The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-106706 | Oct 21, 2026 | SR-OCC-2026-009 | The Options Clearing Corporation | Order Approving Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Clearing Member Standards. View Received Comments |
| 34-106703 | Oct 20, 2026 | SR-OCC-2026-010 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Revisions to OCC Rule 213 – Cybersecurity Obligations Comments Due: November 13, 2026 See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-OCC-2026-010
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| 34-106573 | Oct 2, 2026 | SR-OCC-2025-018 | The Options Clearing Corporation | Order Setting Aside Action by Delegated Authority and Approving Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit Requirements Among Its Clearing... View Received Comments |
| 34-106469 | Sep 23, 2026 | SR-OCC-2026-008 | The Options Clearing Corporation | Order Approving Proposed Rule Change by the Options Clearing Corporation Concerning Amendments to Its Rules to Establish a Procedures-Based Approach for Determining Product Eligibility During Overnight or Extended Trading Sessions Utilizing Its Current... |
| 34-106391 | Sep 16, 2026 | SR-OCC-2026-007 | The Options Clearing Corporation | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning the Payment of Interest on Margin Cash. Comments Due: October 13, 2026 |
| 34-106264 | Sep 2, 2026 | SR-OCC-2026-009 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to its Clearing Membership Standards View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-106080 | Aug 12, 2026 | SR-OCC-2026-008 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Its Rules to Establish a Procedures-Based Approach for Determining Product Eligibility During Overnight or Extended Trading Sessions Utilizing Its Cu... See Also - Exhibit 3, Exhibit 5A, Exhibit 5B |
| 34-106030 | Aug 3, 2026 | SR-OCC-2026-005 | The Options Clearing Corporation | Order Approving Proposed Rule Change by The Options Clearing Corporation to Amend its System for Theoretical Analysis and Numerical Simulation Methodology Description to Incorporate Options |
| 34-106018 | Jul 31, 2026 | SR-OCC-2026-007 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning the Payment of Interest on Margin Cash Comments Due: October 13, 2026 See Also - Exhibit 3, Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D |
| 34-105975 | Jul 23, 2026 | SR-OCC-2026-004 | The Options Clearing Corporation | Order Approving Proposed Rule Change by the Options Clearing Corporation to Establish a Commercial Paper Program |