National Securities Clearing Corporation Rulemaking

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Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-103221 Jun 10, 2025 SR-DTC-2025-007, SR-FICC-2025-010, SR-NSCC-2025-007 The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation Order Approving a Proposed Rule Changes to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
34-103199 Jun 5, 2025 SR-NSCC-2025-005 National Securities Clearing Corporation Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Concerning the Collection of Intraday Margin
View Received Comments
See Also - Amendment No. 1
34-102995 May 5, 2025 SR-NSCC-2025-008 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Capital Policy and the Capital Replenishment Plan
Comments Due: May 30, 2025
See Also - Exhibit 5
34-102984 May 2, 2025 SR-NSCC-2025-009 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules Relating to the Legal Entity Identifier Requirement
Comments Due: May 29, 2025
View Received Comments
See Also - Exhibit 5
34-102981 May 2, 2025 SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to a Participant System Disruption
View Received Comments
34-102940 Apr 28, 2025 SR-NSCC-2025-006 National Securities Clearing Corporation Notice of Filing of Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
Comments Due: May 23, 2025
View Received Comments
See Also - Exhibit 5
34-102919 Apr 23, 2025 SR-NSCC-2025-007 National Securities Clearing Corporation Notice of Filing of Proposed Rule Change to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
Comments Due: May 20, 2025
See Also - Exhibit 5
34-102893 Apr 21, 2025 SR-NSCC-2025-005 National Securities Clearing Corporation Notice of Filing of Proposed Rule Change Concerning the Collection of Intraday Margin
View Received Comments
See Also - Exhibit 5
34-102757 Apr 1, 2025 SR-NSCC-2025-004 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan
Comments Due: April 28, 2025
See Also - Exhibit 5
34-102711 Mar 21, 2025 SR-NSCC-2025-003 National Securities Clearing Corporation Notice of Filing of Proposed Rule Change Relating to a Participant System Disruption
Comments Due: April 17, 2025
See Also - Exhibit 5