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Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 74
B: 4
C: 5
D: 40

Filter comments


Date Sort descending	Letter Type	Commenter Name
Dec. 12, 2003	Public Comment	Niels Holch, Executive Director, Coalition of Mutual Fund Investors
Nov. 17, 2003	Public Comment	Letter from Chairman William H. Donaldson to NASD
Nov. 12, 2003	Public Comment	Edward L. Yinging, Executive Vice President, American Bankers Association
Nov. 12, 2003	Public Comment	Jerry C. Wagner, President, Flexible Plan Investments, Ltd. on behalf of Society of Asset Allocators and Fund Timers, Inc.
Nov. 10, 2003	Public Comment	Steve Bartlett, The Financial Services Roundtable
Nov. 7, 2003	Public Comment	David B. Yeske, CFPB President, Financial Planning Association
Oct. 27, 2003	Public Comment	Geof Gradler, Senior Vice President and Head, Government Affairs, Charles Schwab & Co., Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-11-04

Release Number

IC-26375A

How to submit comments