The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-106391 | Sep 16, 2026 | SR-OCC-2026-007 | The Options Clearing Corporation | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning the Payment of Interest on Margin Cash. Comments Due: 21 days after date of publication in the Federal Register. Submit a Comment on SR-OCC-2026-007
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| 34-106264 | Sep 2, 2026 | SR-OCC-2026-009 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to its Clearing Membership Standards Comments Due: September 29, 2026 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-106080 | Aug 12, 2026 | SR-OCC-2026-008 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Its Rules to Establish a Procedures-Based Approach for Determining Product Eligibility During Overnight or Extended Trading Sessions Utilizing Its Cu... Comments Due: September 8, 2026 See Also - Exhibit 3, Exhibit 5A, Exhibit 5B |
| 34-106030 | Aug 3, 2026 | SR-OCC-2026-005 | The Options Clearing Corporation | Order Approving Proposed Rule Change by The Options Clearing Corporation to Amend its System for Theoretical Analysis and Numerical Simulation Methodology Description to Incorporate Options |
| 34-106018 | Jul 31, 2026 | SR-OCC-2026-007 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning the Payment of Interest on Margin Cash Comments Due: August 26, 2026 See Also - Exhibit 3, Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D |
| 34-105975 | Jul 23, 2026 | SR-OCC-2026-004 | The Options Clearing Corporation | Order Approving Proposed Rule Change by the Options Clearing Corporation to Establish a Commercial Paper Program |
| 34-105927 | Jul 16, 2026 | SR-OCC-2026-006 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Synthetic Futures Model Comments Due: August 11, 2026 See Also - Exhibit 3, Exhibit 5 |
| 34-105712 | Jun 17, 2026 | SR-OCC-2026-005 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation to Amend its System for Theoretical Analysis and Numerical Simulation Methodology Description to Incorporate Options Implied Interest Rates as an Additional Source of Interest... See Also - Exhibit 3, Exhibit 5 |
| 34-105601 | Jun 3, 2026 | SR-OCC-2026-004 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation to Establish a Commercial Paper Program See Also - Exhibit 5b, Exhibit 5c, Exhibit 3, Exhibit 5a |
| 34-105537 | May 21, 2026 | SR-OCC-2026-003 | The Options Clearing Corporation | Order Approving Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s STANS Methodology Description to Enable OCC to Accept Binary Options for Clearing and Appropriately Manage the Risk Created by Binary Options View Received Comments |