Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Sort descending	Letter Type	Commenter Name
March 15, 2004	Public Comment	Dean D. Almer, Mesa, Arizona
March 15, 2004	Public Comment	Dennis Heinzig, CEO, San Francisco, California
March 15, 2004	Public Comment	Donald R. Berger, Blue Bell, Pennsylvania
March 15, 2004	Public Comment	Doug Rice
March 15, 2004	Public Comment	Edward J. Gifford, Tewksbury, Massachusetts
March 15, 2004	Public Comment	Edward J. Heldman, Cliffside Park, New Jersey
March 15, 2004	Public Comment	Edward J. McCarthy, Marlton, New Jersey
March 15, 2004	Public Comment	Elaine Devens
March 15, 2004	Public Comment	Erik Anderlind, investor, Providence, Rhode Island
March 15, 2004	Public Comment	Fred J. Sotcher, retired, San Jose, California
March 15, 2004	Public Comment	George E. Davidson, retired, former television broadcasting executive, Larkspur, California
March 15, 2004	Public Comment	George F. Sprott, Ph.D., Concord, Massachusetts
March 15, 2004	Public Comment	Gordon B. Clark, Basking Ridge, New Jersey
March 15, 2004	Public Comment	Grant K. Hendrick, Ph.D., San Carlos, California
March 15, 2004	Public Comment	Harold D. Thompson, Sun City, Arizona
March 15, 2004	Public Comment	Henry W. Marks, III, Montclair, New Jersey
March 15, 2004	Public Comment	Hollister B. Sykes, retired corporate executive, Dranford, New Jersey
March 15, 2004	Public Comment	Howard R. Schaefer, East Longmeadow, Massachusetts
March 15, 2004	Public Comment	Irwin Kaplan, Monroe Township, New Jersey
March 15, 2004	Public Comment	J. Shepard
March 15, 2004	Public Comment	James F. Hurley, Ph.D., Professor Emeritus of Mathematics, University of Connecticut, Storrs, Connecticut
March 15, 2004	Public Comment	John A. Castellano, Jr., retired, Haddonfield, New Jersey
March 15, 2004	Public Comment	John E. Shanks, Reno, Nevada
March 15, 2004	Public Comment	John Teasley
March 15, 2004	Public Comment	John Walter, Tucson, Arizona
March 15, 2004	Public Comment	Joseph M. McVaugh, Mesa, Arizona
March 15, 2004	Public Comment	Joseph R. Spenner, Fenton, Missouri
March 15, 2004	Public Comment	Judith A. Kubliski, logistics manager, Army RD
March 15, 2004	Public Comment	Judith R. Garfunkel, retired nurse administrator, Boston, Massachusetts
March 15, 2004	Public Comment	Kenneth Peacock, physician, Haddonfield, New Jersey

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-06-04

Release Number

33-8358

34-49148

IC-26341

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments