Comments on Proposed Rule: Regulation NMS

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 12
B: 39
C: 179
D: 29
E: 2
F: 6
G: 452
H: 70
I: 204
J: 548
K: 28
L: 109
N: 13

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Date Received
Date Letter Type Commenter Name
Public Comment Stephen McSherry, Red Bank, New Jersey
Public Comment Daniel P. Kryger
Public Comment Daniel P. Kryger
Public Comment Dr. J. P. London, Chairman of the Board, President and Chief Executive Officer, CACI
Public Comment Jack Weiselberg, Chairman and Chief Executive Officer, JNK Securities Corp.
Public Comment John L. Adams, Vice President, Trinity Industries, Inc.
Public Comment Walter S. Robertson, III, President & Chief Executive Officer, S. Buford Scott, Chairman of the Board, and John Sherman, Jr., Scott & Stringfellow
Public Comment Bernard Klein, Boca Raton, Florida
Public Comment Maurice D. Hinchey, Member of Congress
Public Comment Nita M. Lowey, Member of Congress
Public Comment Ralph S. Saul, Philadelphia, Pennsylvania
Public Comment Brendan R. Dowd, CEO, Dowd, Inc.
Public Comment Marc L. Lipson, Department of Banking and Finance, Terry College of Business, The University of Georgia; Charles M. Jones, Graduate School of Business, Columbia University
Meeting with SEC Officials Memorandum from the Office of Commissioner Campos regarding a January 3, 2005 converstation with Congressman Joe Crowley
Public Comment Michael J. Leeming
Public Comment Gary L. Ackerman, Member of Congress
Public Comment Francesca Denman, Bonita Springs, Florida
Public Comment Victor L. Genez, Consulting actuary enrolled with the U.S. Departments of Treasury and Labor, Charleston, South Carolina
Public Comment David V. Shields, Managing Director, Shields & Company, Member NYSE/NASD
Public Comment W. Hardy Callcott
Public Comment Joseph A. Palmitch, Member, NYSE, Palm Beach Gardens, Florida
Public Comment Michael A. Gualtieri, Syosset, New York
Public Comment Theresa Gualtieri, Member, NYSE, Syosset, New York
Public Comment Douglas T. White, Hamden, Connecticut
Public Comment John Junius Grandefeld, Member, New York Stock Exchange, Eastchester, New York
Public Comment Daniel P. Kryger
Public Comment Kenneth Ellis, Member, New York Stock Exchange, New York, New York
Public Comment Peter J. Frank, Great Neck, New York
Public Comment Gene L. Finn, Ph.D., Finn Associates, Baltimore, Maryland
Public Comment J. Robinson, Bolivar, Pennsylvania

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-04
Release Number
34-49325
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