Comments on Proposed Rule: Short Sales


Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

Filter comments


Date Sort descending	Letter Type	Commenter Name
Dec. 14, 2003	Public Comment	Lee Hecht
Dec. 14, 2003	Public Comment	Steven N. Levay, Schonfeld Securities
Dec. 13, 2003	Public Comment	Anthony Gentile
Dec. 13, 2003	Public Comment	Eli Argent, Schonfeld Securities
Dec. 12, 2003	Public Comment	Dick Forsman
Dec. 12, 2003	Public Comment	Rob Seitl
Dec. 12, 2003	Public Comment	Robert Morrow
Dec. 12, 2003	Public Comment	Victor A. Karl
Dec. 11, 2003	Public Comment	Alden James
Dec. 10, 2003	Public Comment	Carl Z. Giannone
Dec. 10, 2003	Public Comment	Douglas R. Garrod
Dec. 9, 2003	Public Comment	John O'Brien
Dec. 9, 2003	Public Comment	Todd Sherman, Registered Representative, Trillium Trading
Dec. 8, 2003	Public Comment	Jeff Rosenthal
Dec. 7, 2003	Public Comment	Dick Wismer
Dec. 7, 2003	Public Comment	Jaemerick1
Dec. 6, 2003	Public Comment	Ronnie Smitherman
Dec. 5, 2003	Public Comment	John Hanten
Dec. 5, 2003	Public Comment	Lawrence Chang
Dec. 4, 2003	Public Comment	Byron Webb
Dec. 4, 2003	Public Comment	John W. Corn
Dec. 4, 2003	Public Comment	Lynn E. MacDonald
Dec. 4, 2003	Public Comment	Sharon B
Dec. 3, 2003	Public Comment	Justin L. Tindall
Dec. 3, 2003	Public Comment	Michael A. Richardson
Dec. 3, 2003	Public Comment	Rosio Buechler
Dec. 3, 2003	Public Comment	Ryan Webber
Dec. 2, 2003	Public Comment	Joe Hoofnagle, CPA, CMA
Dec. 2, 2003	Public Comment	John Greathouse
Dec. 2, 2003	Public Comment	John Rideout

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-23-03

Release Number

34-48709