National Securities Clearing Corporation Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-102995 May 5, 2025 SR-NSCC-2025-008 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Capital Policy and the Capital Replenishment Plan
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-102984 May 2, 2025 SR-NSCC-2025-009 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules Relating to the Legal Entity Identifier Requirement
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
See Also - Exhibit 5
34-102981 May 2, 2025 SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to a Participant System Disruption
View Received Comments
34-102940 Apr 28, 2025 SR-NSCC-2025-006 National Securities Clearing Corporation Notice of Filing of Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-102919 Apr 23, 2025 SR-NSCC-2025-007 National Securities Clearing Corporation Notice of Filing of Proposed Rule Change to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
Comments Due: May 20, 2025
See Also - Exhibit 5
34-102893 Apr 21, 2025 SR-NSCC-2025-005 National Securities Clearing Corporation Notice of Filing of Proposed Rule Change Concerning the Collection of Intraday Margin
Comments Due: May 16, 2025
View Received Comments
See Also - Exhibit 5
34-102757 Apr 1, 2025 SR-NSCC-2025-004 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan
Comments Due: April 28, 2025
See Also - Exhibit 5
34-102711 Mar 21, 2025 SR-NSCC-2025-003 National Securities Clearing Corporation Notice of Filing of Proposed Rule Change Relating to a Participant System Disruption
Comments Due: April 17, 2025
See Also - Exhibit 5
34-102654 Mar 13, 2025 SR-NSCC-2025-002 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework
Comments Due: April 9, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102280 Jan 24, 2025 SR-FICC-2024-011, SR-DTC-2024-011, SR-NSCC-2024-010 Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC), National Securities Clearing Corporation Order Approving Proposed Rule Change to Amend the Clearing Agency Investment Policy