Comments on Proposed Rule: Short Sales

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Dave Patch
Public Comment Donald F. Donahue, President, National Securities Clearing Corporation
Public Comment Anonymous reviewer
Public Comment Scott Arenstein, Managing Member, SBA Trading, LLC and LTA Trading, LLC, New York, New York
Public Comment Christopher R. Concannon of the NASDAQ Stock Market
Public Comment Anonymous reviewer
Public Comment William Lehr
Public Comment Vincent Gabriele
Public Comment Frank Sleik
Public Comment Anonymous reviewer
Public Comment Terry Benichou
Public Comment William W. Uchimoto of Saul Ewing LLP
Public Comment Gerald D. O'Connell, Compliance Director, of Susquehanna International Group, LLP
Public Comment Anonymous reviewer
Public Comment Anonymous reviewer
Public Comment Comments Philip A. Hadley
Public Comment Darla C. Stuckey, Corporate Secretary, of New York Stock Exchange, Inc.
Public Comment Marlisa Vinciguerra, Managing Director & Counsel, of Lehman Brothers
Public Comment Amy C. Reich, Managing Director and Assistant General Counsel, of Citigroup Global Markets Inc.; Susan Sidd, Managing Director and Associate General Counsel, of Goldman, Sachs, & Co.; Christine Sakach, First Vice President and Senior Counsel, of Merrill Lynch, Pierce, Fenner &; Smith Incorporated, Thomas McManus, Managing Direcotr and Counsel, of Morgan Stanley & Co. Incorporated
Public Comment Dave Patch
Public Comment Jeannie DeMarco
Public Comment JHotochin@aol.com
Public Comment John O'Brien
Public Comment David Morgan
Public Comment Francis Owono
Public Comment Francis Owono
Public Comment Frank Ragonese
Public Comment Kenneth D. Baxter
Public Comment James Graham
Public Comment Ken

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-23-03
Release Number
34-48709
How to submit comments