Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 74
B: 4
C: 5
D: 40

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Date Received
Date Letter Type Commenter Name
Public Comment R. Keith Overly, Executive Director, Ohio Public Employees Deferred Compensation Program
Public Comment Anand G. Huprikar, Novi, Michigan
Public Comment John C. Russell, Member New York Stock Exchange, New York, New York
Public Comment Darrell D. Wiard, Merritt, North Carolina
Public Comment David Hutchinson
Public Comment Noble McCrory
Public Comment Paul B. Kingsbury, Mesa, Arizona
Public Comment Beth S. Shapiro, Merion, Pennsylvania
Public Comment Don Brady
Public Comment Robert S. Oswald, Chairman, Bendix Commercial Vehicle Systems, LLC, Elyria, Ohio
Public Comment Rufus K. Barton III, Grosse Pointe Farms, MI
Public Comment Susan Mandel Prusky
Public Comment Victoria L. Ragland, President
Public Comment Wallace Huey
Public Comment Ben Buckner, PhD
Public Comment Howard Booker
Public Comment Joseph M Madden, President, Madden Funds Management, Oak Park, Illinois
Public Comment Michael Boykin, EDM
Public Comment Paul Nadel, TSA Associates
Public Comment Steven Prusky
Public Comment Dennis Gordon, CPA
Public Comment John Gentis, Fort Lauderdale, Florida
Public Comment Jonathan J Woerner, Cincinnati, Ohio
Public Comment Richard J Murphy, Jr, President - CJM Securities Inc., New York, New York
Public Comment Sam C. (Bo) Bills, Jr. CPA CFP, Bills Asset Management
Public Comment Wendy Connolly, Operations Manager, Heartland Trust Company
Public Comment David Gertner, Bakersfield, CA
Public Comment David Patterson, Applied Systems Group
Public Comment Howard E. Seabeck
Public Comment Steve Gallizioli

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-11-04
Release Number
IC-26375A
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