Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 74
B: 4
C: 5
D: 40

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Date Received
Date Letter Type Commenter Name
Public Comment Thomas Foster, MBA
Public Comment Coleman Absher, Boca Raton, Florida
Public Comment Joseph B. Ludwig, President, Tandem Financial Services, Inc.
Public Comment Ken Scott
Public Comment Michael K. Reynolds
Public Comment Nancy A. Crain, Merritt, North Carolina
Public Comment Richard Holmes, PKI Advisors
Public Comment Warren A. Flick, Ph.D., Attorney and Retired Professor of Forest Economics, Athens, Georgia
Public Comment Brian H. Graff, Esq., Executive Director; Jeffrey C. Chang, Esq., Co-chair, Government Affairs Committee; Sal L. Tripodi, Esq., Co-chair, Government Affairs Committee, American Society of Pension Actuaries
Public Comment Mary Templeton
Public Comment Michael Klein
Public Comment Robert F. Thompson, Bay Capital
Public Comment Samuel F. Jones, MSIT, Registered Investment Advisor, R.E.Jones & Associates, Inc., The J-Group Advisors
Public Comment Will Hepburn, CFP
Public Comment Art Molloy, CFP, CFA, President, Capital Growth, Inc.
Public Comment Carl G. Verboncoeur, Chief Executive Officer, Rydex Investments
Public Comment Dan Jamieson
Public Comment Dan Peschka, Great Bend, Kansas
Public Comment Doug Moore
Public Comment Gerald D. Staffin, Ph.D, Watchung, New Jersey
Public Comment Harold Bernard, Culver City, CA
Public Comment John K. Sosnowy, President, Sosnowy Investment Management Company
Public Comment Julio Rodriguez, n/a, Parkland, Florida
Public Comment Malcolm Bloch, MD, retired
Public Comment Paul Cunningham, Merit Advisors, Inc., Oklahoma City, Oklahoma
Public Comment Rob Bender, Saline, Michigan
Public Comment Charles Jordan, Los Angeles, California
Public Comment Eric Martinez of Windsor Financial, El Segundo, California
Public Comment Mike Lan, consultant
Public Comment Patrick Garnier Los Angeles, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-11-04
Release Number
IC-26375A
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