Comments on Proposed Rule: Short Sales

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-23-03 form letter H; SR-NASD-2004-031 form letter A): 18 (Same as Type H for S7-23-03)
A: 18
B: 21
C: 18
D: 19
E: 2
F: 2
G: 17
I: 15
J: 4

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from Division of Market Regulation, regarding a telephonic meeting between members of the Division of Market Regulation and the Office of Economic Analysis
Meeting with SEC Officials Memorandum from Division of Market Regulation, regarding a telephonic meeting between members of the Division of Market Regulation and the Securities Industry Association Ad Hoc Committee on LocatesIFails and the National Securities Clearing Corporation
Public Comment Jan Pitrik
Public Comment Dr. Daniel C. Bowman
Public Comment Alan S. Cameron
Public Comment Michael A. Brennan
Public Comment C.T. Carbs
Public Comment Dave Patch
Public Comment Don Jackson
Public Comment Stephan Miller
Public Comment Kevin J.P. O'Hara, Chief Administrative Officer & General Counsel and Janet Angstadt, Deputy General Counsel, Archipelago Holdings, L.L.C.
Meeting with SEC Officials Memorandum from the Division of Market Regulation and Office of Economic Analysis dated June 30, 2004 engaged in a conference call meeting with Samuel Lek, of LEK Securities Corp., to discuss costs associated with the proposed short sales rules
Public Comment Ray Morrow
Meeting with SEC Officials Memorandum from the Division of Market Regulation and Office of Economic Analysis dated June 30, 2004 engaged in a conference call meeting with Patricia Brigantic, John Malitzis, and Jim Martin, all with Citigroup Global Markets, to discuss costs associated with the proposed short sales rules
Public Comment R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC
Meeting with SEC Officials Memorandum from the Division of Market Regulation and Office of Economic Analysis dated June 30, 2004 engaged in a conference call meeting with Fredric Leslie, with Hill, Thompson, Magid & Co., to discuss costs associated with the proposed short sales rules
Meeting with SEC Officials Memorandum from the Division of Market Regulation and Office of Economic Analysis dated June 30, 2004 engaged in a conference call meeting with Peter Madoff, Andy Madoff, and Shauna Madoff, all with Madoff investment Securities, to discuss costs associated with the proposed short sales rules
Meeting with SEC Officials Memorandum from the Division of Market Regulation and the Office of Economic Analysis dated June 30, 2004 engaged in a conference call meeting with Jeff Bemstein, of Bear Steams, to discuss costs associated with the proposed short sales rules
Public Comment Marc Van den Broeck, Antwerp, Belgium
Public Comment Anonymous reviewer
Public Comment Chester Stockman, Livermore CA
Public Comment Constantino Papadi, Bronxville, New York
Public Comment Dave Patch
Public Comment Alex Kondracki
Public Comment Anonymous reviewer
Public Comment John O'Brien
Public Comment Alden James
Public Comment H. Glenn Bagwell, Jr., Esq.
Public Comment Daryl Stemm, Chief Financial Officer, Home Director
Public Comment William W. Uchimoto, Saul Ewing LLP

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-23-03
Release Number
34-48709
How to submit comments