Comments on Proposed Rule: Regulation NMS

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 12
B: 39
C: 179
D: 29
E: 2
F: 6
G: 452
H: 70
I: 204
J: 548
K: 28
L: 109
N: 13

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Date Sort descending	Letter Type	Commenter Name
March 22, 2004	Public Comment	Glenn W. Reed, Executive Vice President and General Counsel, UICI
March 22, 2004	Public Comment	Stephen Schuler, Global Electronic Trading Company
March 22, 2004	Public Comment	Steven W. Tholen, Vice President and Chief Financial Officer, Harvest Natural Resources, Inc.
March 19, 2004	Public Comment	Paul D. Finkelstein, President & Chief Executive Officer, Regis Corporation
March 17, 2004	Public Comment	Annette P. Henkel, President, Minnesota Utility Investors
March 17, 2004	Public Comment	Anthony B. Cusanelli, Sr., Member of The New York Stock Exchange, Pompano Beach, FL
March 17, 2004	Public Comment	Richard A. Rosenblatt, CEO, and Joseph C. Gawronski, COO, of Rosenblatt Securities
March 17, 2004	Public Comment	William H. Sullivan, Jr.
March 15, 2004	Public Comment	Christopher L. Dutton, President and Chief Executive Officer, Green Mountain Power, Colchester, Vermont
March 15, 2004	Public Comment	Jerrold Nadler, U.S. House of Representatives
March 15, 2004	Public Comment	Ronald J. Brescia, Ronald J. Brescia & Associates, P.C., Garden Ciiy, New York
March 15, 2004	Public Comment	William M. Hess; Hess, Grant & Company, Inc.; Haddonfield, New Jersey
March 12, 2004	Public Comment	Colleen Carmack, Sandusky County Recorder
March 12, 2004	Public Comment	Mary McDermott-Holland, Chairman and John C. Giesea, President & CEO, Security Traders Association
March 10, 2004	Public Comment	Kay Ayres, Vice Chairman, Ohio Republican Party
March 10, 2004	Public Comment	Richard R. Tullo, New York, New York
March 9, 2004	Public Comment	James Schwab, Mill Neck, New York
March 8, 2004	Public Comment	Matthew J. McGuire, Cheshire, Connecticut
March 5, 2004	Public Comment	Mark Dennis, individual investor
Feb. 27, 2004	Public Comment	Margaret & Marvin Kennebeck
Feb. 24, 2004	Staff Study	Memorandum from Office of Economic Analysis regarding Description of October 1, 2003 Analysis of Subpenny Trade Patterns
Feb. 21, 2004	Public Comment	Edward Torres, Palm Springs, California

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-10-04

Release Number

34-49325

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Comments on Proposed Rule: Regulation NMS

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Regulation NMS

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments