Comments on Proposed Rule: Short Sales


Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

Filter comments


Date Sort descending	Letter Type	Commenter Name
Nov. 26, 2003	Public Comment	Michael Hamilton
Nov. 26, 2003	Public Comment	Nick Tracy Enterprises, Ltd.
Nov. 26, 2003	Public Comment	Scott Budner
Nov. 26, 2003	Public Comment	Yvan Coessens
Nov. 25, 2003	Public Comment	Anonymous reviewer
Nov. 25, 2003	Public Comment	Barnaby Page
Nov. 25, 2003	Public Comment	Carl Kruse
Nov. 25, 2003	Public Comment	Gordon Anderson
Nov. 25, 2003	Public Comment	Jack Fenchel
Nov. 25, 2003	Public Comment	Jake. T. Snake
Nov. 25, 2003	Public Comment	Kathie Schriver
Nov. 25, 2003	Public Comment	Kevin M.
Nov. 25, 2003	Public Comment	Mary Cummins
Nov. 25, 2003	Public Comment	Ms. Mattice
Nov. 25, 2003	Public Comment	Randall K. Ziegler
Nov. 25, 2003	Public Comment	Richard
Nov. 25, 2003	Public Comment	Richard DeNeefe
Nov. 25, 2003	Public Comment	Richard Fox
Nov. 25, 2003	Public Comment	Richard L. Anderson
Nov. 25, 2003	Public Comment	Richard R Tullo, RT Asset Management Inc.
Nov. 25, 2003	Public Comment	Robert G. Petersen
Nov. 25, 2003	Public Comment	Ron Jones
Nov. 25, 2003	Public Comment	Wayne P. Lill Jr.
Nov. 24, 2003	Public Comment	Colum McDermott
Nov. 24, 2003	Public Comment	Daniel M. Prescott, Prescott Capital Management
Nov. 24, 2003	Public Comment	Dave Munson
Nov. 24, 2003	Public Comment	Floyd Faulkner
Nov. 24, 2003	Public Comment	Gerald A. Browne
Nov. 23, 2003	Public Comment	Dean Sheikh
Nov. 23, 2003	Public Comment	Robert W. Delp

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-23-03

Release Number

34-48709