Comments on Proposed Rule: Short Sales

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Kristopher Goldhair
Public Comment Mark Feldberg
Public Comment Marshal Shichtman
Public Comment Martha G.
Public Comment Michael Kelley
Public Comment Pickard and Djinis LLP
Public Comment Ralph A. Lambiase, NASAA President and Director, Connecticut Division of Securities, North American Securities Administrators Association
Public Comment Robert J. Shapiro, Chairman, Sonecon, LLC
Public Comment Ryan Wolpert
Public Comment Sinan Selcuk, Registered Principle, Trillium Trading LLC
Public Comment Stephen Brock, President, GoPublicToday.com, Inc.
Public Comment Stoecklein Law Group
Public Comment T.E. Cohen
Public Comment Terry E. Cohen
Public Comment Thomas J. Mazzarisi, Executive Vice President & General Counsel, JAG Media Holdings, Inc.
Public Comment William W. Uchimoto, Saul Ewing
Public Comment Dan Solomon
Public Comment Dr. Jim DeCosta and Associates
Public Comment Gayle Essary, CEO, Investrend Communications, Inc.
Public Comment Jenny McAdams
Public Comment Michael J. Protomastro
Public Comment Dr. Jim DeCosta and Associates
Public Comment Farid Yared
Public Comment James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
Public Comment Mark Anderson
Public Comment Peter A. Mason
Public Comment Scott Benglen
Public Comment Additional J. Cline
Public Comment Chris Berntsen
Public Comment Chris Freddo, Trillium Trading LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-23-03
Release Number
34-48709
How to submit comments