Comments on Proposed Rule: Short Sales

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Anonymous reviewer
Public Comment Michael J. Ryan, Jr., Executive Vice President and General Counsel, American Stock Exchange LLC
Public Comment Anonymous reviewer
Public Comment Anonymous reviewer
Public Comment Carolyn Talarr
Public Comment Erick Morris
Public Comment Jerry G. Brandon, Office Manager, Computer Systems Administrator, Coastal International Security
Public Comment Judy Cline
Public Comment Luke Farber, Chairman, Derivative Products Committee, Securities Industry Association, New York, New York
Public Comment Jeff Bennett
Public Comment Rick Stevens
Public Comment J. Starr
Public Comment Alden James
Public Comment David Humphreville, Specialist Association, New York Stock Exchange
Public Comment William W. Uchimoto, Saul Ewing
Public Comment Raymond Hardy
Public Comment Martin Walton, President, TD Options LLC
Public Comment The American Stock Exchange; Chicago Board Options Exchange, Incorporated; International Securities Exchange, Inc.; The Options Clearing Corporation; Pacific Exchange, Inc.; Philadelphia Stock Exchange, Inc.
Public Comment Shane L. Ford
Public Comment J. M. Hollen, EE
Public Comment Philip D. Defeo, Chairman and Chief Executive Officer, Pacific Exchange Inc.
Public Comment P. Mats Goebels, General Counsel, ITG Inc.
Public Comment Thomas D. Carroll
Public Comment George R. Kramer, Vice President and Acting General Counsel, Securities Industry Association
Public Comment Roger D. Blanc, Willkie Farr & Gallagher LLP, on behalf of J.P. Morgan Securities Inc. and UBS Securities LLC
Public Comment David A. Herron, Chief Executive Officer, The Chicago Stock Exchange
Public Comment John G. Gaine, President, Managed Funds Association
Public Comment Matthew R. Davis
Public Comment Dr. Jim DeCosta
Public Comment Anonymous reviewer

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-23-03
Release Number
34-48709
How to submit comments