Fixed Income Clearing Corporation (FICC-AN) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103204 | Jun 6, 2025 | SR-DTC-2024-801, SR-FICC-2024-803, SR-NSCC-2024-801 | The Depository Trust Company (DTC-AN), Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notices to Host Certain Core Clearance and Settlement Systems in a Public Cloud |
| 34-101675 | Nov 21, 2024 | SR-FICC-2024-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, Comments Due: November 18, 2024 View Received Comments |
| 34-101566 | Nov 8, 2024 | SR-FICC-2024-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, to Adopt a Minimum Margin Amount at GSD View Received Comments Submit a Comment on SR-FICC-2024-801
|
| 34-101455 | Oct 28, 2024 | SR-FICC-2024-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Partial Amendment No. 1 to Advance Notice to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to Address Comments Due: November 18, 2024 View Received Comments |
| 34-100852 | Aug 28, 2024 | SR-FICC-2024-803 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing and Extension of Review Period of Advance Notice to Host Certain Core Clearance and Settlement Systems in a Public Cloud Comments Due: September 25, 2024 View Received Comments See Also - Exhibit 3 |
| 34-100140 | May 14, 2024 | SR-FICC-2024-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Partial Amendment No. 1 to an Advance Notice to Adopt a Minimum Margin Amount at GSD View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-99845 | Mar 22, 2024 | SR-FICC-2024-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing and Extension of Review Period of Advance Notice to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to Add Comments Due: November 18, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99712 | Mar 11, 2024 | SR-FICC-2024-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing and Extension of Review Period of Advance Notice to Adopt a Minimum Margin Amount at GSD View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-92799 | Aug 27, 2021 | SR-FICC-2021-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, to Add the Sponsored GC Service and Make Other Changes Comments Due: September 17, 2021 View Received Comments |
| 34-92145 | Jun 10, 2021 | SR-FICC-2020-804 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount Comments Due: January 29, 2021 View Received Comments |