Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Sort descending	Letter Type	Commenter Name
March 15, 2004	Public Comment	Kevin Sullivan, CPA, CMA, Cranford, New Jersey
March 15, 2004	Public Comment	Lawrence C. Carr, Gilbert, Arizona
March 15, 2004	Public Comment	Lawrence Keyes, AAII , Colchester, Vermont
March 15, 2004	Public Comment	Lee M. Alexander, Hebron, New Hampshire
March 15, 2004	Public Comment	Leonard J. Kaplan, Foster City, California
March 15, 2004	Public Comment	Lyle R. Bartz, Walpole, New Hampshire
March 15, 2004	Public Comment	Martin Vanderlaan, San Francisco, California
March 15, 2004	Public Comment	Michael Greenspon, Denver, Colorado
March 15, 2004	Public Comment	Michael P. Baker, Chandler, Arizona
March 15, 2004	Public Comment	Nancy Sullivan, Hudson, Massachusetts
March 15, 2004	Public Comment	Nicholas A. Cappello, retired, computer engineer information specialist, Tucson, Arizona
March 15, 2004	Public Comment	Norman M. Boone, President, Boone Financial Advisors, San Francisco, California
March 15, 2004	Public Comment	Patrick Curtin, Phoenix, Arizona
March 15, 2004	Public Comment	Paul J. Holveck, Denville, New Jersey
March 15, 2004	Public Comment	Paul Vadopalas, AAII, Palo Alto , California
March 15, 2004	Public Comment	Peter Bye, Livingston, New Jersey
March 15, 2004	Public Comment	Ralph V. Barndt, Harleysville, Pennsylvania
March 15, 2004	Public Comment	Renee Schweber, Edison, New Jersey
March 15, 2004	Public Comment	Rev. Mr. John E. Croy, Middletown, Rhode Island
March 15, 2004	Public Comment	Richard J. Panelli, AAII member, Redwood City, California
March 15, 2004	Public Comment	Richard Redmann
March 15, 2004	Public Comment	Rob Wyder, Mahwah, New Jersey
March 15, 2004	Public Comment	Robert A. Ulrich, Prescott, Arizona
March 15, 2004	Public Comment	Robert E. Kaim, Brookline, Massachusetts
March 15, 2004	Public Comment	Robert F. Andrews, retired from Shell Oil Company
March 15, 2004	Public Comment	Robert W. Fretz, Lansdale, Pennsylvania
March 15, 2004	Public Comment	Rodney Hazen
March 15, 2004	Public Comment	Ronald D. Kistler
March 15, 2004	Public Comment	Sally Chaffee Maron
March 15, 2004	Public Comment	Stefan Williams

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-06-04

Release Number

33-8358

34-49148

IC-26341

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments