Comments on Proposed Rule: Short Sales

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

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Date Received
Date Letter Type Commenter Name
Public Comment Edward J. Joyce, President and Chief Operating Officer, Chicago Board Options Exchange, Inc.
Public Comment Hal Lux and Leon M. Metzger
Public Comment Joshua Bender
Public Comment Lisa A. Utasi, President; Gary Distell, Director, Board Liaison STANY, Trading Issues Committee; Kimberly Unger, Executive Director, Security Traders Association of New York
Public Comment Michele C. David, Vice President and Assistant General Counsel, The Bond Market Association
Public Comment Peter E. Kent
Public Comment Carl C. Lochen
Public Comment John C. Giesea, President and Chief Executive Officer, Security Traders Association
Public Comment Bernard L. Madoff and Peter B. Madoff, Bernard L. Madoff Investment Securities L.L.C.
Public Comment Chris Lucas
Public Comment David Waldron
Public Comment John H. Bluher, Executive Vice President and General Counsel, Knight Trading Group, Inc.
Public Comment Peter Murgolo, Heartland Securities
Public Comment Alan Schwartz
Public Comment Allen Fisk
Public Comment Andrea L. Dulberg, Member, Securities Law Committee, American Society of Corporate Secretaries
Public Comment Anonymous reviewer
Public Comment Ari Burstein, Associate Counsel, Investment Company Institute
Public Comment Ari Burstein, Associate Counsel, Investment Company Institute
Public Comment Bob Zaborowski
Public Comment Brad Smith, President, WBS&A, Ltd.
Public Comment C. Austin Burrell
Public Comment Christian King
Public Comment Feldman Weinstein LLP
Public Comment J Kniss
Public Comment Jack Fenchel
Public Comment Jeffrey T. Brown, Senior Vice President and General Counsel, Schwab Capital Markets, L.P.
Public Comment Joel E. Sperling
Public Comment John M. O'Quinn, Esq., O'Quinn, Laminack & Pirtle
Public Comment Joseph J. Selinger, Esq., Tobin, Carberry, O'Malley, Riley & Selinger, P.C.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-23-03
Release Number
34-48709
How to submit comments