Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 2,687
B: 52
C: 14
D: 75
E: 90
F: 58
G: 633
H: 9
I: 2
J: 2043
K: 1,603
L: 113
M: 313
N: 4
O: 5

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Date Sort descending	Letter Type	Commenter Name
March 30, 2005	Public Comment	Eric B. Soik, LUTCF, Licensed Agent, New York Life Insurance Company
March 30, 2005	Public Comment	Frank Giaccio, MBA, CFP, Keystone Financial Advisors
March 30, 2005	Public Comment	Gary G. Wierzbicki, Agent, State Farm Insurance
March 30, 2005	Public Comment	Gary Haibach
March 30, 2005	Public Comment	Gary Hammer, Principal, American Family Insurance
March 30, 2005	Public Comment	Gary S. Cohen, Investment Advisory Representative, Berlin, New Jersey
March 30, 2005	Public Comment	George S. Slusher
March 30, 2005	Public Comment	Gerald J. O'Bee
March 30, 2005	Public Comment	Glenn W. Seibel
March 30, 2005	Public Comment	Gordon Jones, DHA
March 30, 2005	Public Comment	Guy Swain CFP, CLU, ChFC, CLTC, LifeTime Asset Management
March 30, 2005	Public Comment	Hershel S. Meriwether II
March 30, 2005	Public Comment	James Bierschbach
March 30, 2005	Public Comment	James D. Finneran
March 30, 2005	Public Comment	Jason Gollhofer, Financial Strategies for Northern Colorado Educators
March 30, 2005	Public Comment	Jean Hughes Voss, LPL Registered Principal
March 30, 2005	Public Comment	Jeff Biggs, LUTCF, Brier Payne Meade Insurance
March 30, 2005	Public Comment	Jeffrey A. Bogart
March 30, 2005	Public Comment	Jeffrey W. Day, CLU, ChFC, New England Financial
March 30, 2005	Public Comment	Jim Mabbutt
March 30, 2005	Public Comment	Jo Bowen
March 30, 2005	Public Comment	Joe D. Crawford
March 30, 2005	Public Comment	Joe O. Luby III, CFP, President, Financial Solutions, Inc.
March 30, 2005	Public Comment	Joe Seed
March 30, 2005	Public Comment	John (Jack) Schoen, MBA, CLU, True North Financial Services
March 30, 2005	Public Comment	John Elbare, CFP, Principal, Florida Philanthropic Advisors, LLC, Lutz, Florida
March 30, 2005	Public Comment	John G. O'Malley
March 30, 2005	Public Comment	John Grover, Financial Consultant
March 30, 2005	Public Comment	Jon M. Black, CLU
March 30, 2005	Public Comment	Joseph M. Letson

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-06-04

Release Number

33-8358

34-49148

IC-26341

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Confirmation Requirements and Point of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Filter comments