National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104981 | Mar 12, 2026 | SR-NSCC-2026-001 | National Securities Clearing Corporation | Order Approving Proposed Rule Change Concerning the Clearing of Exchange-Traded Funds with Options as Underlying Components View Received Comments Submit a Comment on SR-NSCC-2026-001
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| 34-104924 | Mar 4, 2026 | SR-NSCC-2026-003 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Stress Testing Framework Comments Due: March 30, 2026 See Also - Exhibit 5 |
| 34-104920 | Mar 3, 2026 | SR-NSCC-2026-004 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning New Transaction Reporting Capability for Members That Maintain Clearing Relationships With Another Member Comments Due: March 27, 2026 See Also - Exhibit 5 |
| 34-104831 | Feb 12, 2026 | SR-NSCC-2026-002 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Corrections, Clarifications and Certain Other Changes to the NSCC Rules Comments Due: March 11, 2026 See Also - Exhibit 5 |
| 34-104687 | Jan 26, 2026 | SR-NSCC-2026-001 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning the Clearing of Exchange-Trade Funds with Options as Underlying Components View Received Comments See Also - Exhibit 5 |
| 34-104376 | Dec 12, 2025 | SR-NSCC-2025-017 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Addendum A (Fee Structure) of the NSCC Rules Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 3, Exhibit 5 |
| 34-104314 | Dec 4, 2025 | SR-NSCC-2025-016 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Annual Testing of the Recovery and Wind-down Plan Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-104270 | Nov 25, 2025 | SR-NSCC-2025-013 | National Securities Clearing Corporation | Order Approving of Proposed Rule Change to Amend the CNS Fails Charge in the NSCC Rules |
| 34-104250 | Nov 24, 2025 | SR-NSCC-2025-015 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSCC Rules to Align with Exchange Act Rule 17ad-26 Comments Due: December 19, 2025 See Also - Exhibit 5 |
| 34-104183 | Nov 17, 2025 | SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to a Participant System Disruption View Received Comments |