Comments on Proposed Rule: Short Sales


Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

Filter comments


Date Sort descending	Letter Type	Commenter Name
Dec. 2, 2003	Public Comment	Roman
Dec. 2, 2003	Public Comment	Simon Perry
Dec. 1, 2003	Public Comment	David M. Klausmeyer
Dec. 1, 2003	Public Comment	Eric A. McAfee, Managing Director, Cagan McAfee Capital Partners, LLC
Dec. 1, 2003	Public Comment	J & N Yates
Dec. 1, 2003	Public Comment	Richard Reahard
Dec. 1, 2003	Public Comment	Steven Rothschild, Chief Executive Officer, The Light Bulb Super Store
Nov. 30, 2003	Public Comment	Brian McGovern
Nov. 30, 2003	Public Comment	Edward Dunn
Nov. 30, 2003	Public Comment	G. P.
Nov. 30, 2003	Public Comment	Jeff Goshay, Managing Member, Headwaters Capital LLC
Nov. 30, 2003	Public Comment	S. Zapata
Nov. 30, 2003	Public Comment	Thomas Malone
Nov. 29, 2003	Public Comment	Anonymous reviewer
Nov. 29, 2003	Public Comment	John W Greathouse Jr.
Nov. 28, 2003	Public Comment	Bill Buckner
Nov. 28, 2003	Public Comment	Gerald A. Browne
Nov. 28, 2003	Public Comment	Paul Davis
Nov. 28, 2003	Public Comment	Randy Hand
Nov. 27, 2003	Public Comment	James Ellis
Nov. 27, 2003	Public Comment	Jeffrey Yates
Nov. 27, 2003	Public Comment	Joseph Rocco
Nov. 27, 2003	Public Comment	Robert Johnson
Nov. 26, 2003	Public Comment	Charles J Trachta, Jr.
Nov. 26, 2003	Public Comment	Chris Baskett
Nov. 26, 2003	Public Comment	David Murray, Ikaika Web Solutions
Nov. 26, 2003	Public Comment	James Stolee
Nov. 26, 2003	Public Comment	Joseph Scheib
Nov. 26, 2003	Public Comment	Leonard Cascia
Nov. 26, 2003	Public Comment	Mark Anderson

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-23-03

Release Number

34-48709