Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Sort descending	Letter Type	Commenter Name
March 29, 2004	Public Comment	Albert J. Thompson, AAII, Arlington Heights, Illinois
March 29, 2004	Public Comment	Allan R. Martin, Individual Investor, Rahway, New Jersey
March 29, 2004	Public Comment	Brad Langmaid, federal government retired, Alexandria, Virginia
March 29, 2004	Public Comment	Clair S. Weenig, MD, Investor, Walnut Creek, California
March 29, 2004	Public Comment	David J. Dahl, Investment Advisor, Dahl Financial Services, Inc., Polo, Illinois
March 29, 2004	Public Comment	David Luckens, Covington, Kentucky
March 29, 2004	Public Comment	Dorthy Ferrara
March 29, 2004	Public Comment	Florence Cassano
March 29, 2004	Public Comment	James C. Liskovec, Jr., Los Altos, California
March 29, 2004	Public Comment	Joseph Colligan, MD, Chicago, Illinois
March 29, 2004	Public Comment	Karla Butler, Ph.D., EA, Professor Emeritus, California State University, Northridge, Sherman Oaks, California
March 29, 2004	Public Comment	Mavis R. Harrison
March 29, 2004	Public Comment	Mel S. Stern
March 29, 2004	Public Comment	Mike Heller, Danville, California
March 29, 2004	Public Comment	Patricia Wells
March 29, 2004	Public Comment	Thomas R. Reeves, Jonesboro, Arkansas
March 28, 2004	Public Comment	Clint S. Siegner, Sacramento, California
March 28, 2004	Public Comment	Douglas M. Sherburne, US Navy retired, Springfield, Virginia
March 28, 2004	Public Comment	John E. Heath, Retired, Milwaukee, Wisconsin
March 28, 2004	Public Comment	Joseph Schunk, American Canyon, California
March 28, 2004	Public Comment	Loretta F. Cochran, Ph.D., Assistant Professor of Management, Arkansas Tech University, Russellville, Arkansas
March 28, 2004	Public Comment	Matt Stollery
March 28, 2004	Public Comment	Paul L. Schutt, CEO, Helix Camera Video, Chicago, Illinois
March 28, 2004	Public Comment	Peter R. Spool, Software Quality Engineer, Siemens Corporate Research, Princeton, New Jersey
March 28, 2004	Public Comment	Ron Bowman
March 28, 2004	Public Comment	Tin Y. Tai, Falls Church, Virginia
March 27, 2004	Public Comment	Arne J. Bang, Arlington, Virginia
March 27, 2004	Public Comment	Bruce E. Winter, Esquire, Boca Raton, Florida
March 27, 2004	Public Comment	Bryan Keyt, attorney, Lake Forest, Illinois
March 26, 2004	Public Comment	Anonymous review

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-06-04

Release Number

33-8358

34-49148

IC-26341

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments