-020 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Guide to the DTC Fee Schedule and Operational Arrangements Relating to Rapid Issuance Comments Due: January 29, 2026 See Also - Exhibit 5, Exhibit 3 |
| 34-104484 | Dec 22, 2025 | SR-DTC-2025-019 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Modify the DTC Settlement Service Guide and DTC Rules as They Relate to the DTC Net Debit Cap Comments Due: January 20, 2026 See Also - Exhibit 3, Exhibit 5 |