Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 74
B: 4
C: 5
D: 40

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Date Sort descending	Letter Type	Commenter Name
April 19, 2004	Public Comment	Richard Mendenhall Los Angeles, California
April 16, 2004	Public Comment	Jim Garcia
April 14, 2004	Public Comment	James E. Grant, CPA, Author, National Public Speaker on Mutual Fund Investing, Carbondale, Colorado
April 14, 2004	Public Comment	Jeffrey Emery, RPS Planning, Gardena
April 13, 2004	Public Comment	James Desmond, J & L Systems
April 13, 2004	Public Comment	John F. Balevic, Senior Vice President, of Millennium Trust Company
April 13, 2004	Public Comment	Sheldon R. Stein, General Counsel, of Ariel Capital management, LLC, and Ariel Mutual Funds
April 12, 2004	Public Comment	Carlos Afaro
April 9, 2004	Public Comment	Barney Frank, U.S. House of Representatives, Committee on Financial Services
April 9, 2004	Public Comment	Christopher Pressler, CPA, of Kilmer and Beck, Long Beach, California.
April 9, 2004	Public Comment	David Gertner
April 9, 2004	Public Comment	Gene Meyer, Senior Accountant, STC Management
April 9, 2004	Public Comment	Ken Barnard
April 8, 2004	Public Comment	Proibssor Arthur Osborne
April 7, 2004	Public Comment	Donald Stovall, Bakersfield, California
April 6, 2004	Public Comment	Darrell D. Wiard, Registered Investment Advisor, Mutual Fund Investor, Merritt, North Carolina
April 5, 2004	Public Comment	Barry Emerson, Los Angeles, California
April 5, 2004	Public Comment	Blake Gardner, accountant, Los Angeles, California
April 5, 2004	Public Comment	Lawrence Handel, PA, Arvin, Callfornia
April 4, 2004	Public Comment	Scott Ehrlich, Accountant, of Parsons and Rhodes, Thousand Oaks, California
April 3, 2004	Public Comment	Yolanda Garcia, Sun Valley
April 2, 2004	Public Comment	Darrell D. Wiard, Registered Investment Advisor, Mutual Fund Investor, Merritt, North Carolina
April 2, 2004	Public Comment	Sheldon R. Stein, General Counsel of Ariel Capital Management, Inc. and Ariel Mutual Fund
March 31, 2004	Public Comment	Eugene J. Asken, Portage, Michigan
March 30, 2004	Public Comment	Don Jorgensen
March 30, 2004	Public Comment	Leon Standridge, MFI Management
March 28, 2004	Public Comment	Curt Maclean, RIC Assoc., Santa Clarita, CA
March 27, 2004	Public Comment	Matt Kendall, RKN Advisors
March 25, 2004	Public Comment	Bin Zhou, Ph.D., President, Fair Value Research, Massachusetts
March 25, 2004	Public Comment	Larry Durant (HRRM)

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-11-04

Release Number

IC-26375A

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Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:

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