From: webmaster@sec.gov [mailto:webmaster@sec.gov] 
Sent: Monday, July 05, 2004 6:20 PM
To: oiea@sec.gov
Subject: OIEA complaint

OIEA COMPLAINT FORM
2004-07-05  18:19:50
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[Send Form Information:]

Send to firm or company:   Yes
[Tell Us About Yourself:]

First Name:   Daniel
Last Name:   Bowman
Middle Initial:   C
Title:   Dr.
Street Address:  6721 Walnut Cove Dr.
Address (cont.):  
City:  Raleigh
State/Province:  NC
Zip/Postal Code:  27603
Country:  USA
Work Phone:  
Home Phone:  919-662-9319
FAX:  
Email:  dan.bowman@att.net
 
[Tell Us About the Firm or Individual You Have a Complaint Against:]

Firm Name: SEC
Type of Firm: Public Company
Individual's Name: Unknown
Street Address:  
Address (cont.):  
City:  
State/Province:  
Zip/Postal Code:  
Country:  USA
Work Phone:  
Home Phone:  
FAX:  
Email:  
Web Site:  
How Did Company Initially Contact you? 
 
[Tell Us About Your Investment:]

Type of Security: Stock
Security Symbol: MANY
Security Name: Numerous
Did you hear about the investment on the Internet? No Did you buy or sell the investment online?  No
 
[Tell Us About Your Complaint:]

What are you complaining about?  Manipulation of securities prices or market
 
Please describe your complaint in detail: 
My complaint is that the SEC has failed to address the issue of naked shorting.  In fact, you have recently made it easier to short a stock, and by extension, naked short a stock.  Shame  Look guys, naked shorts are destroying companies.  Organized crime and terrorists are participating in this scandal, and the SEC has essentially ignored it.  The Berlin stock exchange is outrageously involved in this, as you know. There is a growing understanding of this problem, and unless you get on the stick, youre going to get steamrolled.  Grass roots efforts are underway to force congress to get tough.  So do the right thing, pull your collective head from the sand, and put an end to this.  In the name of the individual investor, in the name of national security, in the name of honesty and decency.

Respectively,

Dan Bowman
 
What copies of documents are you able to provide to us?  
Canceled Checks?  
Advertising or Marketing Materials?  
Correspondence to and from Firm?  
Notes of Conversation with Firm?  
Other?  
 
[Tell Us What Action You Have Taken:]

 
Have you complained to the firm? 
Have you contacted other regulators? Yes If yes, whom? 
NASD (National Assoc. of Securities Dealers)? 
State Regulators? 
Other Federal Regulators? YES
Foreign Regulators? 
Stock Exchange? 
Exchange Name? 
Other Regulators? 
Name? 
 
Have you taken legal action? If so, please describe. 
Mediation? 
Arbitration? 
Court Action? 
 
Describe the details: 

 

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