Comments on Proposed Rule: Short Sales

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

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Date Sort descending	Letter Type	Commenter Name
Jan. 2, 2004	Public Comment	David Singha
Jan. 2, 2004	Public Comment	Derrick Liu, Trillium Trading LLC
Jan. 2, 2004	Public Comment	Eliav Bock
Jan. 2, 2004	Public Comment	Eugene Pasternak
Jan. 2, 2004	Public Comment	Gregory Kleiman
Jan. 2, 2004	Public Comment	Hummayun Majid
Jan. 2, 2004	Public Comment	Jonathan W. Hodges
Jan. 2, 2004	Public Comment	Joseph H. Kennedy, Jr., Vice President-Investments, A. G. Edwards & Sons Inc.
Jan. 2, 2004	Public Comment	Marina Kaneti
Jan. 2, 2004	Public Comment	Michael Lucarello
Jan. 2, 2004	Public Comment	Richard G. Dahlen
Jan. 2, 2004	Public Comment	Richard H. Troy, Esq.
Jan. 2, 2004	Public Comment	Russell Godwin
Jan. 2, 2004	Public Comment	Ryan Marx
Jan. 1, 2004	Public Comment	Jeffrey R. Bennett
Jan. 1, 2004	Public Comment	Kimberly Fay
Jan. 1, 2004	Public Comment	Saetoon Kim
Dec. 31, 2003	Public Comment	Charles William Hansford
Dec. 31, 2003	Public Comment	Chris Gregg, Registered Principle, Trillium Trading, LLC
Dec. 31, 2003	Public Comment	Daniel C. Sweeney
Dec. 31, 2003	Public Comment	Dax Mathews
Dec. 31, 2003	Public Comment	Dr. Jim DeCosta and Associates
Dec. 31, 2003	Public Comment	Eric Walania
Dec. 31, 2003	Public Comment	Feming Chan, Securities Representative, Trillium Trading
Dec. 31, 2003	Public Comment	John Chinnock, M.B.A., Securities Principal, Trillium Trading, LLC
Dec. 31, 2003	Public Comment	Josue Portillo, Registered Representative, Trillium Trading, LLC
Dec. 31, 2003	Public Comment	Louis J. D'Antuono, Trillium Trading
Dec. 31, 2003	Public Comment	Raymond J. Murphy, Registered Representative, Trillium Securities, LLC
Dec. 31, 2003	Public Comment	Robert J. Merrill
Dec. 31, 2003	Public Comment	Tal Sharon, Registered Principal, Trillium Trading

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-23-03

Release Number

34-48709

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Comments on Proposed Rule: Short Sales

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Short Sales

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments