Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 74
B: 4
C: 5
D: 40

Filter comments


Date Sort descending	Letter Type	Commenter Name
May 8, 2004	Public Comment	Don Beasley
May 8, 2004	Public Comment	Steven R. Waller, Stress-Less Wealth Strategies
May 8, 2004	Public Comment	William R. Skeeters, RIA
May 7, 2004	Public Comment	Amy B. R. Lancellotta, Acting General Counsel, Investment Company Institute
May 7, 2004	Public Comment	Arlene Clemmons
May 7, 2004	Public Comment	Bob Gibson, President, Gibson Capital Management
May 7, 2004	Public Comment	Clifford Montgomery, Theta Investment Research, LLC
May 7, 2004	Public Comment	David A. Lucca, Rhoads Lucca Capital Management
May 7, 2004	Public Comment	David Coomber, Wilmington, Delaware
May 7, 2004	Public Comment	Jeffrey G. Rutowski, Vice President, Integrated Fund Services
May 7, 2004	Public Comment	Joan E. Boros, Jorden Burt LLP, on the behalf of AIG American General
May 7, 2004	Public Comment	John S. Lyons, President, J Lyons Fund Management, Inc.
May 7, 2004	Public Comment	Judith C. Loomis, Vice President and Associate General Counsel, SunTrust Capital Markets, Inc.
May 7, 2004	Public Comment	Leon M. Metzger
May 7, 2004	Public Comment	Michael J. Dougherty, Branch Manager, LPL Financial Services
May 7, 2004	Public Comment	Michael J. Norris, Norris Advisory Services
May 7, 2004	Public Comment	Michael P. DeGeorge, General Counsel, National Association for Variable Annuities
May 7, 2004	Public Comment	Monti Young
May 7, 2004	Public Comment	National Defined Contribution Council
May 7, 2004	Public Comment	Paul Montgomery, Theta Investment Research, LLC
May 7, 2004	Public Comment	Rita C. DeFloreo, Principal Compliance Manager/CCO, Paradigm Equities, Inc., East Lansing, Michigan
May 7, 2004	Public Comment	Sean Clemmons, Research Analyst, Texas Capital Management
May 7, 2004	Public Comment	Tommy L. Feezel
May 6, 2004	Public Comment	Darrell D Wiard, RIA, Merritt, North Carolina
May 6, 2004	Public Comment	Larry Sanders
May 6, 2004	Public Comment	Ted Climo, Marketeer Consulting International Inc.
May 5, 2004	Public Comment	Dana Nunley
May 5, 2004	Public Comment	David W. Gibson
May 5, 2004	Public Comment	James H. Applegate, CFP, AAMS, Applegate Investment Mgmt, LLC
May 5, 2004	Public Comment	John R. Zak, CPA

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-11-04

Release Number

IC-26375A

How to submit comments

Rules & Regulations

Enforcement & Litigation

Compliance

Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments

More in this Section

Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments