The Options Clearing Corporation Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-106030 Aug 3, 2026 SR-OCC-2026-005 The Options Clearing Corporation Order Approving Proposed Rule Change by The Options Clearing Corporation to Amend its System for Theoretical Analysis and Numerical Simulation Methodology Description to Incorporate Options
34-106018 Jul 31, 2026 SR-OCC-2026-007 The Options Clearing Corporation Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning the Payment of Interest on Margin Cash
Comments Due: August 26, 2026
See Also - Exhibit 3, Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D
34-105975 Jul 23, 2026 SR-OCC-2026-004 The Options Clearing Corporation Order Approving Proposed Rule Change by the Options Clearing Corporation to Establish a Commercial Paper Program
34-105927 Jul 16, 2026 SR-OCC-2026-006 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Synthetic Futures Model
Comments Due: August 11, 2026
See Also - Exhibit 3, Exhibit 5
34-105712 Jun 17, 2026 SR-OCC-2026-005 The Options Clearing Corporation Notice of Filing of Proposed Rule Change by The Options Clearing Corporation to Amend its System for Theoretical Analysis and Numerical Simulation Methodology Description to Incorporate Options Implied Interest Rates as an Additional Source of Interest...
See Also - Exhibit 3, Exhibit 5
34-105601 Jun 3, 2026 SR-OCC-2026-004 The Options Clearing Corporation Notice of Filing of Proposed Rule Change by The Options Clearing Corporation to Establish a Commercial Paper Program
See Also - Exhibit 5b, Exhibit 5c, Exhibit 3, Exhibit 5a
34-105537 May 21, 2026 SR-OCC-2026-003 The Options Clearing Corporation Order Approving Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s STANS Methodology Description to Enable OCC to Accept Binary Options for Clearing and Appropriately Manage the Risk Created by Binary Options
View Received Comments
34-105208 Apr 10, 2026 SR-OCC-2026-003 The Options Clearing Corporation Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s STANS Methodology Description to Enable OCC to Accept Binary Options for Clearing and Appropriately Manage the Risk Created by Binary Options
View Received Comments
See Also - Exhibit 3A, Exhibit 3B, Exhibit 5
34-105157 Apr 7, 2026 SR-OCC-2026-001 The Options Clearing Corporation Order Approving Proposed Rule Change by The Options Clearing Corporation concerning a change in types of acceptable collateral and an update to mitigate wrong-way risk.
34-104932 Mar 5, 2026 SR-OCC-2026-002 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning modifications to its Clearing Membership Forms
Comments Due: March 31, 2026
See Also - Exhibit 3, Exhibit 5