Comments on Proposed Rule: Regulation NMS

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 12
B: 39
C: 179
D: 29
E: 2
F: 6
G: 452
H: 70
I: 204
J: 548
K: 28
L: 109
N: 13

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Date Received
Date Letter Type Commenter Name
Public Comment Dennis Cardoza, U.S. House of Representatives
Public Comment Marlisa Vinciguerra, Managing Director and Counsel, Lehman Brothers Inc.
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a meeting with representatives of the Nasdaq Stock Market
Additional Files:
Public Comment John M. Schaible, President, NexTrade Holdings, Inc.
Public Comment William O'Brien, Chief Operating Officer, Brut, LLC
Public Comment Richard H. Baker, Chairman, Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, U.S. House of Representatives
Public Comment Robert R. Palmer, Retirement Administrator, San Joaquin County Employees' Retirement Association
Public Comment Written testimony of Scott DeSano, Head of the Equity Trading Desk for the Fidelity Funds, submitted by Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a meeting with representatives of the Securities Industry Association
Public Comment C. Thomas Richardson, Citigroup Global Markets, Inc.
Public Comment Gary Cohn, Managing Director, Goldman, Sachs & Co.
Public Comment Junius W. Peake, Monfort Distinguished Professor of Finance, Kenneth W. Monfort College of Business, University of Northern Colorado
Public Comment Bill Merritt, Mooresville, North Carolina
Public Comment Julia Carson, U.S. House of Representatives
Public Comment Bruce K. Duncan, Salt Lake City, Utah
Public Comment Dianne Feinstein, U.S. Senate
Public Comment George U. Sauter, Managing Director, The Vanguard Group, Inc.
Public Comment Michael N. Castle, U.S. House of Representatives
Public Comment Jack Quinn, U.S. House of Representatives
Public Comment Kenneth Griffin, President and CEO, Citadel Investment Group, L.L.C.
Public Comment W. Leo McBlain, Chairman, and Thomas J. Jordan, Executive Director, Financial Information Forum
Public Comment James T. Brett, on behalf of J.P. Morgan Securities, Inc.
Public Comment Dallas Lundy, Partner, Director of Equity, and Joseph Roman, Vice President, Trader, Atlanta Capital Management Co., L.L.C.
Public Comment Andrew M. Smith, President, Getty Realty Corp.
Public Comment Darla C. Stuckey, Corporate Secretary, New York Stock Exchange, Inc.
Public Comment Edward S. Knight, The Nasdaq Stock Market, Inc.
Public Comment John H. Bluher, Executive Vice President, General Counsel, Knight Trading Group, Inc.
Public Comment Seth Merrin, Chief Executive Officer, Liquidnet, Inc.
Public Comment Charles A. Blixt, Executive Vice President and General Counsel, RJ Reynolds Tobacco Holdings, Inc.
Public Comment Scott Garrett, U.S. House of Representatives

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-04
Release Number
34-49325
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