Comments on Proposed Rule: Regulation NMS

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 12
B: 39
C: 179
D: 29
E: 2
F: 6
G: 452
H: 70
I: 204
J: 548
K: 28
L: 109
N: 13

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Date Received
Date Letter Type Commenter Name
Public Comment John M. Schaible, President, NexTrade Holdings, Inc.
Public Comment Gene L. Finn, Ph.D., Consultant, Finn Associates, Baltimore, Maryland
Public Comment William R. Power, Member and Director, Chicago Board Options Exchange, Chicago, Illinois
Public Comment Thomas S. Caldwell, Chairman, NYSE Member/Lessor, Caldwell Asset Management, Inc.
Public Comment Barry Kaiman, Shaker Heights, Ohio
Public Comment Bob Carl, equity trader
Public Comment Dustin J. Nesmith, Department of Finance & Economics, Southern Connecticut State University
Public Comment Junius W. Peake, Monfort Distinguished Professor of Finance, Kenneth W. Monfort College of Business
Public Comment Alan Richter, Miami, Florida
Public Comment Bart J. Ward, Chief Executive Officer, Ward & Company
Public Comment Michael Dilios, trader
Public Comment Uwe Delgado, student, Southern Connecticut State University
Public Comment Frank Christensen
Public Comment George E. Pataki, Governor, State of New York
Public Comment Elliott J. Zakem, undergraduate student, University of Notre Dame, Notre Dame, Indiana
Public Comment Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company
Public Comment Shirley McClain
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a meeting on November 23, 2004 with representatives of the Knight Trading Group
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a meeting on October 14, 2004 with representatives of Archipelago and Thelen Reid & Priest LLP
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a meeting on October 27, 2004 with representatives of the National Stock Exchange, Dutko Group, and Reid & Priest LLP
Public Comment Dr. Bidisha Chakrabarty, Assistant Professor, Department of Finance, John Cook School of Business, Saint Louis University
Public Comment Erol Denizkurt, Naples, Florida
Public Comment Michael Dilios, trader
Public Comment Bruce Lisman; Bear, Stearns & Co. Inc.
Public Comment Michael Dilios, trader
Public Comment Philip Angelides, Treasurer, State of California
Meeting with SEC Officials Memorandum from Office of the Chairman regarding a meeting with representatives of Instinet Group Incorporated
Meeting with SEC Officials Memorandum from Office of the Chairman regarding a meeting with representatives of the New York Stock Exchange
Meeting with SEC Officials Memorandum from the Office of Commissioner Atkins regarding a meeting with representatives of the New York Stock Exchange
Meeting with SEC Officials Memorandum from the Office of Commissioner Atkins regarding a meeting with representatives of the Nasdaq Stock Market, UBS Securities, and Citigroup

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-04
Release Number
34-49325
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