Comments on Proposed Rule: Regulation NMS

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 12
B: 39
C: 179
D: 29
E: 2
F: 6
G: 452
H: 70
I: 204
J: 548
K: 28
L: 109
N: 13

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from Office of the Chairman regarding a meeting with representatives of Goldman, Sachs & Co.
Public Comment Denise L. Nappier, State Treasurer, State of Connecticut
Public Comment Phylis M. Esposito, Executive Vice President, Chief Strategy Officer, Ameritrade
Public Comment William C. Thompson. Jr., Comptroller of the City of New York
Public Comment Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company
Public Comment Alan G. Hevesi
Public Comment John S. Markle, Associate General Counsel, Ameritrade Holding Corporation
Public Comment Peter K. Hansen, Chief Executive Officer, NYFIX, Inc.
Public Comment Edward S. Knight, Nasdaq Stock Market, Inc.
Public Comment Bruce Lisman, Bear, Stearns & Co., Inc.
Public Comment Donald E. Weeden, Greenwich, Connecticut
Public Comment Kevin J. P. O'Hara, Chief Administrative Officer & General Counsel, Archipelago Holdings, Inc.
Public Comment Michael M. Honda, et al., Members of Congress
Public Comment James W. Vitalone, CFA, Chair, U.S. Advocacy Committee; and Linda L. Rittenhouse, CFA Institute - Advocacy, U.S. Advocacy Committee of CFA Institute
Public Comment Donald E. Weeden, Greenwich, Connecticut
Public Comment Hillary Rodham Clinton, U.S. Senate
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding an September 10, 2004 meeting with Representatives of Goldman, Sachs & Co.
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding an September 9, 2004 meeting with Representatives of Ameritrade Holding Corporation
Public Comment Linda Lerner, General Counsel, Domestic Securities, Inc.
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding an August 24, 2004 meeting with Citigroup Global Markets, Inc. Regarding Enhancement to NYSE Direct+ and Regulation NMS
Public Comment Shelley Moore Capito, M.C., U.S. House of Representatives
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding an August 16, 2004 meeting with representatives of Hudson River Trading LLC.
Meeting with SEC Officials Memorandum from the Office of Commissioner Atkins regarding an August 16, 2004 meeting with representatives of Hudson River Trading
Public Comment Thomas N. McManus, Managing Director and Counsel, Morgan Stanley
Public Comment John W. Hawie, Chief Investment Officer, The Commerce Group, Inc.
Public Comment Suhas Daftuar, Managing Director, Hudson River Trading LLC
Public Comment Edith H. Hallahan, First Vice President, Deputy General Counsel, Philadelphia Stock Exchange
Public Comment Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company
Public Comment Junius W. Peake, Monfort Distinguished Professor of Finance, Kenneth W. Monfort College of Business, University of Northern Colorado
Public Comment Pat Toomey, John Shadegg, Walter B. Jones, Joe Wilson, Wally Herger, John T. Doolittle, Sam Johnson, Pete Hoekstra, John Culberson, Maryiln Musgrave, Jeb Hensarling, Jeff Miller, U.S. House of Representatives

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-04
Release Number
34-49325
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