Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-106834 | Nov 5, 2026 | SR-FICC-2026-008 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Establish a Guaranty Fund at the Government Securities Division View Received Comments Submit a Comment on SR-FICC-2026-008
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| 34-106815 | Nov 4, 2026 | SR-FICC-2026-011 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove a Requirement That Sponsoring Members Report Certain Events Impacting Their Sponsored Members Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-106526 | Sep 29, 2026 | SR-FICC-2026-010 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: October 23, 2026 See Also - Exhibit 5 |
| 34-106498 | Sep 25, 2026 | SR-FICC-2026-007 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Adopt a U.S. Treasury Clearing Trade... Comments Due: October 14, 2026 View Received Comments |
| 34-106318 | Sep 10, 2026 | SR-FICC-2026-008 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, to Establish a Guaranty Fund at the Government Securities Division View Received Comments |
| 34-106055 | Aug 6, 2026 | SR-FICC-2026-007 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rules to Adopt a U.S. Treasury Clearing Trade Submission Requirement Comments Due: October 14, 2026 View Received Comments |
| 34-106053 | Aug 6, 2026 | SR-FICC-2026-008 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Establish a Guaranty Fund at the Government Securities Division View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-106038 | Aug 4, 2026 | SR-FICC-2026-009 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Regulatory Information Requests and Indemnification of Reported Data Comments Due: August 28, 2026 See Also - Exhibit 5 |
| 34-105849 | Jul 6, 2026 | SR-FICC-2026-007 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Modify the GSD Rules to Adopt a U.S. Treasury Clearing Trade Submission Requirement Comments Due: October 14, 2026 View Received Comments See Also - Exhibit 5 |
| 34-105249 | Apr 15, 2026 | SR-FICC-2025-025 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 2, to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and... Comments Due: May 11, 2026 View Received Comments |