National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-105464 | May 12, 2026 | SR-NSCC-2026-005 | National Securities Clearing Corporation | Order Approving Proposed Rule Change Concerning a New Customer Net Margin Account Option for Agent Clearing Members in the Securities Financing Transaction Clearing Service |
| 34-105427 | May 11, 2026 | SR-NSCC-2026-007 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate the Exchange of a Mutual Fund Share to an Exchange-Traded Fund Share, Shorten the Settlement Time for Certain Networking Payments, and Clarify Certain Fees Comments Due: June 4, 2026 See Also - Exhibit 5 Submit a Comment on SR-NSCC-2026-007
|
| 34-105276 | Apr 20, 2026 | SR-NSCC-2026-004 | National Securities Clearing Corporation | Order Approving Proposed Rule Change Concerning New Transaction Reporting Capability for Members That Maintain Clearing Relationships With Another Member |
| 34-105210 | Apr 13, 2026 | SR-NSCC-2026-006 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning NSCC’s Ability to Support Industry Efforts to Extend Trading Hours for the U.S. Equity Markets Comments Due: May 7, 2026 See Also - Exhibit 3, Exhibit 5 |
| 34-105079 | Mar 25, 2026 | SR-NSCC-2026-005 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning a New Customer Net Margin Account Option for Agent Clearing Members in the Securities Financing Transaction Clearing Service See Also - Exhibit 5 |
| 34-104981 | Mar 12, 2026 | SR-NSCC-2026-001 | National Securities Clearing Corporation | Order Approving Proposed Rule Change Concerning the Clearing of Exchange-Traded Funds with Options as Underlying Components View Received Comments |
| 34-104924 | Mar 4, 2026 | SR-NSCC-2026-003 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Stress Testing Framework Comments Due: March 30, 2026 See Also - Exhibit 5 |
| 34-104920 | Mar 3, 2026 | SR-NSCC-2026-004 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning New Transaction Reporting Capability for Members That Maintain Clearing Relationships With Another Member See Also - Exhibit 5 |
| 34-104831 | Feb 12, 2026 | SR-NSCC-2026-002 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Corrections, Clarifications and Certain Other Changes to the NSCC Rules Comments Due: March 11, 2026 See Also - Exhibit 5 |
| 34-104687 | Jan 26, 2026 | SR-NSCC-2026-001 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning the Clearing of Exchange-Trade Funds with Options as Underlying Components View Received Comments See Also - Exhibit 5 |